COMPLIANCE SERVICES AMENDMENT TO SERVICES AGREEMENTCompliance Services • December 30th, 2004 • USAllianz Variable Insurance Products Fund of Funds Trust
COMPLIANCE SERVICES ADDENDUM TO MASTER SERVICES AGREEMENTCompliance Services • February 28th, 2008 • Commonwealth International Series Trust
This Addendum, (the “Addendum”) is made this February 23, 2007 between COMMONWEALTH INTERNATIONAL SERIES TRUST (the “Trust”), a Massachusetts Business Trust, having its principal place of business at 5847 San Felipe #850, Houston, Texas 77057, and BISYS Fund Services Ohio, Inc. (“BISYS”), an Ohio corporation having a place of business at 3435 Stelzer Road, Columbus, Ohio 43219.
ContractCompliance Services • February 25th, 2016
COMPLIANCE SERVICESCnr Queen Street and Broughton Street (PO Box 57) Campbelltown 2560 Phone (02) 4645 4604 –Fax (02) 4645 4111 DX5114 Agreement between Campbelltown City Council and Organisations Wishing to Rescue Dogs andCats (Rescue Organisations) from Council's Animal Care Facility In order to ensure efficient coordination and a clear understanding of the roles performed by Campbelltown City Council and the Rescue Organisation in re-homing of dogs and cats from Council's Animal Care Facility the following sets out the responsibilities of each party: Council will: 1. Inform the Rescue Organisation if suitable dogs or cats are available for re-homing. 2. Only supply dogs or cats for re-homing under the following circumstances: o The dog or cat is considered to be suitable for re-homing o The dog or cat is owned by Campbelltown City Council due to it being held beyond the period prescribed under the Companion Animals Act 1998 and Companion Animals Regulation 2008 or has been surrender
COMPLIANCE SERVICES AMENDMENT TO SERVICES AGREEMENT AND SUB-ADMINISTRATION AGREEMENTCompliance Services • June 23rd, 2008 • Aberdeen Funds
This Amendment (the “Amendment”) is made as of June 11, 2008, and effective the later of June 23, 2008 or the closing of the reorganization of certain portfolios of Nationwide Mutual Funds into the Aberdeen Funds (the “Effective Date”) among Aberdeen Funds (the “Company”), a Delaware statutory trust, Aberdeen Asset Management, Inc. (“Aberdeen”), and Citi Fund Services Ohio, Inc. (“Citi”).
NOMURA PARTNERS FUNDS, INC. AMENDMENT NO. 1 TO SECOND AMENDED AND RESTATED COMPLIANCE SERVICES AGREEMENTCompliance Services • January 28th, 2011 • Nomura Partners Funds, Inc.
This Amendment No. 1 (“Amendment No. 1”) to the Second Amended and Restated Compliance Services Agreement executed December 31, 2009 by and among Nomura Partners Funds, Inc. (the “Funds”) and Foreside Compliance Services, LLC (“FCS”) and Foreside Management Services, LLC (“FMS”) (the “Compliance Services Agreement”) is hereby modified to add the services of a Principal Executive Officer (“PEO”) of the Funds, to modify the individual identified as the Principal Financial Officer (“PFO”) of the Funds, and to make certain conforming changes in connection therewith. Any capitalized terms used in this Amendment No. 1 and not defined herein shall have the meanings set forth for such terms in the Compliance Services Agreement. This Amendment No. 1 is effective as of April 29, 2010.
CONTRACT RESULTING FROM REQUEST FOR PROPOSAL NUMBER 10090023-23-G, As-Compliance Services • March 28th, 2023
The Department of Finance, City of San Diego (City) is responsible for ensuring compliance with the arbitrage rebate and yield restriction regulations for tax-exempt debt issuances. In accordance with requirements of bond covenants, arbitrage calculations must be accurately prepared in a timely manner; failing to do so could potentially affect the City’s bond rating. Due to sensitive arbitrage calculation deadlines, constant changes to tax rules and regulations, and the level of expertise required, the City outsources arbitrage rebate and tax compliance consulting services.
