Standard Contracts
CAPRIUS, INC.Common Stock Purchase Warrant Agreement • May 3rd, 2004 • Caprius Inc • In vitro & in vivo diagnostic substances • New York
COMMON STOCK PURCHASE WARRANT AGREEMENTCommon Stock Purchase Warrant Agreement • March 31st, 2010 • Graymark Healthcare, Inc. • Services-specialty outpatient facilities, nec • Michigan
This COMMON STOCK PURCHASE WARRANT AGREEMENT (this “Warrant Agreement” or “Agreement”), dated as of March , 2007, is between GrayMark Productions, Inc. (the “Company”) and SXJE, LLC (the “Warrant Holder” and with the Company sometimes referred to as “parties” collectively and as “party” individually.
CAPRIUS, INC.Common Stock Purchase Warrant Agreement • February 18th, 2005 • Caprius Inc • Misc industrial & commercial machinery & equipment • New York
VOID AFTER 5:00 P.M., EASTERN TIME, ON APRIL 11, 2010Common Stock Purchase Warrant Agreement • April 14th, 2006 • Javelin Pharmaceuticals, Inc • Pharmaceutical preparations • Delaware
THIS WARRANT AND THE SHARES OF COMMON STOCK UNDERLYING THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND MAY NOT BE SOLD, PLEDGED, ASSIGNED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION UNDER THE SECURITIES ACT OR IN A TRANSACTION THAT, IN THE OPINION OF COUNSEL TO JAVELIN PHARMACEUTICALS, INC., QUALIFIES AS AN EXEMPT TRANSACTION UNDER THE SECURITIES ACT AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER.
COMMON STOCK PURCHASE WARRANT AGREEMENTCommon Stock Purchase Warrant Agreement • June 29th, 2011 • Free & Clear Equity, Inc. • Real estate investment trusts • Delaware
This Common Stock Purchase Warrant Agreement is made as of , 2011, by and between Free and Clear Equity, Inc. (the “Company”) and Olde Monmouth Stock Transfer Co., Inc. (the “Warrant Agent”).
EX-10.10 15 d221790dex1010.htm EX-10.10 WARRANT NUMBER: ISSUE DATE: CAPSTAR BANK COMMON STOCK PURCHASE WARRANT AGREEMENT CapStar Bank (the “Bank”) hereby grants to:Common Stock Purchase Warrant Agreement • May 5th, 2020 • Tennessee
(the “Grantee”), who is the Registered Holder of Capstar Common Stock, shares of Qualifying Common Stock the right to purchase, at any time and from time to time, until 5:00 p.m. Central Time on the Expiration Date (defined below), up to shares of Common Stock on the terms and subject to the conditions set forth below.
AGREEMENT Reference is made to the demand for rescission, of even date herewith ("Demand"), from Laurus Master Fund, Ltd. to National Investment Managers Inc., with respect to that certain Common Stock Purchase Warrant, dated May 30, 2006, with an...Common Stock Purchase Warrant Agreement • June 16th, 2006 • National Investment Managers Inc. • Investment advice
Reference is made to the demand for rescission, of even date herewith ("Demand"), from Laurus Master Fund, Ltd. to National Investment Managers Inc., with respect to that certain Common Stock Purchase Warrant, dated May 30, 2006, with an exercise price of $0.01 per share. Capitalized terms used but not defined herein have the meanings given to them in the Demand.
Exhibit 10.28 NEITHER THIS WARRANT NOR THE COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE SOLD, TRANSFERRED OR OTHERWISE DISPOSED OF...Common Stock Purchase Warrant Agreement • November 12th, 2002 • Emerson Radio Corp • Household audio & video equipment • Delaware
EXHIBIT 10(e) THE GRANT OF THIS WARRANT AND THE PURCHASE OF THE COMMON STOCK ISSUABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY APPLICABLE STATE SECURITIES LAWS, AND MAY NOT BE SOLD OR...Common Stock Purchase Warrant Agreement • February 15th, 1996 • Emerson Radio Corp • Household audio & video equipment • Delaware
COMMON STOCK PURCHASE WARRANT AGREEMENT Nexalin technology, inc.Common Stock Purchase Warrant Agreement • September 20th, 2022 • Nexalin Technology, Inc. • Electromedical & electrotherapeutic apparatus • New York
THIS COMMON STOCK PURCHASE WARRANT AGREEMENT (the “Warrant”) dated as of September 16, 2022 is entered into by and between NEXALIN TECHNOLOGY INC., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
SmarTire Systems Inc. Suite 150, 13151 Vanier Place Richmond, British Columbia Canada, V6V 2J1Common Stock Purchase Warrant Agreement • November 13th, 2003 • Smartire Systems Inc • Industrial instruments for measurement, display, and control • New York
Form of Representative’s Warrant AgreementCommon Stock Purchase Warrant Agreement • April 25th, 2024 • Lafayette Energy Corp. • Crude petroleum & natural gas
THIS COMMON STOCK PURCHASE WARRANT (“Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after [___________] [__], 2024 (the “Initial Exercise Date”) and, in accordance with FINRA Rule 5110(g)(8)(A), prior to at 5:00 p.m. (New York time) on the date that is four (4) years and six (6) months following the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Lafayette Energy Corp, a company incorporated under the laws of the State of Delaware (the “Company”), up to [______] shares of Common Stock, par value $0.0001 per share, of the Company (the “Warrant Shares”), as subject to adjustment hereunder. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
ContractCommon Stock Purchase Warrant Agreement • May 5th, 2020
EX-4.3 4 ex4-3.htm FORM OF COMMON STOCK PURCHASE WARRANT AGREEMENT, DATED AUGUST 25, 2015 Exhibit 4.3 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE EXERCISABLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR (B) AN OPINION OF COUNSEL (WHICH COUNSEL SHALL BE SELECTED BY THE HOLDER), IN A GENERALLY ACCEPTABLE FORM, THAT REGISTRATION IS NOT REQUIRED UNDER SAID ACT OR (II) UNLESS SOLD PURSUANT TO RULE 144 UNDER SAID ACT. NOTWITHSTANDING THE FOREGOING, THE SECURITIES MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN OR FINANCING ARRANGEMENT SECURED BY THE SECURITIES.
ContractCommon Stock Purchase Warrant Agreement • May 5th, 2020
EX-4.1 3 ex4x1.htm EXHIBIT 4.1 Exhibit 4.1 Common Stock Purchase Warrant Agreement THIS COMMON STOCK PURCHASE WARRANT AGREEMENT (the “Agreement”), by and between Venaxis, Inc., a Colorado corporation (the “Company”) and Corporate Stock Transfer, Inc., a Colorado corporation (the “Warrant Agent”), dated as of May 30, 2013. Section 1. Definitions. Capitalized terms used and not otherwise defined herein have the meanings set forth in that certain Purchase Agreement (the “Purchase Agreement”), dated May 23, 2013, between the Company and Piper Jaffray & Co. Section 2. Form of Warrant Certificate. Each Common Stock Purchase Warrant (the “Warrant”) will certify that for value received, the holder or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Original Issue Date”) and on or prior to 5:30 p.m., New York City time, on the date that is five (5) years follo
COMMON STOCK PURCHASE WARRANT AGREEMENTCommon Stock Purchase Warrant Agreement • March 31st, 2014 • Copytele Inc • Patent owners & lessors
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after [the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the [_____ year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Copytele, Inc. a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
AGREEMENTCommon Stock Purchase Warrant Agreement • May 19th, 2008 • Silicon Mountain Holdings, Inc. • Electronic computers • New York
THIS AGREEMENT (this “Agreement”) is made as of April 24, 2008 among SILICON MOUNTAIN HOLDINGS, INC., a Colorado corporation (“Holdings”), SILICON MOUNTAIN MEMORY, INCORPORATED, a Colorado corporation (“SMM”), and LAURUS MASTER FUND, LTD., a Cayman Islands company (“Investor” and together with Investor’s permitted assigns, “Laurus”).
Common Stock Purchase Warrant AgreementCommon Stock Purchase Warrant Agreement • May 30th, 2013 • Venaxis, Inc. • In vitro & in vivo diagnostic substances • Colorado
THIS COMMON STOCK PURCHASE WARRANT AGREEMENT (the “Agreement”), by and between Venaxis, Inc., a Colorado corporation (the “Company”) and Corporate Stock Transfer, Inc., a Colorado corporation (the “Warrant Agent”), dated as of May 30, 2013.
AGREEMENTCommon Stock Purchase Warrant Agreement • September 25th, 2007 • True North Energy CORP • Crude petroleum & natural gas • New York
THIS AGREEMENT is made as of September 18, 2007 among True North Energy Corporation, a Nevada corporation (the “Parent”), ICF Energy Corporation, a Texas corporation (the “Company”), Valens U.S. SPV I, LLC (“Valens US”) and Valens Offshore SPV II, Corp. (“Valens Offshore” and together with Valens US, each a “Valens Entity” and collectively the “Valens Entities”).
TRIO PETROLEUM CORP.Common Stock Purchase Warrant Agreement • July 11th, 2023 • Trio Petroleum Corp. • Crude petroleum & natural gas
Reference is made to that certain Common Stock Purchase Warrant issued by Trio Petroleum Corp. (the “Company”) on January 28, 2022, a copy of which is attached as Exhibit A hereto (the “Warrant”), with an exercise price of $1.03 (the “Initial Exercise Price”), currently held by ___________________ (the “Holder”). The Warrant is currently exercisable for up to _______ shares (the “Warrant Shares”) of the Company’s Common Stock, par value $0.0001 per share. Warrant Shares in the aggregate amount of _________ shares of Common Stock (125% of the number of Warrant Shares currently available upon exercise of the Warrant) have been registered for resale pursuant to the registration statement on Form S-1 with File No. 333-272638 (the “Registration Statement”). The Registration Statement is currently effective and, upon exercise of the Warrant pursuant to this letter agreement, will be effective for the resale of ________ Warrant Shares by the Holder. Capitalized terms not otherwise defined her
AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT AGREEMENTCommon Stock Purchase Warrant Agreement • March 31st, 2010 • Graymark Healthcare, Inc. • Services-specialty outpatient facilities, nec • Michigan
This AMENDED AND RESTATED COMMON STOCK PURCHASE WARRANT AGREEMENT (this “Warrant Agreement” or “Agreement”), dated as of March , 2007, is between GrayMark Productions, Inc. (the “Company”) and SXJE, LLC (the “Warrant Holder” and with the Company sometimes referred to as “parties” collectively and as “party” individually.
VOID AFTER 5:00 P.M., EASTERN TIME, ON FEBRUARY 16, 2011Common Stock Purchase Warrant Agreement • March 3rd, 2006 • Caprius Inc • Hazardous waste management • Delaware
THIS WARRANT AND THE SHARES OF COMMON STOCK UNDERLYING THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND MAY NOT BE SOLD, PLEDGED, ASSIGNED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION UNDER THE SECURITIES ACT OR IN A TRANSACTION THAT, IN THE OPINION OF COUNSEL TO CAPRIUS, INC., QUALIFIES AS AN EXEMPT TRANSACTION UNDER THE SECURITIES ACT AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER.
ContractCommon Stock Purchase Warrant Agreement • November 15th, 2004 • Emerson Radio Corp • Household audio & video equipment • Delaware
THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE THEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 OR ANY OTHER SECURITIES LAWS. SUCH SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF (1) AN EFFECTIVE REGISTRATION STATEMENT COVERING SUCH SECURITIES UNDER THE SECURITIES ACT OF 1933 AND ANY OTHER APPLICABLE SECURITIES LAWS, OR (2) AN OPINION OF COUNSEL REASONABLY SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
INTRAC, INC. COMMON STOCK PURCHASE WARRANT AGREEMENT ---------------------------------------Common Stock Purchase Warrant Agreement • July 29th, 2005 • Intrac Inc • Optical instruments & lenses • Nevada
HARBINGER GROUP INC. Common Stock Purchase Warrant AgreementCommon Stock Purchase Warrant Agreement • August 8th, 2014 • Harbinger Group Inc. • Miscellaneous electrical machinery, equipment & supplies • Delaware
This agreement, dated March 10, 2014, certifies that, for value received, Philip A. Falcone (the “Executive”) is entitled to subscribe for and purchase from Harbinger Group Inc. (the “Company”), at the price of $13.125 per share (the “Exercise Price”), three million (3,000,000) fully paid and nonassessable shares of Common Stock, $0.01 par value, of the Company (“Common Stock”), subject, however, to the provisions and upon the terms and conditions hereinafter set forth. The Exercise Price and the number and character of the shares with respect to which this Warrant is exercisable are subject to adjustment as hereinafter provided. Except as otherwise expressly set forth herein, this Warrant shall be construed in accordance with the provisions of the Harbinger Group Inc. 2014 Warrant Plan, as amended from time to time (the “Plan”), which provisions shall be incorporated herein by reference. Capitalized terms used herein but not otherwise defined herein shall have the meanings ascribed to
CLASS B COMMON STOCK WARRANT AGREEMENTCommon Stock Purchase Warrant Agreement • February 16th, 2006 • Analytical Surveys Inc • Services-business services, nec • Texas
THIS CERTIFIES that, for value received, _____________, a __________________________ (the "Purchaser" or "Holder") is entitled, upon the terms and subject to the conditions hereinafter set forth, at any time after six (6) months from the Issue Date (the "Starting Date") and on or prior to 5:00 p.m. EST on the date that is three (3) years after the effective date of the registration statement (the "Registration Statement") referred to in the certain Term Sheet, dated February 10, 2006 (the "Term Sheet"), entered into between the Company and the Purchaser (the "Termination Date"), but not thereafter, to subscribe for and purchase from Analytical Surveys, Inc., a Colorado corporation (the "Company"):
COMMON STOCK PURCHASE & WARRANT AGREEMENTCommon Stock Purchase & Warrant Agreement • February 9th, 2018 • Blow & Drive Interlock Corp • Motor vehicle parts & accessories • California
This Common Stock Purchase Agreement (this “Agreement”) is made and entered into effective as of the [___ ] ___________ 2018 (the “Effective Date”) by and between Blow & Drive Interlock Corporation, a Delaware corporation (the “Company”), and _______________________________, an Individual (the “Purchaser”). The Company and Purchaser shall each be referred to as a “Party” and collectively as the “Parties.”
SmarTire Systems Inc. Suite 150, 13151 Vanier Place Richmond, British Columbia Canada, V6V 2J1Common Stock Purchase Warrant Agreement • November 13th, 2003 • Smartire Systems Inc • Industrial instruments for measurement, display, and control • New York
On Venaxis Letterhead]Common Stock Purchase Warrant Agreement • April 4th, 2016 • Venaxis, Inc. • In vitro & in vivo diagnostic substances
ContractCommon Stock Purchase Warrant Agreement • May 5th, 2020 • Delaware
EX-4.1 2 exhibit4-1.htm FORM OF COMMON STOCK PURCHASE WARRANT AGREEMENT WITH LAIDLAW & CO. (UK) LTD. Exhibit 4.1 VOID AFTER 5:00 P.M., EASTERN TIME, ON FEBRUARY 16, 2011 THIS WARRANT AND THE SHARES OF COMMON STOCK UNDERLYING THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND MAY NOT BE SOLD, PLEDGED, ASSIGNED OR OTHERWISE TRANSFERRED EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION UNDER THE SECURITIES ACT OR IN A TRANSACTION THAT, IN THE OPINION OF COUNSEL TO CAPRIUS, INC., QUALIFIES AS AN EXEMPT TRANSACTION UNDER THE SECURITIES ACT AND THE RULES AND REGULATIONS PROMULGATED THEREUNDER. CAPRIUS, INC. COMMON STOCK PURCHASE WARRANT AGREEMENT CAPRIUS, INC., a Delaware corporation (the “Company”), hereby grants to Laidlaw & Co. (UK) Ltd. (the “Initial Holder”), subject to the terms set forth in this Common Stock Purchase Warrant Agreement (the “Warrant Agreement”), the right to exercise Common Stock Purchase Warrants (the “Warrants”)
EXHIBIT 10.1 VOID AFTER 5:00 P.M., EASTERN TIME, ON SEPTEMBER 30, 2010 THIS WARRANT AND THE SHARES OF COMMON STOCK UNDERLYING THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND MAY NOT BE...Common Stock Purchase Warrant Agreement • November 18th, 2005 • Javelin Pharmaceuticals, Inc • Pharmaceutical preparations • New York
INTRAC, INC. COMMON STOCK PURCHASE WARRANT AGREEMENT ---------------------------------------Common Stock Purchase Warrant Agreement • July 29th, 2005 • Intrac Inc • Optical instruments & lenses • Nevada
AGREEMENT REGARDING THE JANUARY 2014 COMMON STOCK PURCHASE WARRANT magnegas corporationCommon Stock Purchase Warrant Agreement • May 16th, 2016 • Magnegas Corp • Special industry machinery, nec
THIS AGREEMENT REGARDING THE JANUARY 2014 COMMON STOCK PURCHASE WARRANT (the “Agreement”) dated as of May 11, 2016, is between MagneGas Corporation, a Delaware corporation (the “Company”) and Alpha Capital Anstalt (the “Investor”), a Liechtenstein corporation.
