SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 26th, 2023 • Hennessy Funds Trust • Delaware
THIS SUB-ADVISORY AGREEMENT (this “Agreement”) is made as of July 14, 2023, by and between Hennessy Advisors, Inc., a California corporation (the “Adviser”), and Vident Advisory, LLC, a Delaware limited liability company (the “Sub‑Adviser”).
FIRST AMENDMENT TO EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 26th, 2023 • Hennessy Funds Trust
THIS FIRST AMENDMENT TO EXPENSE LIMITATION AGREEMENT (this “Amendment”) is effective as of April 28, 2023, by and between Hennessy Advisors, Inc., a California corporation (the “Adviser”), and Hennessy Funds Trust, a Delaware statutory trust (the “Trust”).
FIRST AMENDMENT TO INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 26th, 2023 • Hennessy Funds Trust
THIS FIRST AMENDMENT TO INVESTMENTADVISORY AGREEMENT (this “Amendment”) is effective as of April 28, 2023, by and between Hennessy Advisors, Inc., a California corporation (the “Adviser”), and Hennessy Funds Trust, a Delaware statutory trust (the “Trust”).
SEVENTH AMENDMENT TO THE HENNESSY FUNDS TRUST FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • December 26th, 2023 • Hennessy Funds Trust
THIS SEVENTH AMENDMENT, effective as of April 28, 2023 (the “Effective Date”), to the Fund Administration Servicing Agreement, dated as of July 1, 2005, as amended (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
FIRST AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 26th, 2023 • Hennessy Funds Trust
THIS FIRST AMENDMENT TO SUB-ADVISORY AGREEMENT (this “Amendment”) is effective as of April 28, 2023, by and between Hennessy Advisors, Inc., a California corporation (the “Adviser”), and Stance Capital, LLC, a Massachusetts limited liability company (the “Sub‑Adviser”).
SEVENTH AMENDMENT TO THE HENNESSY FUNDS TRUST CUSTODY AGREEMENTCustody Agreement • December 26th, 2023 • Hennessy Funds Trust
THIS SEVENTH AMENDMENT, effective as of April 28, 2023 (the “Effective Date”), to the Custody Agreement, dated as of July 1, 2005, as amended (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
SEVENTH AMENDMENT TO THE HENNESSY FUNDS TRUST TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 26th, 2023 • Hennessy Funds Trust
THIS SEVENTH AMENDMENT, effective as of April 28, 2023 (the “Effective Date”), to the Fund Administration Servicing Agreement, dated as of July 1, 2005, as amended (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
SIXTH AMENDMENT TO THE HENNESSY FUNDS TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • December 26th, 2023 • Hennessy Funds Trust
THIS SIXTH AMENDMENT, effective April 28, 2023 (the “Effective Date”), to the Fund Accounting Servicing Agreement, dated as of February 7, 2006, as amended (the “Agreement”), is entered into by and between HENNESSY FUNDS TRUST, a Delaware statutory trust (the “Company”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“USBGFS”).
