Fund Compliance Agreement Sample Contracts

FUND CCO AGREEMENT

Fund Compliance Agreement • November 26th, 2014 • Horizons ETF Trust • Delaware

• Contract Type
  Fund Compliance Agreement
• Filed
  November 26th, 2014
• Company
  Horizons ETF Trust
• Jurisdiction
  Delaware

AGREEMENT made as of February 24, 2014 by and between Horizons ETF Trust, a Delaware statutory trust, with its principal office and place of business at 1350 Avenue of the Americas, 33rd Floor, New York, New York 10019 (the “Fund Company”), and Foreside Compliance Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).