Form of Deferred Unit Issuance Agreement Sample Contracts

NUVEEN INVESTMENTS, INC. FORM OF DEFERRED UNIT ISSUANCE AGREEMENT

Form of Deferred Unit Issuance Agreement • March 13th, 2014 • Nuveen Investments Holdings, Inc. • Investment advice • Delaware

• Contract Type
  Form of Deferred Unit Issuance Agreement
• Filed
  March 13th, 2014
• Company
  Nuveen Investments Holdings, Inc.
• Industry
  Investment advice
• Jurisdiction
  Delaware

This Deferred Unit Issuance Agreement (this “Agreement”) is made as of , 20 (the “Grant Date”), between Nuveen Investments, Inc., a Delaware corporation (the “Company”), and the undersigned below (“Employee”). Except as otherwise defined herein or in the LLC Agreement (as defined below), capitalized terms used herein are defined in Section 10 hereof.

NUVEEN INVESTMENTS, INC. FORM OF DEFERRED UNIT ISSUANCE AGREEMENT

Form of Deferred Unit Issuance Agreement • March 13th, 2014 • Nuveen Investments Holdings, Inc. • Investment advice • Delaware

• Contract Type
  Form of Deferred Unit Issuance Agreement
• Filed
  March 13th, 2014
• Company
  Nuveen Investments Holdings, Inc.
• Industry
  Investment advice
• Jurisdiction
  Delaware

This Deferred Unit Issuance Agreement (this “Agreement”) is made as of , 20 (the “Grant Date”), between Nuveen Investments, Inc., a Delaware corporation (the “Company”), and the undersigned below (“Employee”). Except as otherwise defined herein or in the LLC Agreement (as defined below), capitalized terms used herein are defined in Section 10 hereof.