CUSTODY AGREEMENTCustody Agreement • December 18th, 1997 • Spirit of America Investment Fund Inc • New York
SPIRIT OF AMERICA INVESTMENT FUND, INC. 477 Jericho Turnpike Syosset, New York 11791Investment Advisory Agreement • July 23rd, 2002 • Spirit of America Investment Fund Inc
This writing is to provide notice of the addition of a new series under the Company: Spirit of America Value Fund (the "New Fund"). The New Fund is to be considered a Fund under the Agreement and shall be subject to the terms set forth under the Agreement unless otherwise provided herein. The Adviser shall be compensated for services rendered under the Agreement as is consistent with the Agreement.
CUSTODIAN SERVICES AGREEMENT ---------------------------- THIS AGREEMENT is made as of November 1, 2001 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware ("PFPC Trust"), and SPIRIT OF AMERICA...Custodian Services Agreement • May 24th, 2002 • Spirit of America Investment Fund Inc
Exhibit (e)(i) UNDERWRITING AGREEMENT This Agreement, dated as of the 16th day of December , 1997, made by and between Spirit of America Investment Fund, Inc. (the "Fund"), a corporation duly organized under the laws of the state of Maryland and...Underwriting Agreement • July 23rd, 2002 • Spirit of America Investment Fund Inc • New York
Spirit of America Investment Fund, Inc. Selling Group AgreementSelling Group Agreement • December 31st, 1997 • Spirit of America Investment Fund Inc • New York
AMENDMENT TO INVESTMENT COMPANY SERVICES AGREEMENT This Amendment dated as of June 12, 2002, is entered into by SPIRIT OF AMERICA INVESTMENT FUND, INC. (the "Fund") and PFPC INC. ("PFPC") (formerly known as First Data Investor Services Group, Inc.),...Investment Company Services Agreement • July 23rd, 2002 • Spirit of America Investment Fund Inc
PURCHASE AGREEMENTPurchase Agreement • April 30th, 2009 • Spirit of America Investment Fund Inc
Spirit of America Investment Fund, Inc. (the “Company”), a Maryland Corporation, on behalf of the Spirit of America Income Fund (the “Portfolio”) and David Lerner (the “Purchaser”) hereby agree as follows:
SPIRIT OF AMERICA INVESTMENT FUND, INC.Investment Advisory Agreement • April 30th, 2009 • Spirit of America Investment Fund Inc
This letter is to provide notice of the addition of a new series under the Company: Spirit of America Income Fund (the “New Fund”). The New Fund is to be considered a Fund under the Agreement and shall be subject to the terms set forth under the Agreement unless otherwise provided herein. The Adviser shall be compensated for services rendered under the Agreement as is consistent with the Agreement, including but not limited to Exhibit A to the Agreement as amended on December 31, 2008 and attached hereto.
UNDERWRITING AGREEMENTUnderwriting Agreement • April 30th, 2009 • Spirit of America Investment Fund Inc • New York
This Agreement, dated as of the 31st day of December 2008, made by and between Spirit of America Investment Fund, Inc. (the “Fund”), a corporation duly organized under the laws of the state of Maryland and operating as a registered investment company under the Investment Company Act of 1940, as amended (the “Act”); and David Lerner Associates, Inc. (“DLA”), a registered broker-dealer existing as a corporation duly organized and existing under the laws of New York (together, the “Parties”).
CUSTODY AGREEMENTCustody Agreement • April 25th, 2014 • Spirit of America Investment Fund Inc • Ohio
THIS CUSTODY AGREEMENT (“Agreement”), dated as of September 1, 2012, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the “Custodian” or “Bank”), and Spirit of America Investment Fund, Inc., a corporation formed under the laws of the State of Maryland (“Corporation”).
SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • March 29th, 2019 • Spirit of America Investment Fund Inc • Ohio
This Agreement made this 1st day of February, 2019, by and among Spirit of America Investment Fund, Inc, a Maryland corporation (the "Company"), David Lerner Associates, Inc, a New York corporation (the “Distributor”), and ULTIMUS FUND DISTRIBUTORS, LLC, an Ohio limited liability company (the "Sub-Distributor").
TRANSFER AGENCY SERVICES AGREEMENTTransfer Agency Services Agreement • April 30th, 2009 • Spirit of America Investment Fund Inc
THIS AGREEMENT is approved and ratified on January 27, 2009 by and between PNC GLOBAL INVESTMENT SERVICING (U.S.) INC., a Massachusetts corporation (“PNC”) and SPIRIT OF AMERICA INVESTMENT FUND, INC., a Maryland corporation (the “Fund”). Capitalized terms not otherwise defined shall have the meanings set forth in Appendix A.
SPIRIT OF AMERICA INVESTMENT FUND, INC.Operating Expenses Agreement • December 19th, 2008 • Spirit of America Investment Fund Inc
This writing is to provide notice of the addition of a new series under the Company: Spirit of America Income Fund (the “New Fund”). The New Fund is to be considered a Series under the Agreement and shall be subject to the terms set forth under the Agreement unless otherwise provided herein.
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • March 15th, 2016 • Spirit of America Investment Fund Inc
This AMENDMENT TO CUSTODIAN AGREEMENT (“Amendment”) dated as of February 10, 2016, is by and between Spirit of America Investment Fund, Inc. (the “Company”) and Huntington National Bank (the “Custodian”).
AMENDMENT NO. 4 TO MASTER SERVICES AGREEMENTMaster Services Agreement • March 28th, 2024 • Spirit of America Investment Fund Inc
THIS AMENDMENT NO. 4 TO MASTER SERVICES AGREEMENT (this “Amendment”) is effective as of December 13, 2023, and is made by and between Spirit of America Investment Fund, Inc., a Maryland corporation (the “Company”), and Ultimus Fund Solutions, LLC, a limited liability company organized under the laws of the state of Ohio (“Ultimus”)(each a “Party” and collectively, the “Parties”).
AMENDMENT TO CustodIAN AGREEMENTCustodian Agreement • January 27th, 2023 • Spirit of America Investment Fund Inc
This AMENDMENT TO CUSTODIAN AGREEMENT (“Amendment”) dated as of January 24, 2023, is by and between Spirit of America Investment Fund, Inc. (the “Company”) and The Huntington National Bank (the “Custodian”).
SPIRIT OF AMERICA INVESTMENT FUND, INC.Operating Expenses Agreement • April 25th, 2014 • Spirit of America Investment Fund Inc
This writing is to provide notice of the addition of a new series under the Company: Spirit of America Income & Opportunity Fund (the “New Fund”). The New Fund is to be considered a Series under the Agreement and shall be subject to the terms set forth under the Agreement unless otherwise provided herein.
AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT between SPIRIT OF AMERICA INVESTMENT FUND, INC., on behalf and for the benefit of each of its series and THE HUNTINGTON NATIONAL BANK Dated as of May 28, 2014Revolving Credit Agreement • April 29th, 2020 • Spirit of America Investment Fund Inc • Ohio
This AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (“Agreement”) is entered into as of the 28th day of May, 2014 by and between SPIRIT OF AMERICA INVESTMENT FUND, INC., a Maryland corporation (the “Borrower”), executing this Agreement on behalf of itself, and, if applicable, on behalf and for the benefit of those investment series set forth on Exhibit 1.1 (the “Fund(s)” and each, a “Fund”) and THE HUNTINGTON NATIONAL BANK, a national banking association (the “Bank”).
PURCHASE AGREEMENTPurchase Agreement • April 25th, 2014 • Spirit of America Investment Fund Inc
Spirit of America Investment Fund, Inc. (the “Company”), a Maryland Corporation, on behalf of the Spirit of America Income & Opportunity Fund (the “Portfolio”) and (the “Purchaser”) hereby agree as follows:
FORM OF AMENDED AND RESTATED SCHEDULE C TO THE INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • February 26th, 2008 • Spirit of America Investment Fund Inc
THIS SCHEDULE C dated as of February 28, 2008, amends and restates Schedule C to that certain Investment Company Services Agreement dated as of December 16, 1997, as amended, between SPIRIT OF AMERICA INVESTMENT FUND, INC. (the “Fund”) and PFPC INC. (“PFPC”) (formerly known as First Data Investor Services Group, Inc.), the successor in interest to FPS Services, Inc.
MASTER SERVICES AGREEMENTMaster Services Agreement • April 29th, 2020 • Spirit of America Investment Fund Inc • Ohio
This Agreement, dated as of June 1, 2019 is between Spirit of America Investment Fund, Inc. (the “Company”), a Maryland corporation, and Ultimus Fund Solutions, LLC (“Ultimus”), a limited liability company organized under the laws of the State of Ohio.
SECOND AMENDMENT TO CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • April 29th, 2008 • Spirit of America Investment Fund Inc
This Amendment dated as of February 28, 2008 is made by and between the Spirit of America Investment Fund, Inc. (the “Fund”) and PFPC Trust Company (“PFPC Trust,” collectively with the Fund, the “Parties”).
AMENDMENT TO CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • April 30th, 2009 • Spirit of America Investment Fund Inc
This Amendment dated as of December 31, 2008 is made by and between the Spirit of America Investment Fund, Inc. (the “Fund”) and PFPC Trust Company (“PFPC Trust,” collectively with the Fund, the “Parties”).
AMENDMENT TO MUTUAL FUND SERVICES AGREEMENTMutual Fund Services Agreement • April 29th, 2019 • Spirit of America Investment Fund Inc
This AMENDMENT to the MUTUAL FUND SERVICES AGREEMENT (“Amendment”) dated as of June 1, 2018, is by and between Spirit of America Investment Fund, Inc. (the “Company”) and Ultimus Asset Services, LLC (“UAS”).
MUTUAL FUND SERVICES AGREEMENT Transfer Agency Services Anti-Money Laundering Services between SPIRIT OF AMERICA INVESTMENT FUND, INC. and HUNTINGTON ASSET SERVICES, INC. June 1, 2013Mutual Fund Services Agreement • April 25th, 2014 • Spirit of America Investment Fund Inc • Indiana
AGREEMENT (this “Agreement”), dated as of June 1, 2013, between Spirit of America Investment Fund, Inc., a Maryland corporation (the “Company”) and Huntington Asset Services, Inc., a Delaware corporation (“Huntington”).
FIN 48 TAX SERVICES AGREEMENTFin 48 Tax Services Agreement • April 30th, 2009 • Spirit of America Investment Fund Inc
THIS FIN 48 TAX SERVICES AGREEMENT (“Agreement”), is approved and ratified on January 27, 2009 by and between PNC GLOBAL INVESTMENT SERVICING (U.S.) INC., a Massachusetts corporation (“PNC”) and SPIRIT OF AMERICA INVESTMENT FUND, INC., a Maryland corporation (“Fund”).
SPIRIT OF AMERICA INVESTMENT FUND, INC.Investment Advisory Agreement • January 29th, 2015 • Spirit of America Investment Fund Inc
This letter is to provide notice of the addition of a new series under the Company: Spirit of America Energy Fund (the “New Fund”). The New Fund is to be considered a Fund under the Agreement and shall be subject to the terms set forth under the Agreement unless otherwise provided herein. The Adviser shall be compensated for services rendered under the Agreement as is consistent with the Agreement, including but not limited to Exhibit A to the Agreement as amended on May 14, 2014 and attached hereto.
PURCHASE AGREEMENTPurchase Agreement • January 27th, 2023 • Spirit of America Investment Fund Inc
Spirit of America Investment Fund, Inc. (the "Company"), a Maryland Corporation, on behalf of the Spirit of America Utilities Fund (the "Fund") and David Lerner (the "Purchaser") hereby agree as follows:
SPIRIT OF AMERICA INVESTMENT FUND, INC.Underwriting Agreement • April 25th, 2014 • Spirit of America Investment Fund Inc
This letter is to provide notice of the addition of a new series under the Company: Spirit of America Income & Opportunity Fund (the “New Fund”). The New Fund is to be considered a Fund under the Agreement and shall be subject to the terms set forth under the Agreement unless otherwise provided herein.
SPIRIT OF AMERICA INVESTMENT FUND, INC.Underwriting Agreement • January 27th, 2023 • Spirit of America Investment Fund Inc
This letter is to provide notice of the addition of a new series under the Company: Spirit of America Utilities Fund (the "New Fund"). The New Fund is to be considered a Fund under the Agreement and shall be subject to the terms set forth under the Agreement unless otherwise provided herein.
FORM OF AMENDMENT TO THE INVESTMENT COMPANY SERVICES AGREEMENTInvestment Company Services Agreement • April 29th, 2008 • Spirit of America Investment Fund Inc
THIS SCHEDULE C dated as of February 28, 2008, restates Schedule C to that certain Investment Company Services Agreement dated as of , , as amended, between SPIRIT OF AMERICA INVESTMENT FUND, INC. (the “Fund”) and PFPC INC. (“PFPC”) (formerly known as First Data Investor Services Group, Inc.), the successor in interest to FPS Services, Inc.
PURCHASE AGREEMENTPurchase Agreement • December 14th, 2007 • Spirit of America Investment Fund Inc
Spirit of America Investment Fund, Inc. (the “Company”), a Maryland Corporation, on behalf of the Spirit of America Value Fund (the “Portfolio”) and David Lerner (the “Purchaser”) hereby agree as follows:
UNDERWRITING AGREEMENT This Agreement, dated as of the 16th day of December, 1997, made by and between Spirit of America Investment Fund, Inc. (the "Fund"), a corporation duly organized under the laws of the state of Maryland and operating as a...Underwriting Agreement • December 18th, 1997 • Spirit of America Investment Fund Inc • New York
AMENDMENT TO MUTUAL FUND SERVICES AGREEMENT FOR TRANSFER AGENCY SERVICES AND ANTI-MONEY LAUNDERING SERVICESMutual Fund Services Agreement • March 28th, 2017 • Spirit of America Investment Fund Inc
This AMENDMENT TO THE MUTUAL FUND SERVICES AGREEMENT (“Amendment”) dated as of June 1, 2016, is by and between Spirit of America Investment Fund, Inc. (the “Company”) and Ultimus Asset Services, LLC (“UAS”).
AMENDMENT NO. 3 TO MASTER SERVICES AGREEMENTMaster Services Agreement • January 27th, 2023 • Spirit of America Investment Fund Inc
THIS AMENDMENT NO. 3 TO MASTER SERVICES AGREEMENT (this “Amendment”) is effective as of January 24, 2023, and is made by and between Spirit of America Investment Fund, Inc., a Maryland corporation (the “Company”), and Ultimus Fund Solutions, LLC, a limited liability company organized under the laws of the state of Ohio (“Ultimus”)(each a “Party” and collectively, the “Parties”).
