Deferred Class a Unit Grant Agreement Sample Contracts

WINDY CITY INVESTMENTS HOLDINGS, L.L.C. FORM OF CONTINUING DEFERRED CLASS A UNIT GRANT AGREEMENT

Deferred Class a Unit Grant Agreement • March 13th, 2014 • Nuveen Investments Holdings, Inc. • Investment advice • Delaware

• Contract Type
  Deferred Class a Unit Grant Agreement
• Filed
  March 13th, 2014
• Company
  Nuveen Investments Holdings, Inc.
• Industry
  Investment advice
• Jurisdiction
  Delaware

This Deferred Class A Unit Grant Agreement (this “Agreement”) is made as of August 13, 2008, between Nuveen Investments, Inc., a Delaware corporation (the “Company”), and the undersigned below (“Director”). Capitalized terms used but not otherwise defined herein or in the LLC Agreement (as amended from time to time and in accordance with the provisions thereof) shall have the meanings set forth in Section 9 hereof.