Sound Point Meridian Capital, Inc. [●] Shares of Common Stock Par Value $0.001 Per Share UNDERWRITING AGREEMENTUnderwriting Agreement • June 11th, 2024 • Sound Point Meridian Capital, Inc. • New York
The Company was organized as Sound Point Meridian Capital, LLC, a Delaware limited liability company, on May 13, 2022, and on March 13, 2024, the Company filed a Certificate of Conversion with the Delaware Secretary of State to convert the Company from a limited liability company to a Delaware corporation. In conjunction with the Company’s issuance and sale of the Shares pursuant to this agreement, Sound Point Meridian Master Fund LP, a Cayman Islands exempted limited partnership (the “Fund”), will transfer all of its assets and other portfolio securities and liabilities to the Company (the “Initial Portfolio Transaction”) in exchange for shares of the Company’s common stock pursuant to an agreement and plan of reorganization dated [●], 2024, by and among the Company and the Fund (the “Agreement and Plan of Reorganization”). The assets and other portfolio securities that will be contributed by the Fund to the Company will be comprised of certain equity and mezzanine tranches of collate
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 11th, 2024 • Sound Point Meridian Capital, Inc. • New York
This Registration Rights Agreement (this “Agreement”) is made and entered into as of [●], 2024, by and among Sound Point Meridian Capital, Inc., a Delaware corporation (the “Company”), and the shareholders listed on the signature page hereof (together with any person or entity who hereafter becomes party to this Agreement pursuant to Section 9(d) of this Agreement, collectively the “Shareholders” and each individually as a “Shareholder”).
