Deferred Unit Issuance Agreement Sample Contracts

NUVEEN INVESTMENTS, INC. FORM OF DEFERRED UNIT ISSUANCE AGREEMENT
Deferred Unit Issuance Agreement • March 13th, 2014 • Nuveen Investments Holdings, Inc. • Investment advice • Delaware

This Deferred Unit Issuance Agreement (this “Agreement”) is made as of , 20 (the “Grant Date”), between Nuveen Investments, Inc., a Delaware corporation (the “Company”), and the undersigned below (“Employee”). Except as otherwise defined herein or in the LLC Agreement (as defined below), capitalized terms used herein are defined in Section 10 hereof.

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NUVEEN INVESTMENTS, INC. FORM OF DEFERRED UNIT ISSUANCE AGREEMENT
Deferred Unit Issuance Agreement • March 13th, 2014 • Nuveen Investments Holdings, Inc. • Investment advice • Delaware

This Deferred Unit Issuance Agreement (this “Agreement”) is made as of , 20 (the “Grant Date”), between Nuveen Investments, Inc., a Delaware corporation (the “Company”), and the undersigned below (“Employee”). Except as otherwise defined herein or in the LLC Agreement (as defined below), capitalized terms used herein are defined in Section 10 hereof.

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