Form of Deferred Incentive Unit Issuance Agreement Sample Contracts

NUVEEN INVESTMENTS, INC. FORM OF DEFERRED INCENTIVE UNIT ISSUANCE AGREEMENT

Form of Deferred Incentive Unit Issuance Agreement • March 13th, 2014 • Nuveen Investments Holdings, Inc. • Investment advice • Delaware

• Contract Type
  Form of Deferred Incentive Unit Issuance Agreement
• Filed
  March 13th, 2014
• Company
  Nuveen Investments Holdings, Inc.
• Industry
  Investment advice
• Jurisdiction
  Delaware

This Deferred Incentive Unit Issuance Agreement (this “Agreement”) is made as of , 20 (the “Grant Date”), between Nuveen Investments, Inc., a Delaware corporation (the “Company”), and the undersigned below (“Executive”). Except as otherwise defined herein or in the LLC Agreement (as defined below), capitalized terms used herein are defined in Section 9 hereof.