COMMON STOCK PURCHASE WARRANT ONTRAK, INC.Common Stock Purchase Warrant • August 28th, 2023 • Ontrak, Inc. • Services-misc health & allied services, nec • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _______, 20281 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Ontrak, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right to e
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 28th, 2023 • Ontrak, Inc. • Services-misc health & allied services, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of [_______], 2023, between Ontrak, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
PRE-FUNDED COMMON STOCK PURCHASE WARRANT ONTRAK, INC.Pre-Funded Common Stock Purchase Warrant • August 28th, 2023 • Ontrak, Inc. • Services-misc health & allied services, nec • New York
THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Ontrak, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
ONTRAK, INC. and EQUINITI TRUST COMPANY, as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2023Warrant Agency Agreement • August 28th, 2023 • Ontrak, Inc. • Services-misc health & allied services, nec • New York
WARRANT AGENCY AGREEMENT, dated as of __________, 2023 (“Agreement”), by and between Ontrak, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, a ________ [limited liability company/corporation] (the “Warrant Agent”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • August 28th, 2023 • Ontrak, Inc. • Services-misc health & allied services, nec • New York
EMPLOYMENT AGREEMENTEmployment Agreement • August 28th, 2023 • Ontrak, Inc. • Services-misc health & allied services, nec • Nevada
THIS EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of July 26, 2022 by and between Ontrak, Inc., a Delaware corporation (“Employer” or “Company”), and Mary Louise Osborne, an individual (“Employee”).
SEPARATION AGREEMENT AND RELEASESeparation Agreement • August 28th, 2023 • Ontrak, Inc. • Services-misc health & allied services, nec
This Separation Agreement and Release (the “Agreement”), is made by and between Jonathan Mayhew on behalf of himself, his agents, heirs, executors, administrators, attorneys and successors (collectively, “Mr. Mayhew”), and Ontrak, Inc. and any entity related to it in the present or past including, without limitation, its predecessors, successors, parents, subsidiaries, affiliates, joint venture partners, and divisions, as well as the directors, committees, and employees, directors, officers, advisors and agents of Ontrak and each of its affiliates (collectively “Ontrak”).
RETENTION BONUS AGREEMENT BETWEEN ONTRAK, INC. AND JOHNATHAN MAYHEWRetention Bonus Agreement • August 28th, 2023 • Ontrak, Inc. • Services-misc health & allied services, nec • Nevada
You, Jonathan Mayhew, are employed by Ontrak, Inc. (“Ontrak”). Ontrak, and all of its operating divisions, subsidiaries and affiliates, predecessors, successors, joint venture partners and insurers, shall be referenced collectively herein as “Ontrak”; and
