Servicing Criteria Applicable Performed Inapplicable Servicing By Servicing Criteria Vendor Criteria ------------------------------------------------------ -------------------------------------------------------------------------- Reference Criteria...Custodial Agreement • April 2nd, 2007 • Citigroup HELOC Trust 2006-Ncb1 • Asset-backed securities
Contract Type FiledApril 2nd, 2007 Company Industry
BY-LAWS OF DREYFUS MUNICIPAL BOND OPPORTUNITY FUNDBy-Laws • August 26th, 2011 • Dreyfus Municipal Bond Opportunity Fund
Contract Type FiledAugust 26th, 2011 Company
MANAGEMENT AGREEMENTManagement Agreement • May 12th, 2006 • Citigroup Diversified Futures Fund Lp • Real estate investment trusts • New York
Contract Type FiledMay 12th, 2006 Company Industry JurisdictionAGREEMENT made as of the 3rd day of April, 2006, among CITIGROUP MANAGED FUTURES LLC, a Delaware limited liability company (‘‘CMF’’ or the "General Partner’’), CITIGROUP DIVERSIFIED FUTURES FUND L.P., a New York limited partnership (the "Partnership’’) and AAA CAPITAL MANAGEMENT ADVISORS, LTD., a Texas limited partnership (the "Advisor’’).
Servicing Criteria Applicable Performed Inapplicable Servicing by Servicing Criteria Vendor(s) Criteria --------------------------------------------------- ----------------------------------------------------------------------------- Reference...Servicing Agreement • April 2nd, 2007 • Citigroup HELOC Trust 2006-Ncb1 • Asset-backed securities
Contract Type FiledApril 2nd, 2007 Company Industry
ContractConvertible Debenture • April 3rd, 2014 • Intelligent Living Inc. • Sporting & athletic goods, nec • Florida
Contract Type FiledApril 3rd, 2014 Company Industry JurisdictionNEITHER THIS NOTE NOR THE SECURITIES INTO WHICH THIS NOTE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS.
MANAGEMENT AGREEMENT -------------------- AGREEMENT made as of the 1st day of October, 2005 among CITIGROUP MANAGED FUTURES LLC, a Delaware limited liability company ("CMF"), SALOMON SMITH BARNEY GLOBAL DIVERSIFIED FUTURES FUND L.P., a New York...Management Agreement • November 16th, 2005 • Salomon Smith Barney Global Diversified Futures Fund L P • Commodity contracts brokers & dealers • New York
Contract Type FiledNovember 16th, 2005 Company Industry Jurisdiction
FONIX CORPORATION EMPLOYEE STOCK GRANT AGREEMENT October 29, 2008Employee Stock Grant Agreement • October 30th, 2008 • Fonix Corp • Telephone communications (no radiotelephone) • Utah
Contract Type FiledOctober 30th, 2008 Company Industry JurisdictionWHEREAS, the Board of Directors of Fonix Corporation, a Delaware corporation (the “ Company ”), has determined that the grant of shares of the Company’s Series A Common Stock to Susan G. Bartholomew (the “Employee”) in recognition and appreciation of services previously performed by the Employee on behalf of the Company is an effective means to align management interest with stockholder interests;
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • August 14th, 2007 • Amreit • Real estate investment trusts • Texas
Contract Type FiledAugust 14th, 2007 Company Industry JurisdictionThis Employment Agreement (“Agreement”) is entered into this 21st day of May, 2007, by and between Charles A. Scoville (“Executive”) and AmREIT (the “Company”).
EMPLOYMENT AGREEMENTEmployment Agreement • December 15th, 2008 • Liberator Medical Holdings, Inc. • Retail-drug stores and proprietary stores • Florida
Contract Type FiledDecember 15th, 2008 Company Industry JurisdictionEMPLOYMENT AGREEMENT, dated as of December 1, 2008 (the “Agreement”), by Liberator Medical Holdings, Inc., a Nevada corporation (the “Company”), and John Leger, (the “Executive”).
EXECUTIVE EMPLOYMENT AGREEMENTExecutive Employment Agreement • August 3rd, 2018 • Arbutus Biopharma Corp • Pharmaceutical preparations • Pennsylvania
Contract Type FiledAugust 3rd, 2018 Company Industry JurisdictionThis Executive Employment Agreement (“Agreement”) is made effective as of June 11, 2018 (the “Effective Date”) by and between Arbutus Biopharma Inc. (the “Company”), and David Hastings (the “Executive”) (together the “Parties”).
EX-33.9 (logo) WestLake SETTLEMENT SERVICES Mark J. Girasole President ANNUAL ASSESSMENT AS TO COMPLIANCE The Tax Outsourcing Service Agreement dated as of October 1, 2006 (together with all amendments thereto, the "Agreement"), between Aurora Loan...Tax Outsourcing Service Agreement • March 27th, 2008 • Lehman Mortgage Trust 2007-10 • Asset-backed securities
Contract Type FiledMarch 27th, 2008 Company Industry
ADVISORY AGREEMENTAdvisory Agreement • August 14th, 2006 • Salomon Smith Barney Aaa Energy Fund Ii Lp • Commodity contracts brokers & dealers • New York
Contract Type FiledAugust 14th, 2006 Company Industry JurisdictionAGREEMENT dated as of the 3rd day of April 2006 among CITIGROUP MANAGED FUTURES LLC, a Delaware limited liability company (‘‘CMF’’ or the ‘‘General Partner’’), SALOMON SMITH BARNEY AAA ENERGY FUND L.P. II, a New York limited partnership (the ‘‘Partnership’’) and AAA CAPITAL MANAGEMENT ADVISORS, LTD., a Texas limited partnership (the ‘‘Advisor’’).
ContractExchange Agreement • September 17th, 2014 • Portugal Telecom SGPS Sa • Radiotelephone communications
Contract Type FiledSeptember 17th, 2014 Company IndustryThis document is a free translation only. Due to the complexities of language translation, translations are not always precise. The original document was prepared in Portuguese, and in case of any divergence, discrepancy or difference between this version and the Portuguese version, the Portuguese version shall prevail. The Portuguese version is the only valid and complete version and shall prevail for any and all purposes. There is no assurance as to the accuracy, reliability or completeness of the translation. Any person reading this translation and relying on it should do so at his or her own risk.
RESTRICTED STOCK PURCHASE AGREEMENTRestricted Stock Purchase Agreement • April 15th, 2009 • Octus Inc • Blank checks • California
Contract Type FiledApril 15th, 2009 Company Industry JurisdictionThis Stock Purchase Agreement (the “Agreement”) is dated as of February 24, 2009 (the “Effective Date”), and is entered into by and between OCTuS, Inc. a Nevada corporation (the “Company”) and George M. Ecker (the “Purchaser”) (each a “Party” and collectively, the “Parties”).
EMPLOYMENT AGREEMENTEmployment Agreement • April 15th, 2009 • Octus Inc • Blank checks • California
Contract Type FiledApril 15th, 2009 Company Industry JurisdictionThis Employment Agreement (“Agreement”) is entered into by and between OCTuS, Inc., a Nevada corporation with principal offices at 719 Second Street, Suite 9, Davis, CA 95616 (“OCTuS”) and George M. Ecker, an individual with primary residence at 623 Coral Reeef Ave, Carlsbad CA 92011 (“Employee”) effective as of the 24th day of February, 2009 (the “Effective Date”), as follows:
May 7, 2018Separation Agreement • April 1st, 2019 • Teligent, Inc. • Pharmaceutical preparations
Contract Type FiledApril 1st, 2019 Company Industry
SECOND AMENDMENT TO MASTER REGISTRATION RIGHTS AGREEMENTMaster Registration Rights Agreement • February 26th, 2016 • American Housing Income Trust, Inc. • Operators of nonresidential buildings
Contract Type FiledFebruary 26th, 2016 Company IndustryThis Second Amendment to Master Registration Rights Agreement (this “Second Amendment”) is dated as of January 19, 2016 (the “Effective Date”), by and between American Housing Income Trust, Inc., a Maryland corporation (the “Company”), and Valfre Holdings, LLC, an Arizona limited liability company (“Valfre”), and James A. Valfre and Pamela J. Valfre (collectively referred to herein as “Valfre” unless otherwise noted).
AGREEMENT AND PLAN OF MERGER dated as of August 31, 2012 among ASTRIA SEMICONDUCTOR HOLDINGS, INC., FORMFACTOR, INC., ELM ACQUISITION, INC. and FORTIS ADVISORS LLC, as Equityholder RepresentativeMerger Agreement • March 11th, 2013 • Formfactor Inc • Semiconductors & related devices • Delaware
Contract Type FiledMarch 11th, 2013 Company Industry JurisdictionAGREEMENT AND PLAN OF MERGER (the “Agreement”) dated as of August 31, 2012, by and among Astria Semiconductor Holdings, Inc., a Delaware corporation (the “Company”), FormFactor, Inc., a Delaware corporation (“Parent”), ELM Acquisition, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent (“Merger Subsidiary”), and Fortis Advisors LLC, a Delaware limited liability company, solely in its capacity as equityholder representative (the “Equityholder Representative”).
CONSULTING AGREEMENTConsulting Agreement • March 7th, 2013 • Unique Underwriters, Inc. • Title insurance • Texas
Contract Type FiledMarch 7th, 2013 Company Industry JurisdictionThis CONSULTING AGREEMENT (the “Agreement”) is made and entered into as of the 5th day of March, 2013, by and among UNIQUE UNDERWRITERS, INC., a Texas corporation (the “Company”), S. Wolfe & Associates, Inc. (the “Consulting Firm”) and SAMUEL WOLFE (the “Consultant”).
CONCESSION AGREEMENT BETWEEN THE CITY OF NEW YORK ACTING BY AND THROUGH THE NEW YORK CITY DEPARTMENT OF SMALL BUSINESS SERVICES AND FIRSTFLIGHT, INC. DATED AS OF JULY ____, 2008Concession Agreement • April 11th, 2016 • Saker Aviation Services, Inc. • Airports, flying fields & airport terminal services • New York
Contract Type FiledApril 11th, 2016 Company Industry JurisdictionTHIS CONCESSION AGREEMENT (“Agreement”) made as of July ___, 2008, between THE CITY OF NEW YORK ACTING BY AND THROUGH THE NEW YORK CITY DEPARTMENT OF SMALL BUSINESS SERVICES having an address at 110 William Street, New York, New York 10038 (“City”), and FIRSTFLIGHT, INC. a Nevada corporation, having a corporate address at 236 Sing Sing Road, Horseheads, NY 14845 (“Operator”).
Employment AgreementEmployment Agreement • April 6th, 2016 • American Housing Income Trust, Inc. • Operators of nonresidential buildings • Arizona
Contract Type FiledApril 6th, 2016 Company Industry JurisdictionThis Employment Agreement (this “Agreement”) made on this 25th day of February, 2016 (the “Effective Date”), by and between American Housing Income Trust, Inc., a Maryland corporation with a mailing address for notice purposes of 34225 N. 27th Drive Building 5 in Phoenix, Arizona 85058, which is the location of its wholly-owned subsidiary, American Realty Partners, LLC, an Arizona limited liability company (the “Company”), and Sean Zarinegar with a mailing address for notice purposes of 42132 North Mountain Cover Drive in Anthem, Arizona 85086 (the “Executive”).
PARTIAL WAIVER OF VOTING AGREEMENTPartial Waiver of Voting Agreement • November 17th, 2011 • Crescent Financial Bancshares, Inc. • State commercial banks • North Carolina
Contract Type FiledNovember 17th, 2011 Company Industry JurisdictionThis Partial Waiver of Voting Agreement (“Agreement”) is entered into this 16th day of November, 2011, by and between Piedmont Community Bank Holdings, Inc., a Delaware corporation (“Piedmont”), and Jon S. Rufty (the “Shareholder”).
Software License Agreement iPass SmartConnectSoftware License Agreement • May 11th, 2018 • PARETEUM Corp • Services-computer integrated systems design • California
Contract Type FiledMay 11th, 2018 Company Industry JurisdictionThis Software License Agreement (this "Agreement"), effective as of May 8, 2018 (the "Effective Date"), is by and between iPass Inc., a Delaware corporation with offices located at 3800 Bridge Parkway, Redwood Shores, CA 94065 ("Licensor") and Pareteum Corporation, a Delaware corporation, with offices located at 1185 Avenue of the Americas, New York, NY 10036 ("Licensee"). Licensor and Licensee may be referred to herein collectively as the "Parties" or individually as a "Party."
JOINT FILING AGREEMENTJoint Filing Agreement • November 5th, 2013 • Brookfield Asset Management Inc. • Operators of nonresidential buildings
Contract Type FiledNovember 5th, 2013 Company IndustryTHIS JOINT FILING AGREEMENT is entered into as of November 5, 2013, by and among the parties hereto. The undersigned hereby agree that the Statement on Schedule 13D with respect to the common stock, par value $0.01 per share (the “Common Stock”), of General Growth Properties, Inc., a Delaware corporation, and any amendment thereafter signed by each of the undersigned shall be (unless otherwise determined by the undersigned) filed on behalf of each of the undersigned pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended.
AMENDED AND RESTATED LOAN AGREEMENTLoan Agreement • May 11th, 2007 • Btu International Inc • Special industry machinery, nec • Massachusetts
Contract Type FiledMay 11th, 2007 Company Industry JurisdictionWHEREAS, the Lender and Borrower entered into a Loan Agreement dated as of June 26, 2002 (the “Original Loan Agreement” and together with all amendments, including the First Amendment referred to below, the “Loan Agreement”), pursuant to which, among other things, the Lender extended a revolving line of credit (the “Revolving Credit”) to the Borrower in the amount of $14,000,000.00, evidenced by a Revolving Credit Note (the “Original Revolving Credit Note”); and
STOCK OPTION AGREEMENT (Under 2002 Incentive Stock Option Plan)Stock Option Agreement • April 30th, 2009 • Cardero Resource Corp. • Gold and silver ores
Contract Type FiledApril 30th, 2009 Company Industry
EX-33 (a) (logo) ABN*AMRO Management Assessment of Compliance with Applicable Servicing Criteria Re: The Master Mortgage Loan Sale and Servicing agreement dated as of February 1, 2006 (the "Agreement"), among ABN AMRO Mortgage Group, Inc. and New York...Master Mortgage Loan Sale and Servicing Agreement • June 3rd, 2008 • New York Mortgage Trust 2006-1 • Asset-backed securities
Contract Type FiledJune 3rd, 2008 Company Industry
ContractPreferred Stock Purchase Agreement • May 23rd, 2006 • Kolorfusion International Inc • Commercial printing • Colorado
Contract Type FiledMay 23rd, 2006 Company Industry Jurisdiction
Exhibit 33.1 LICENSE AGREEMENT INFRARED VISION SENSOR SYSTEM THIS AGREEMENT is made this _____ day of , 2005, by and between Recreational Vehicle Systems Inc. hereafter referred to as RVS, a corporation existing under the laws of the State of Nevada,...License Agreement • February 14th, 2006 • Advance Technologies Inc • Blank checks • Nevada
Contract Type FiledFebruary 14th, 2006 Company Industry Jurisdiction
FOURTH AMENDMENT TO LEASELease Agreement • May 17th, 2010 • Asure Software Inc • Services-computer integrated systems design
Contract Type FiledMay 17th, 2010 Company IndustryThis FOURTH AMENDMENT TO LEASE (this “Amendment”) has been executed as of the ____ day of April, 2010 (the “Effective Date”), by WB ONE & TWO, LTD., a Texas limited partnership (“Landlord”) and FORGENT NETWORKS, INC., a Delaware corporation d/b/a Asure Software, Inc. (“Tenant”).
From: Abbott Biologicals B.V. To: Mymetics Corporation Date: May 23, 2011 Subject: Termination License and Cooperation Agreements for Intranasal Delivery ofAPRECS based Vaccines and Virosome based Vaccines; your email dated May 10, 2011.Termination License and Cooperation Agreements • November 14th, 2011 • Mymetics Corp • Biological products, (no disgnostic substances)
Contract Type FiledNovember 14th, 2011 Company IndustryIn response to your email dated May 10, 2011, Abbott is still willing to assist Mymetics by lowering the royalty percentage as mentioned in article 13.8 of both above mentioned agreements from 25% to 10% and leaving the other conditions in our letter of April 28, 2011, unchanged.
October 14, 2015 Mr. Michael T. Flynn 10221 Chapel Road Potomac, Maryland 20854Consulting Agreement • November 9th, 2015 • Eagle Bancorp Inc • State commercial banks
Contract Type FiledNovember 9th, 2015 Company IndustryThank you for your years of service to the Company. In light of your retirement as an employee of the Company and EagleBank on October 31, 2015, we wish to continue to benefit from your services on an interim, as-needed basis as follows:
LOCK-UP AGREEMENTLock-Up Agreement • November 17th, 2009 • New World Brands Inc • Communications equipment, nec • Oregon
Contract Type FiledNovember 17th, 2009 Company Industry JurisdictionTHIS LOCK-UP AGREEMENT (this “Agreement”) is dated as of October 5, 2009 (the “Effective Date”), by and between New World Brands, Inc., a Delaware Corporation (“the Company” or “NWB”), Aeropointe Partners, Inc., a Texas Corporation, M. David Kamrat, an individual, Steve Bell, an individual, Noah Kamrat, an individual, Shawn Lane, an individual, Shehryar Wahid, an individual, Oregon Spirit LLC, a Nevada limited liability Company, and P&S Spirit LLC, a Nevada limited liability Company (each a “Holder,” and collectively, the “Parties”).
AMENDMENT TO CONSULTING AGREEMENTConsulting Agreement • March 17th, 2023 • Kaival Brands Innovations Group, Inc. • Retail-nonstore retailers
Contract Type FiledMarch 17th, 2023 Company IndustryThis Amendment to Consulting Agreement (“Amendment”) is entered into as of March 3, 2023 (“Effective Date”) and is between Kaival Brands Innovations Group, Inc., a Delaware corporation (the “Company”) and Mark L. Thoenes/MLT Consulting Services, LLC (the “Consultant”) (the Company and Consultant are each a “Party” and collectively the “Parties”).
Compensation AgreementCompensation Agreement • November 14th, 2008 • Arbios Systems Inc • Surgical & medical instruments & apparatus
Contract Type FiledNovember 14th, 2008 Company IndustryThe following sets forth the terms and conditions of a compensation agreement, effective as of November 10, 2008, to be entered into by Arbios Systems Inc., a Delaware corporation (”Arbios”), and Scott Hayashi, (the “Consultant”).