WARRANT AGENCY AGREEMENT INNOVATIVE EYEWEAR, INC. and vstock transfer, llc, as Warrant Agent Dated as of August 17, 2022 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • August 18th, 2022 • Innovative Eyewear Inc • Ophthalmic goods • New York
WARRANT AGENCY AGREEMENT, dated as of August 17, 2022 (“Agreement”), by and between Innovative Eyewear Inc., a corporation organized under the laws of the State of Florida (the “Company”), and VStock Transfer, LLC, a limited liability company (the “Warrant Agent”).
Representative’s Warrant AgreementRepresentative’s Warrant Agreement • August 18th, 2022 • Innovative Eyewear Inc • Ophthalmic goods
THIS WARRANT TO PURCHASE COMMON STOCK (the “Warrant”) certifies that, for value received, Maxim Partners LLC, or its assigns (the “Holder”), is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after February 8, 2023 (the “Initial Exercise Date”) and, in accordance with FINRA Rule 5110(g)(8)(A), prior to at 5:00 p.m. (New York time) on August 12, 2027, the date that is five (5) years following the Commencement Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from INNOVATIVE EYEWEAR, INC., a Florida corporation (the “Company”), up to 58,800 shares of common stock, par value $0.00001 per share, of the Company (the “Warrant Shares”), as subject to adjustment hereunder. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). “Commencement Date” means the date that is one hundred eighty (180) days immediatel
COMMON STOCK PURCHASE WARRANT INNOVATIVE EYEWEAR, INC.Common Stock Purchase Warrant • August 18th, 2022 • Innovative Eyewear Inc • Ophthalmic goods • New York
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, Cede & Co. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_____], 2027 (the “Termination Date”)1 but not thereafter, to subscribe for and purchase from Innovative Eyewear, Inc., a Florida corporation (the “Company”), up to [_____] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s r
980,000 UNITS EACH UNIT CONSISTING OF ONE SHARE of Common Stock AND TWO WARRANTS TO PURCHASE TWO SHARES OF COMMON STOCK INNOVATIVE EYEWEAR, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • August 18th, 2022 • Innovative Eyewear Inc • Ophthalmic goods • New York
The undersigned, INNOVATIVE EYEWEAR, INC., a company incorporated under the laws of Florida (the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which MAXIM GROUP LLC (“Maxim”) is acting as representative to the several Underwriters (in such capacity, the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
