First Trust Active Dividend Income Fund Sample Contracts
WITNESSETH:Subscription Agreement • September 20th, 2007 • First Trust Active Dividend Income Fund
Standard Contracts
under the 1934 Act. (e) "Oral Instructions" mean oral instructions received by PFPC Trust from an Authorized Person or from a person reasonably believed by PFPC Trust to be an Authorized Person. PFPC Trust may, in its sole discretion in each separate...Custodian Services Agreement • September 1st, 2009 • First Trust Active Dividend Income Fund
EXECUTION COPY TRANSFER AGENCY SERVICES AGREEMENT THIS AGREEMENT is made as of May 22, 2009 by and between PNC GLOBAL INVESTMENT SERVICING (U.S.) INC., a Massachusetts corporation ("PNC"), and FIRST TRUST ACTIVE DIVIDEND INCOME FUND, a Massachusetts...Transfer Agency Services Agreement • September 1st, 2009 • First Trust Active Dividend Income Fund
f) "Securities Laws" means the 1933 Act, the 1934 Act and the 1940 Act. (g) "Shares" mean the shares of beneficial interest of the Fund. (h) "Written Instructions" mean (i) written instructions signed by an Authorized Person and received by PNC or...Administration and Accounting Services Agreement • September 1st, 2009 • First Trust Active Dividend Income Fund
W I T N E S S E T H:Blanket Bond Insurance Agreement • August 6th, 2010 • First Trust Active Dividend Income Fund
Shares FIRST TRUST ACTIVE DIVIDEND INCOME FUND Common Shares of Beneficial Interest UNDERWRITING AGREEMENTUnderwriting Agreement • September 20th, 2007 • First Trust Active Dividend Income Fund • New York
CLOSED-END FUND SERVICES AGREEMENT - FUND ADMINISTRATION SERVICES - FUND ACCOUNTING SERVICES FIRST TRUST ACTIVE DIVIDEND INCOME FUND SEPTEMBER 20, 2007 FUND SERVICES AGREEMENT TABLE OF CONTENTSFund Services Agreement • September 20th, 2007 • First Trust Active Dividend Income Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 20th day of September, 2007 by and among First Trust Active Dividend Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership (the...Investment Sub-Advisory Agreement • January 29th, 2008 • First Trust Active Dividend Income Fund • Illinois
WITNESSETH:Interim Investment Management Agreement • January 31st, 2011 • First Trust Active Dividend Income Fund • Illinois
WITNESSETH:Investment Management Agreement • January 29th, 2008 • First Trust Active Dividend Income Fund • Illinois
WITNESSETH:Investment Management Agreement • July 27th, 2011 • First Trust Active Dividend Income Fund • Illinois
WITNESSETH:Investment Management Agreement • September 20th, 2007 • First Trust Active Dividend Income Fund • Illinois
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 27th day of October, 2009 by and among First Trust Active Dividend Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership...Interim Investment Sub-Advisory Agreement • November 6th, 2009 • First Trust Active Dividend Income Fund • Illinois
JPMORGAN [GRAPHIC OMITTED] ------------------------------------------------------------------ DOMESTIC CUSTODY AGREEMENT BETWEEN FIRST TRUST ACTIVE DIVIDEND INCOME FUND AND JPMORGAN CHASE BANK, N.A....Domestic Custody Agreement • September 20th, 2007 • First Trust Active Dividend Income Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 2nd day of July, 2014, by and among First Trust Dividend and Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership (the...Investment Sub-Advisory Agreement • January 27th, 2015 • First Trust Dividend & Income Fund • Illinois
FIRST TRUST ACTIVE DIVIDEND INCOME FUND UP TO 1,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) SALES AGREEMENTSales Agreement • July 14th, 2010 • First Trust Active Dividend Income Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 18th day of February, 2010 by and among First Trust Active Dividend Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership (the...Investment Sub-Advisory Agreement • July 29th, 2010 • First Trust Active Dividend Income Fund • Illinois
TRANSFER AGENCY AND REGISTRAR SERVICES AGREEMENTTransfer Agency and Registrar Services Agreement • September 20th, 2007 • First Trust Active Dividend Income Fund • New York
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this [ ] day of March, 2014 by and among First Trust Dividend and Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership (the...Interim Investment Sub-Advisory Agreement • July 29th, 2014 • First Trust Dividend & Income Fund • Illinois
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 3rd day of January, 2011, by and among First Trust Active Dividend Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership (the...Investment Sub-Advisory Agreement • July 27th, 2011 • First Trust Active Dividend Income Fund • Illinois
FIRST TRUST ACTIVE DIVIDEND INCOME FUND UP TO 1,000,000 COMMON SHARES OF BENEFICIAL INTEREST CAPITAL ON DEMAND(TM) --------------------- SALES AGREEMENT ---------------Sales Agreement • November 13th, 2009 • First Trust Active Dividend Income Fund • New York
INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 16th day of September, 2013, by and among First Trust Dividend and Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership (the...Investment Sub-Advisory Agreement • January 29th, 2014 • First Trust Dividend & Income Fund • Illinois
INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 12th day of October, 2010 by and among First Trust Active Dividend Income Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership...Interim Investment Sub-Advisory Agreement • January 31st, 2011 • First Trust Active Dividend Income Fund • Illinois