Brokerage and Servicing Agreement Sample Contracts

BROKERAGE AND SERVICING AGREEMENT

Brokerage and Servicing Agreement • July 13th, 2005 • Patriot Capital Funding, Inc. • New York

• Contract Type
  Brokerage and Servicing Agreement
• Filed
  July 13th, 2005
• Company
  Patriot Capital Funding, Inc.
• Jurisdiction
  New York

THIS BROKERAGE AND SERVICING AGREEMENT (the “Agreement”) is made and entered into as of February 11, 2003, by and between PATRIOT CAPITAL FUNDING, INC., a Delaware corporation (“Broker”), and WILTON FUNDING, LLC, a Delaware limited liability company (“Wilton Funding”).

E*TRADE FINANCIAL SWEEP DEPOSIT ACCOUNT BROKERAGE AND SERVICING AGREEMENT

Brokerage and Servicing Agreement • November 7th, 2003 • E Trade Financial Corp • Security brokers, dealers & flotation companies • Virginia

• Contract Type
  Brokerage and Servicing Agreement
• Filed
  November 7th, 2003
• Company
  E Trade Financial Corp
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Virginia

E*TRADE FINANCIAL SWEEP DEPOSIT ACCOUNT BROKERAGE AND SERVICING AGREEMENT, dated as of September 12, 2003 (“Agreement”), between E*TRADE Bank, a federal savings bank organized under the laws of the United States (the “Depository Institution”) and E*TRADE Clearing LLC, a clearing broker-dealer organized under the laws of Delaware (“Broker”).