Advisory and Broker Dealer Agreement Sample Contracts

AWA Group LP ("Client") hereby engages Maxwell Financial Services ("Advisor") to provide certain Advisory Services, as defined below, and hereby engages Growth Capital Services, Inc. ("GCS"), an independent SEC-registered broker dealer and member of...
Advisory and Broker Dealer Agreement • January 23rd, 2017 • AWA Group LP • Investment advice • California

This agreement ("Agreement") sets forth the understanding and agreement among Client, Advisor and GCS with respect to the relationship among the parties and certain aspects of the Offering. Client, Advisor and GCS hereby agree to the following terms and conditions:

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