BROKER-DEALER SALES AND SUPERVISION AGREEMENT This Broker-Dealer Sales and Supervision Agreement ("Agreement") dated is made by and between Hartford Life Insurance Company and ITT Hartford Life and Annuity Insurance Company (referred to collectively...Broker-Dealer Sales and Supervision Agreement • August 10th, 2010 • Hartford Life Insurance Co Separate Account 11 • Connecticut
BROKER-DEALER SALES AND SUPERVISION AGREEMENTBroker-Dealer Sales and Supervision Agreement • January 22nd, 2021 • Forethought Life Insurance Co Separate Account A • New York
This Broker-Dealer Sales and Supervision Agreement (“Agreement”) is made by and between, Forethought Distributors, LLC as Principal Underwriter, with respect to Securities and Exchange Commission (“SEC”) registered contracts, and as Distributor a broker-dealer registered with the SEC under the Securities and Exchange Act of 1934 (“1934 Act”) and a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”), (“Distributor”) Forethought Life Insurance Company (“Company”), and [ ] an independent broker-dealer registered with the SEC under the 1934 Act and a member of the FINRA (“Broker-Dealer”), and any and all undersigned insurance agency affiliates (“Affiliates”) of Broker-Dealer. Distributor and Company are sometimes collectively referred to as (“Forethought”).
BROKER-DEALER SALES AND SUPERVISION AGREEMENTBroker-Dealer Sales and Supervision Agreement • April 29th, 2021 • Talcott Resolution Life & Annuity Insurance Co Separate Account Seven • Connecticut
This Broker-Dealer Sales and Supervision Agreement ("Agreement") dated ___________________________ is made by and between Hartford Life Insurance Company and ITT Hartford Life and Annuity Insurance Company (referred to collectively as "Companies"), Hartford Securities Distribution Company, Inc. ("Distributor"), a broker-dealer registered with the Securities and Exchange Commission ("SEC") under the Securities and Exchange Act of 1934 ("1934 Act") and a member of the National Association of Securities Dealers, Inc. ("NASD") and __________________________________, who is also a broker-dealer registered with the SEC under the 1934 Act and a member of the NASD ("Broker-Dealer"), and any and all undersigned insurance agency affiliates ("Affiliates") of Broker- Dealer.
ContractBroker-Dealer Sales and Supervision Agreement • February 2nd, 2022 • Forethought Life Insurance Co • Life insurance • New York
This Broker-Dealer Sales and Supervision Agreement (“Agreement”) is made by and between, Global Atlantic Distributors, LLC as Principal Underwriter, with respect to Securities and Exchange Commission (“SEC”) registered contracts, and as Distributor a broker-dealer registered with the SEC under the Securities and Exchange Act of 1934 (“1934 Act”) and a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”), (“Distributor”), Forethought Life Insurance Company (“Company”), and an independent broker-dealer registered with the SEC under the 1934 Act and a member of FINRA (“Broker-Dealer”), and any and all undersigned insurance agency affiliates (“Affiliates”) of Broker-Dealer. Distributor and Company are sometimes collectively referred to as (“Forethought”).
Forethought Life Insurance Company BROKER-DEALER SALES AND SUPERVISION AGREEMENTBroker-Dealer Sales and Supervision Agreement • January 15th, 2021 • Forethought Life Insurance Co Separate Account A • New York
This Broker-Dealer Sales and Supervision Agreement (“Agreement”) is made by and between, Global Atlantic Distributors, LLC as Principal Underwriter, with respect to Securities and Exchange Commission (“SEC”) registered contracts, and as Distributor a broker-dealer registered with the SEC under the Securities and Exchange Act of 1934 (“1934 Act”) and a member of the Financial Industry Regulatory Authority, Inc. (“FINRA”), (“Distributor”), Forethought Life Insurance Company (“Company”), and [ ] an independent broker-dealer registered with the SEC under the 1934 Act and a member of FINRA (“Broker-Dealer”), and any and all undersigned insurance agency affiliates (“Affiliates”) of Broker-Dealer. Distributor and Company are sometimes collectively referred to as (“Forethought”).
