ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • November 26th, 2014 • Horizons ETF Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 24th day of February, 2014 by and between Horizons ETF Trust, a Delaware Statutory Trust (the “Trust”) having its principal place of business at 1350 Avenue of the Americas, 33rd Floor, New York, New York 10019 and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
HORIZONS ETF TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • February 25th, 2014 • Horizons ETF Trust • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and PARTICIPANT (the “Participant”) and is subject to acceptance by Citibank Fund Services Ohio, Inc. (the “Transfer Agent”) as Transfer Agent for Horizons ETF Trust (the “Trust”).
FUND CCO AGREEMENTFund Cco Agreement • November 26th, 2014 • Horizons ETF Trust • Delaware
AGREEMENT made as of February 24, 2014 by and between Horizons ETF Trust, a Delaware statutory trust, with its principal office and place of business at 1350 Avenue of the Americas, 33rd Floor, New York, New York 10019 (the “Fund Company”), and Foreside Compliance Services, LLC, a Delaware limited liability company, with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
SERVICES AGREEMENT HORIZONS ETF TRUST and CITI FUND SERVICES OHIO, INC.Services Agreement • February 25th, 2014 • Horizons ETF Trust • New York
THIS SERVICES AGREEMENT is made on February 24, 2014, by and between Horizons ETF Trust, a statutory trust organized under the laws of Delaware, (the “Client”) and Citi Fund Services Ohio, Inc., an Ohio corporation with its primary place of business at 3435 Stelzer Road, Columbus, Ohio 43219 (the “Service Provider” and, with the Client, the “Parties”).
SUB-MANAGEMENT AGREEMENTSub-Management Agreement • February 25th, 2014 • Horizons ETF Trust • New York
AGREEMENT dated February 24, 2014, between Horizons ETFs Management (USA) LLC, a Delaware limited liability company whose principal place of business is 1350 Avenue of the Americas, 33rd Floor, New York, NY 10019 (the “Investment Manager”), and Mirae Asset Global Investments (Hong Kong) Limited, a Hong Kong corporation whose registered address is Level 15, Three Pacific Place, 1 Queen’s Road East, Hong Kong (the “Sub-Manager”).
FUND CFO/TREASURER AGREEMENTFund Cfo/Treasurer Agreement • November 26th, 2014 • Horizons ETF Trust • Delaware
AGREEMENT made as of February 24, 2014 by and between Horizons ETF Trust, a Delaware statutory trust, with its principal office and place of business at 1350 Avenue of the Americas, 33rd Floor, New York, New York 10019 (the “Fund”), and Foreside Management Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, Maine 04101 (“Foreside”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 25th, 2014 • Horizons ETF Trust • New York
AGREEMENT, dated February 24, 2014, between Horizons ETF Trust (the “Trust”), a Delaware statutory trust, on behalf of the separate series of the Trust set forth in Exhibit A (each, a “Fund” and collectively, the “Funds”), and Horizons ETFs Management (USA) LLC (the “Investment Manager”), a Delaware limited liability company.
CUSTODIAL AND AGENCY SERVICES AGREEMENT HORIZONS ETF TRUSTCustodial and Agency Services Agreement • February 25th, 2014 • Horizons ETF Trust • New York
THIS CUSTODIAL AND AGENCY SERVICES AGREEMENT is made on February 24, 2014, by and between Horizons ETF Trust, a Statutory Trust organized under the laws of the State of Delaware, (the “Trust”) and Citibank, N.A. acting through its offices located in New York, New York (“Citi”).
AMENDMENTGlobal Custodial Services Agreement • November 26th, 2014 • Horizons ETF Trust
Reference is made to the Global Custodial Services Agreement dated as of February 24, 2014 (the “Agreement”) by and between Citibank, N.A. (the “Custodian”) and each open-ended management investment company listed on Schedule A of the Agreement as amended from time to time (each such investment company , a “Fund” and all such investment companies collectively, the “Client”). References in this Amendment to Rule 17f-5 or to specific provisions of Rule 17f-5 refer to Rule 17f-5 under the Investment Company Act of 1940, as adopted on or before the date hereof. References in this Amendment to Rule 17f-7 or to specific provisions of Rule 17f-7 refer to Rule 17f-7 under the Investment Company Act of 1940, as adopted on or before the date hereof.
PURCHASE AGREEMENTPurchase Agreement • February 25th, 2014 • Horizons ETF Trust
Horizons ETF Trust (the “Trust”), a Delaware statutory trust, and Horizons ETFs Management (USA) LLC (“Horizons USA”), a Delaware limited liability company, hereby agree as follows:
HORIZONS ETF TRUST AGREEMENT AND DECLARATION OF TRUST Dated: July 15, 2013Horizons Etf Trust Agreement And • December 10th, 2013 • Horizons ETF Trust • Delaware
AGREEMENT AND DECLARATION OF TRUST of Horizons ETF Trust, a Delaware statutory trust, made as of July 15, 2013, by the undersigned Trustee.
