AMENDED AND RESTATED PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • April 29th, 2021 • Talcott Resolution Life & Annuity Insurance Co Separate Account Seven • Connecticut
THIS AGREEMENT made by and between Hartford Life Insurance Company and Hartford Life and Annuity Insurance Company (collectively, the “Insurer” or the “Sponsor”) and Hartford Securities Distribution Company, Inc. (“Broker-Dealer”).
BROKER-DEALER SALES AND SUPERVISION AGREEMENTBroker-Dealer Sales and Supervision Agreement • April 29th, 2021 • Talcott Resolution Life & Annuity Insurance Co Separate Account Seven • Connecticut
This Broker-Dealer Sales and Supervision Agreement ("Agreement") dated ___________________________ is made by and between Hartford Life Insurance Company and ITT Hartford Life and Annuity Insurance Company (referred to collectively as "Companies"), Hartford Securities Distribution Company, Inc. ("Distributor"), a broker-dealer registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934 ("1934 Act") and a member of the National Association of Securities Dealers, Inc. ("NASD") and __________________________________, who is also a broker-dealer registered with the SEC under the 1934 Act and a member of the NASD ("Broker-Dealer"), and any and all undersigned insurance agency affiliates ("Affiliates") of Broker- Dealer.
