DISTRIBUTION AGREEMENTDistribution Agreement • January 29th, 2024 • Aspiration Funds
This AGREEMENT dated January 10, 2024, between ASPIRATION FUNDS, an open-end management investment company organized under the laws of the State of Delaware (the “Trust”) and CAPITAL INVESTMENT GROUP, INC., a North Carolina corporation (the “Distributor”).
SECOND INTERIM INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 29th, 2024 • Aspiration Funds • Delaware
AGREEMENT made as of December 18, 2023, between Aspiration Funds (the “Trust”), a Delaware statutory trust having its principal place of business at 4551 Glencoe Avenue, Marina Del Rey, California 90292, on behalf of the Fund(s) listed on Schedule A, and Aspiration Fund Adviser, LLC (the “Investment Adviser”), an investment adviser having its principal place of business at 4551 Glencoe Avenue, Marina Del Rey, California 90292.
SECOND INTERIM SUB-INVESTMENT ADVISORY AGREEMENTSub-Investment Advisory Agreement • January 29th, 2024 • Aspiration Funds • Delaware
AGREEMENT made as of the December 18, 2023, between Aspiration Fund Adviser, LLC (the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and UBS Asset Management (Americas) Inc. (the “Sub-Adviser”), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the Aspiration Redwood Fund (the “Fund”), a series of Aspiration Funds (the “Trust”).
INTERIM SUB-INVESTMENT ADVISORY AGREEMENTInterim Sub-Investment Advisory Agreement • January 29th, 2024 • Aspiration Funds • Delaware
AGREEMENT made as of the 26th day of June, 2023, between Aspiration Fund Adviser, LLC (the “Investment Adviser”), a Delaware limited liability company registered as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and UBS Asset Management (Americas) Inc. (the “Sub-Adviser”), a Delaware corporation registered as an investment adviser under the Advisers Act, with respect to the Aspiration Redwood Fund (the “Fund”), a series of Aspiration Funds (the “Trust”).
COMPLIANCE SERVICES AGREEMENTCompliance Services Agreement • January 29th, 2024 • Aspiration Funds
AGREEMENT dated as of December 18, 2014 (the "Effective Date'') between Aspiration Funds (the "Trust''), a Delaware statutory trust, and Cipperman Compliance Services, LLC ("CCS"), a Pennsylvania limited liability company.
INTERIM INVESTMENT ADVISORY AGREEMENTInterim Investment Advisory Agreement • January 29th, 2024 • Aspiration Funds • Delaware
AGREEMENT made as of the 26th day of June, 2023, between Aspiration Funds (the “Trust”), a Delaware statutory trust having its principal place of business at 4551 Glencoe Avenue, Marina Del Rey, California 90292, on behalf of the Fund(s) listed on Schedule A, and Aspiration Fund Adviser, LLC (the “Investment Adviser”), an investment adviser having its principal place of business at 4551 Glencoe Avenue, Marina Del Rey, California 90292.
