SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 10th, 2024 • Tidal Trust III • New York
This Sub-Advisory Agreement (the “Agreement”) is made as of this [ ] day of [ ], 2024 by and between Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 (the “Adviser”) and Cannell & Spears LLC, a Delaware limited liability company, with its principal place of business at 545 Madison Avenue, 11th Floor, New York, New York 10022 (the “Sub-Adviser”), with respect to each series of Tidal Trust III (the “Trust”) identified on Schedule A to this Agreement, as may be amended from time to time (each, a “Fund” and, if more than one Fund, together, the “Funds”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 10th, 2024 • Tidal Trust III • Delaware
This Investment Advisory Agreement (the “Agreement”) is made as of [ ], 2024, by and between Tidal Trust III, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments LLC, a Delaware limited liability company (the “Adviser”).
FIFTH AMENDMENT TO THE TIDAL TRUST III CUSTODY AGREEMENTCustody Agreement • October 10th, 2024 • Tidal Trust III
THIS FIFTH AMENDMENT effective as [·], 2024 (the “Effective Date”), to the Custody Agreement dated as of July 11, 2024, as amended (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Minneapolis, Minnesota (the “Custodian”).
FIFTH AMENDMENT TO THE TIDAL TRUST III FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 10th, 2024 • Tidal Trust III
THIS FIFTH AMENDMENT effective as of [·], 2024 (the “Effective Date”), to the Fund Accounting Servicing Agreement dated as of July 11, 2024, as amended, (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
SIXTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • October 10th, 2024 • Tidal Trust III
THIS SIXTH AMENDMENT effective as of [ ], 2024, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of September 1, 2023 by and between Tidal Trust III , a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”) and Tidal Investments LLC (the “Adviser”), solely in respect of the rights and obligations set forth in Section 4 and applicable provisions of Section 12 and 13 of the Agreement.
TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • October 10th, 2024 • Tidal Trust III • Delaware
This sixth amendment (“Amendment”) to the ETF Distribution Agreement dated as of June 18, 2024 (the “Agreement”), by and between Tidal Trust III (the “Trust”) and Foreside Fund Services, LLC (“Foreside” and together with the Trust, the “Parties”) is entered into as of [ ], 2024 (the “Effective Date”).
FIFTH AMENDMENT TO THE TIDAL TRUST III TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 10th, 2024 • Tidal Trust III
THIS FIFTH AMENDMENT effective as of [·], 2024 (the “Effective Date”), to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of July 11, 2024, as amended, is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
