AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT, made the 1st day of January, 2005, by and between ROCHESTER PORTFOLIO SERIES, a Massachusetts business trust (hereinafter referred to as the "Trust"), and OPPENHEIMERFUNDS, INC....Investment Advisory Agreement Agreement • February 25th, 2005 • Oppenheimer Limited Term New York Municipal Fund
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT, made the 1st day of January, 2005, by and between ROCHESTER PORTFOLIO SERIES, a Massachusetts business trust (hereinafter referred to as the "Trust"), and OPPENHEIMERFUNDS, INC....Investment Advisory Agreement Agreement • March 1st, 2005 • Oppenheimer Limited Term New York Municipal Fund
Exhibit 99.5(B) INVESTMENT ADVISORY AGREEMENT AGREEMENT made the 19th day of August, 1993, by and between KEYSTONE MANAGEMENT, INC., a Nevada corporation (the "Manager"), and KEYSTONE CUSTODIAN FUNDS, INC., a Delaware corporation (the "Adviser")....Investment Advisory Agreement Agreement • December 20th, 1995 • Keystone Diversified Bond Fund B-2 • Massachusetts
* For purposes of this calculation, the basic fee is calculated by ap- plying the quarterly rate against average assets over the same time period which the performance is measured. 4.1. TRANSITION RULE FOR CALCULATING GRANAHAN'S COMPENSATION. The...Investment Advisory Agreement Agreement • December 12th, 1997 • Vanguard Variable Insurance Fund
INVESTMENT ADVISORY AGREEMENT AGREEMENT, dated October 30, 1998, between BAT Subsidiary Inc. (the "Fund"), a Maryland corporation, and BlackRock Financial Management, Inc. (the "Adviser"), a Delaware corporation. In consideration of the mutual...Investment Advisory Agreement Agreement • November 13th, 1998 • Bat Subsidiary Inc • New York
Highland High Income Fund: Exhibit 77Q1 INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of March 1, 2007, by and between Highland Capital Management, L.P., a Delaware limited partnership (the "Adviser"), and Highland Funds I, a Delaware statutory...Investment Advisory Agreement Agreement • October 29th, 2007 • Highland Funds I • Delaware
INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of March 1, 2007, by and between Highland Capital Management, L.P., a Delaware limited partnership (the "Adviser"), and Highland Funds I, a Delaware statutory trust (the "Trust"), on behalf of its series, Highland High Income Fund (the " Fund "). WHEREAS, the Trust is engaged in business as open-end management investment company and is registered as such under the Investment Company Act of 1940, as amended (the "1940 Act"); and WHEREAS, the Adviser is engaged principally in the business of rendering investment management services and is registered as an investment adviser under the Investment Advisers Act of 1940, as amended; NOW, THEREFORE, WITNESSETH: That it is hereby agreed between the parties hereto as follows: SECTION 1. Appointment of Adviser. The Fund hereby appoints the Adviser to act as manager and investment adviser to the Fund for the period and on the terms herein set forth. The Adviser accepts such appointment and agrees to
INVESTMENT ADVISORY AGREEMENT AGREEMENT, dated as of July 1, 2014 between The Swiss Helvetia Fund, Inc., a Delaware corporation (the "Fund"), and Schroder Investment Management North America Inc., a Delaware corporation ("Schroders"). WHEREAS, the...Investment Advisory Agreement Agreement • August 29th, 2014 • Swiss Helvetia Fund, Inc. • New York
2 including, by way of illustration, the evaluation of pertinent economic, statistical, financial and other data, determination of the industries and companies to be represented in the FUND's Portfolios, and formulation and implementation of...Investment Advisory Agreement Agreement • October 1st, 1996 • Van Kampen American Capital World Portfolio Series Trust • Texas
THE INTEGRITY FUNDS on behalf of INTEGRITY EQUITY FUND INVESTMENT ADVISORY AGREEMENT AGREEMENT, effective commencing on September 3, 2003 between Integrity Money Management, Inc., (the "Adviser") and The Integrity Funds (the "Trust") on behalf of...Investment Advisory Agreement Agreement • September 5th, 2003 • Integrity Funds • North Dakota
Investment Advisory Agreement AGREEMENT made this ____ day of ______________, 1998 by and between The Sports Funds Trust (the "Trust"), a Delaware business trust and Pegasus Advisory Group, Inc., (the "Advisor") a corporation operating as a registered...Investment Advisory Agreement Agreement • March 23rd, 1998 • Sports Funds Trust • Delaware
Investment Advisory Agreement AGREEMENT made this ____ day of ______________, 1998 by and between The Sports Funds Trust (the "Trust"), a Delaware business trust and Pegasus Advisory Group, Inc., (the "Advisor") a corporation operating as a registered investment adviser and duly organized and existing under the laws of the State of North Carolina 1. Duties of Advisor. The Trust hereby appoints the Advisor to act as investment adviser to the Fund for the period and on such terms set forth in this Agreement. The Trust employs the Advisor to manage the investment and reinvestment of the assets of the Fund, to determine in its discretion the assets to be held uninvested, to provide the Trust with records concerning the Advisor's activities which the Trust is required to maintain, and to render regular reports to the Trust's officers and Board of Trustees concerning the Advisor's discharge of the foregoing responsibilities. The Advisor shall discharge the foregoing responsibilities subject
EXHIBIT 99.BD INVESTMENT ADVISORY AGREEMENT AGREEMENT, made as of this __ day of November, 1998, between VANGUARD VARIABLE INSURANCE FUND, a Delaware business trust (the "Fund"), and BARROW, HANLEY, MEWHINNEY & STRAUSS, INC., a Texas corporation...Investment Advisory Agreement Agreement • December 28th, 1998 • Vanguard Variable Insurance Fund
Item G.1.b.iii The New Germany Fund, Inc. - New or Amended Investment Advisory Contracts FIRST AMENDMENT TO THE INVESTMENT ADVISORY AGREEMENT BETWEEN THE NEW GERMANY EQUITY FUND, INC. AND DWS INTERNATIONAL GMBH This FIRST AMENDMENT is made as of...Investment Advisory Agreement Agreement • March 6th, 2020 • New Germany Fund Inc
1838 BOND-DEBENTURE TRADING FUND INVESTMENT ADVISORY AGREEMENT AGREEMENT, made by and between 1838 BOND-DEBENTURE TRADING FUND, a Delaware corporation (hereinafter called the "Fund"), and MBIA Capital Management Corp., a Delaware corporation...Investment Advisory Agreement Agreement • May 26th, 2006 • 1838 Bond Debenture Trading Fund
obtain execution and pricing within the policy guidelines established by the Fund's Board of Directors and set forth in the Registration Statement of the Fund as in effect from time to time; (f) provide information in the possession of the Investment...Investment Advisory Agreement Agreement • February 19th, 1997 • Schroder Asian Growth Fund Inc • New York
EX-99.d9 INVESTMENT ADVISORY AGREEMENT AGREEMENT made this ___day of _______, 1998 by and between The Brinson Funds, a Delaware Business Trust (the "Trust") and Brinson Partners, Inc., a Delaware corporation (the "Advisor"). 1. Duties of the Advisor....Investment Advisory Agreement Agreement • September 18th, 1998 • Brinson Funds Inc
EX-99.d13 INVESTMENT ADVISORY AGREEMENT AGREEMENT made this ____ day of ______, 1998 by and between The Brinson Funds, a Delaware Business Trust (the "Trust") and Brinson Partners, Inc., a Delaware corporation (the "Advisor"). 1. Duties of the...Investment Advisory Agreement Agreement • September 18th, 1998 • Brinson Funds Inc
INVESTMENT ADVISORY AGREEMENT AGREEMENT, made the 22nd day of November, 1995, by and between OPPENHEIMER QUEST GLOBAL VALUE FUND, INC., a Maryland Corporation (hereinafter referred to as the "Company"), and OPPENHEIMER MANAGEMENT CORPORATION...Investment Advisory Agreement Agreement • March 11th, 1996 • Oppenheimer Quest Global Value Fund Inc
Sub-Item 77(Q)(e) INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 6th day of June, 1996 by and between Sage/Tso Trust (the "Trust"), a Delaware business trust and Sage/Tso Investment Management L.P., a limited partnership (the "Adviser"). 1. Duties...Investment Advisory Agreement Agreement • May 22nd, 1997 • Sage Tso Trust • Virginia
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of May 1, 2010, by and between Highland Capital Management Fund Advisors, L.P. (formerly, Pyxis Capital, L.P. ., and formerly Highland Funds Asset Management, L.P.), a Delaware...Investment Advisory Agreement Agreement • August 29th, 2013 • Highland Funds I • Delaware
INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of November 14, 2014 between New Alternatives Fund (the "Fund"), a series of shares of New Alternatives Fund, a Delaware statutory trust (the "Trust"), and Accrued Equities, Inc., a New York corporation...Investment Advisory Agreement Agreement • February 27th, 2015 • New Alternatives Fund Inc
Investment Advisory Agreement AGREEMENT made this 5th day of March, 1997 by and between The Bjurman Funds (the "Trust"), a Delaware business trust on behalf of Bjurman Micro-Cap Fund (the "Fund") and George D. Bjurman and Associates, a California...Investment Advisory Agreement Agreement • March 13th, 1997 • Bjurman Funds • California
ATTEST: FARRELL ALPHA STRATEGIESInvestment Advisory Agreement Agreement • November 29th, 1995 • Farrell Alpha Strategies • New York
INVESTMENT ADVISORY AGREEMENT AGREEMENT made this ____ day of ______________, 1995 by and between Farrell Alpha Strategies, a Delaware business trust (the "Trust") and Farrell-Wako Global Investment Management, Inc., a Delaware corporation (the "Advisor"). 1. Duties of Advisor. The Trust hereby appoints the Advisor to act as investment advisor to The Japan Alpha Fund (the "Fund") for the period and on such terms set forth in this Agreement. The Trust employs the Advisor to manage the investment and reinvestment of the assets of the Fund, to determine in its discretion the assets to be held uninvested, to provide the Trust with records concerning the Advisor's activities which the Trust is required to maintain, and to render regular reports to the Trust's officers and Board of Trustees concerning the Advisor's discharge of the foregoing responsibilities. The Advisor shall discharge the foregoing responsibilities subject to the control of the officers and the Board of Trustees of the Tru
92690695_2 INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of this 12th day of February, 2021 by and between iCapital KKR Private Markets Fund (formerly, Altegris KKR Commitments Master Fund), a Delaware statutory trust (the Fund), and iCapital...Investment Advisory Agreement Agreement • June 11th, 2021 • iCapital KKR Private Markets Fund • New York
1 EXHIBIT (5) INVESTMENT ADVISORY AGREEMENT AGREEMENT (hereinso called) made this 31st day of October, 1996, by and between VAN KAMPEN AMERICAN CAPITAL HARBOR FUND, a Delaware business trust (hereinafter referred to as the "FUND"), and VAN KAMPEN...Investment Advisory Agreement Agreement • April 28th, 1997 • Van Kampen American Capital Harbor Fund
INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of June 29, 2006, by and between Highland Capital Management, L.P., a Delaware limited partnership (the Adviser), and Highland Credit Strategies Fund, a Delaware statutory trust (the Trust). WHEREAS, the...Investment Advisory Agreement Agreement • August 28th, 2006 • Highland Credit Strategies Fund
ContractInvestment Advisory Agreement Agreement • April 6th, 2021 • Missouri
INVESTMENT ADVISORY AGREEMENT AGREEMENT made as of the 1st day of May, 2009, by and between Pacholder High Yield Fund, Inc., a Maryland corporation (hereinafter called the "Fund"), and J.P. Morgan Investment Management Inc., a Delaware Corporation...Investment Advisory Agreement Agreement • August 31st, 2009 • Pacholder High Yield Fund Inc • New York
OPPENHEIMER MANAGEMENT CORPORATIONInvestment Advisory Agreement Agreement • February 13th, 1996 • Oppenheimer Quest Value Fund Inc
Investment Advisory Agreement AGREEMENT made this 16th day of December, 1997 by and between Spirit of America Investment Fund, Inc. (the "Fund"), a Maryland corporation and Spirit of America Management Corp. (the "Adviser"), a corporation operating as...Investment Advisory Agreement Agreement • December 18th, 1997 • Spirit of America Investment Fund Inc • New York
Investment Advisory Agreement AGREEMENT made this 16th day of December, 1997 by and between Spirit of America Investment Fund, Inc. (the "Fund"), a Maryland corporation and Spirit of America Management Corp. (the "Adviser"), a corporation operating as a registered investment adviser and duly organized and existing under the laws of the State of New York. 1. Duties of Adviser. The Fund hereby appoints the Adviser to act as investment adviser to the Fund for the period and on such terms set forth in this Agreement. The Fund employs the Adviser to manage the investment and reinvestment of the assets of the Fund, to determine in its discretion the assets to be held uninvested, to provide the Fund with records concerning the Adviser's activities which the Fund is required to maintain, and to render regular reports to the Fund's officers and Board of Directors concerning the Adviser's discharge of the foregoing responsibilities. The Adviser shall discharge the foregoing responsibilities subj
J.P. MORGAN MUTUAL FUND SERIES AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT, made this 18th day of February, 2005, between J.P. Morgan Mutual Fund Series, a trust organized under the laws of the Commonwealth of Massachusetts (the...Investment Advisory Agreement Agreement • May 3rd, 2005 • JPMorgan Trust I
INVESTMENT ADVISORY AGREEMENT Agreement, dated and effective as of July 21, 2011, between THE NEW IRELAND FUND, INC., a Maryland corporation (herein referred to as the "Fund") and KLEINWORT BENSON INVESTORS INTERNATIONAL LIMITED, a limited liability...Investment Advisory Agreement Agreement • December 27th, 2011 • New Ireland Fund Inc • New York
1 EXHIBIT 10.4 INVESTMENT ADVISORY AGREEMENT AGREEMENT, made as of the day of , 1997, by and between ORACLE REINSURANCE COMPANY LTD., a Bermuda composite insurer (the "Company") and ACORN ADVISORY CAPITAL L.P., a Delaware limited partnership (the...Investment Advisory Agreement Agreement • September 2nd, 1997 • Delphi International LTD
INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 15th day of April, 2010 by and between ASTON FUNDS, a Delaware statutory trust (the "Trust"), on behalf of each series of the Trust set forth on Schedule A hereto as may be amended from time to time...Investment Advisory Agreement Agreement • June 28th, 2010 • Aston Funds • Delaware
INVESTMENT ADVISORY AGREEMENT AGREEMENT made this 15th day of April, 2010 by and between ASTON FUNDS, a Delaware statutory trust (the "Trust"), on behalf of each series of the Trust set forth on Schedule A hereto as may be amended from time to time (each, a "Fund" and collectively, the "Funds") and ASTON ASSET MANAGEMENT, LP, a Delaware limited partnership (the "Adviser"). WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (the "1940 Act"), as an open-end management investment company; and WHEREAS, the Trust wishes to retain the Adviser to render investment advisory services to each Fund, and the Adviser is willing to furnish such services to each Fund. NOW THEREFORE, in consideration of the promises and mutual covenants herein contained, it is agreed between the Trust and the Adviser as follows: 1. Appointment. The Trust hereby appoints the Adviser to act as investment adviser to each Fund for the periods and on the terms set forth in this Agreement.
ContractInvestment Advisory Agreement agreement • December 16th, 2005 • PARADIGM Multi Strategy Fund, LLC • Delaware
EXHIBIT G FORM OF INVESTMENT ADVISORY AGREEMENT AGREEMENT made this ___day of ___ 2005, by and between PARADIGM Multi Strategy Fund I, LLC, a Delaware Limited Liability Company (the “Company”), and PARADIGM Global Advisors, LLC, a Delaware Limited Liability Company (the “Investment Manager”). WHEREAS, the Company is registered as a non-diversified, closed-end management investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”). WHEREAS, the Company has retained BISYS Fund Services Ohio, Inc. (the “Administrator”) to provide administration of the Company’s operations, subject to the control of the Board of Directors; WHEREAS, the Company desires to retain the Investment Manager to render investment management services to the Company, and the Investment Manager is willing to render such services: NOW, THEREFORE, in consideration of mutual covenants herein contained, the parties hereto agree as follows: 1. DUTIES OF INVESTMENT MANAGER. The Comp
J.P. MORGAN MUTUAL FUND SERIES AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT AGREEMENT, made this 18th day of February, 2005, between J.P. Morgan Mutual Fund Series, a trust organized under the laws of the Commonwealth of Massachusetts (the...Investment Advisory Agreement Agreement • April 29th, 2005 • Jp Morgan Mutual Fund Group/Ma
