GLASSBRIDGE ENTERPRISES, INC. and EQUINITI TRUST COMPANY as Rights Agent 382 RIGHTS AGREEMENT Dated as of December 1, 2021382 Rights Agreement • December 1st, 2021 • GlassBridge Enterprises, Inc. • Investment advice • Delaware
Contract Type FiledDecember 1st, 2021 Company Industry JurisdictionWHEREAS, the Company and certain of its Subsidiaries (as hereinafter defined) have generated certain Tax Benefits (as hereinafter defined) for United States federal income tax purposes; the Company desires to avoid an “ownership change” within the meaning of Section 382 of the Code (as hereinafter defined), and thereby preserve the Company’s current ability to utilize such Tax Benefits; and in furtherance of such objective, the Company desires to enter into this Agreement; and
AMENDMENT NO. 2 TO 382 RIGHTS AGREEMENT382 Rights Agreement • August 10th, 2018 • Windstream Holdings, Inc. • Telephone communications (no radiotelephone) • Delaware
Contract Type FiledAugust 10th, 2018 Company Industry JurisdictionThis Amendment No. 2 to 382 Rights Agreement (this “Amendment”) is entered into as of August 7, 2018, by and between Windstream Holdings, Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A., a federally chartered trust company (the “Rights Agent”).
AMENDMENT NO. 1 TO 382 RIGHTS AGREEMENT382 Rights Agreement • January 30th, 2012 • Solutia Inc • Chemicals & allied products • Delaware
Contract Type FiledJanuary 30th, 2012 Company Industry JurisdictionThis Amendment No. 1 (this “Amendment”) is entered into as of January 26, 2012 and amends that 382 Rights Agreement, dated as of July 27, 2009 (the “Rights Agreement”), by and between Solutia Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as Rights Agent (the “Rights Agent”). Capitalized terms used herein but not defined shall have the meanings ascribed to them in the Rights Agreement.
AMENDMENT NO. 1 TO382 Rights Agreement • November 10th, 2016 • Windstream Holdings, Inc. • Telephone communications (no radiotelephone) • Delaware
Contract Type FiledNovember 10th, 2016 Company Industry JurisdictionAMENDMENT NO. 1, dated as of November 5, 2016 (this “Amendment”), to the 382 Rights Agreement, dated as of September 17, 2015 (the “Rights Agreement”), by and between Windstream Holdings, Inc., a Delaware corporation (the “Company”), and Computershare Trust Company, N.A. (the “Rights Agent”). All capitalized terms used in this Amendment and not otherwise defined herein shall have the meanings ascribed to them in the Rights Agreement.