RULE 12d1-4 FUND OF FUNDS ETF INVESTMENT AGREEMENTFunds Etf Investment Agreement • August 29th, 2022 • Financial Investors Trust
This Agreement, dated as of January 19, 2022 (the "Effective Date") between Financial Investors Trust, on behalf of RiverFront Asset Allocation Aggressive, RiverFront Asset Allocation Growth & Income, RiverFront Asset Allocation Moderate, each a series of Financial Investors Trust, severally and not jointly (each, an “Acquiring Fund”), and First Trust Exchange-Traded Fund, First Trust Exchange-Traded Fund II, First Trust Exchange-Traded Fund III, First Trust Exchange- Traded Fund IV, First Trust Exchange-Traded Fund V, First Trust Exchange-Traded Fund VI, First Trust Exchange-Traded Fund VII, First Trust Exchange-Traded Fund VIII, First Trust Exchange-Traded AlphaDEX® Fund, and First Trust Exchange-Traded AlphaDEX® Fund II, (each a "Trust") on behalf of each applicable series listed on Appendix A, as may be amended from time to time, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
RULE 12d1-4 FUND OF FUNDS ETF INVESTMENT AGREEMENTFunds Etf Investment Agreement • August 29th, 2023 • AdvisorShares Trust
This Agreement, dated as of June 10, 2023 (the “Effective Date”) between AdvisorShares Trust, on behalf of each applicable series listed on Appendix B, as may be amended from time to time, that invests in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly (each, an “Acquiring Fund”), and First Trust Exchange-Traded Fund, First Trust Exchange-Traded Fund II, First Trust Exchange-Traded Fund III, First Trust Exchange-Traded Fund IV, First Trust Exchange-Traded Fund V, First Trust Exchange-Traded Fund VI, First Trust Exchange-Traded Fund VII, First Trust Exchange-Traded Fund VIII, First Trust Exchange-Traded AlphaDEX® Fund, and First Trust Exchange-Traded AlphaDEX® Fund II, (each a “Trust”) on behalf of each applicable series listed on Appendix A, as may be amended from time to time, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
FUND OF FUNDS ETF INVESTMENT AGREEMENTFunds Etf Investment Agreement • September 27th, 2022 • Proshares Trust
This Agreement, dated as of January 19, 2022 (the "Effective Date") between ProShares Trust, on behalf of each of its existing and future series, severally and not jointly, that invests in an Acquired Fund in reliance on the Rule as such terms are defined below, severally and not jointly (each, an "Acquiring Fund"), and First Trust Exchange-Traded Fund, First Trust Exchange- Traded Fund II, First Trust Exchange-Traded Fund III, First Trust Exchange-Traded Fund IV, First Trust Exchange-Traded Fund V, First Trust Exchange-Traded Fund VI, First Trust Exchange-Traded Fund VII, First Trust Exchange-Traded Fund VIII, First Trust Exchange- Traded AlphaDEX® Fund, and First Trust Exchange-Traded AlphaDEX® Fund II, (each a "Trust") on behalf of each applicable series listed on Appendix A, as may be amended from time to time, severally and not jointly (each, an "Acquired Fund" and together with the Acquiring Funds, the "Funds").
