PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • July 8th, 2020 • Red Oak Capital Fund V, LLC • Delaware
This Pledge and Security Agreement (this “Security Agreement”) is entered into as of __________, 2020, by and among Red Oak Capital Fund V, LLC, a Delaware limited liability company (“Grantor”), and UMB Bank, N.A., in its capacity as indenture trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of Series A Bonds and Series A R-Bonds issued by Grantor under the Indenture (as defined in the Indenture).
Date: ___________, 2020 Crescent Securities Group, Inc. Dallas, Texas 75231Red Oak Capital Fund V, LLC • July 8th, 2020 • Michigan
This letter sets forth the agreement (“Agreement”) among Red Oak Capital Fund V, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $50,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
LIMITED LIABILITY COMPANY AGREEMENT OF RED OAK CAPITAL FUND V, LLCLimited Liability Company Agreement • July 8th, 2020 • Red Oak Capital Fund V, LLC • Delaware
This Limited Liability Company Agreement, dated March 23, 2020, of Red Oak Capital Fund V, LLC, a Delaware limited liability company (the “Company”), is entered into by the Company and Red Oak Capital GP, LLC, a Delaware limited liability company, the sole member of the Company (the “Member”).
RED OAK CAPITAL FUND V, LLC SUBSCRIPTION AGREEMENT INSTRUCTION PAGESubscription Agreement Instruction Page • July 8th, 2020 • Red Oak Capital Fund V, LLC • Delaware
We, Red Oak Capital Fund V, LLC (“we,” “our,” “us,” or the “Company”), are offering a maximum of $50,000,000 in the aggregate of our 7.50% senior secured bonds (the “A Bonds”) and our 8.00% senior secured bonds (the “A R-Bonds,” and together with the A Bonds, the “Bonds”) pursuant to the offering circular (the “Offering Circular”) dated [______], 20__ (the “Offering”). The purchase price per Bond is $1,000, with a minimum purchase amount of $10,000. A R-Bonds may be purchased solely by subscribers described under “Plan of Distribution – Eligibility to Purchase A R-Bonds” in the Offering Circular.
