Investment Management Agreement Investment Management Agreement Sample Contracts

INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II a Massachusetts business trust (the Trust), and FIRST TRUST ADVISORS L.P., an Illinois...
Investment Management Agreement Investment Management Agreement • November 26th, 2010 • First Trust Exchange-Traded Fund Ii

INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II a Massachusetts business trust (the Trust), and FIRST TRUST ADVISORS L.P., an Illinois limited partnership (the Adviser) registered under the Investment Advisers Act of 1940, as amended (the Advisers Act). WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (1940 Act), as an open-end management investment company; WHEREAS, the Trust is authorized to issue shares in separate series, with each such series representing interests in a separate portfolio of securities and other assets; WHEREAS, the Trust has offered shares in the series set forth on Schedule attached hereto each such series being herein referred to as a Fund, and collectively as the Funds); WHEREAS, the Trust has retained the Adviser as investment adviser, to furnish certain investment advisory and portfolio management services to th

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INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 7th day of April, 2015, by and between ELKHORN ETF TRUST, a Massachusetts business trust (the "Trust"), and ELKHORN INVESTMENTS, LLC, a Delaware limited liability company (the...
Investment Management Agreement Investment Management Agreement • November 28th, 2016 • Elkhorn ETF Trust

INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 7th day of April, 2015, by and between ELKHORN ETF TRUST, a Massachusetts business trust (the "Trust"), and ELKHORN INVESTMENTS, LLC, a Delaware limited liability company (the "Adviser"). WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended ("1940 Act"), as an open-end management investment company; WHEREAS, the Trust is authorized to issue shares in separate series, with each such series representing interests in a separate portfolio of securities and other assets; WHEREAS, the Trust intends to offer shares in series as set forth on Schedule A attached hereto and any other series as to which this Agreement may hereafter be made applicable and set forth on Schedule A, which may be amended from time to time (each such series being herein referred to as a "Fund," and collectively as the "Funds"); and WHEREAS, the Trust desires to retain the Adviser as investment adviser, to furnish

INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II, a Massachusetts business trust (the Company), and FIRST TRUST ADVISORS L.P., an Illinois...
Investment Management Agreement Investment Management Agreement • November 26th, 2010 • First Trust Exchange-Traded Fund Ii

INTERIM INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 12th day of October, 2010, by and between FIRST TRUST EXCHANGE TRADED FUND II, a Massachusetts business trust (the Company), and FIRST TRUST ADVISORS L.P., an Illinois limited partnership (the Adviser). WHEREAS, the Company is registered under the Investment Company Act of 1940, as amended (1940 Act), as an open end management investment company; WHEREAS, the Company is authorized to issue shares in separate series, with each such series representing interests in a separate portfolio of securities and other assets; WHEREAS, the Company has offered shares in the series set forth on Schedule A attached hereto (each such series being herein referred to as a Fund, and collectively as the Funds); WHEREAS, the Company has retained the Adviser as investment adviser, to furnish certain investment advisory and portfolio management services to the Company with respect to each Fund pursuant to an Investment Manageme

INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 27th day of March, 2007, by and between FIRST TRUST STRATEGIC HIGH INCOME FUND III, a Massachusetts business trust (the "Fund"), and FIRST TRUST ADVISORS L.P., an Illinois...
Investment Management Agreement Investment Management Agreement • June 26th, 2007 • First Trust Strategic High Income Fund Iii

INVESTMENT MANAGEMENT AGREEMENT INVESTMENT MANAGEMENT AGREEMENT made this 27th day of March, 2007, by and between FIRST TRUST STRATEGIC HIGH INCOME FUND III, a Massachusetts business trust (the "Fund"), and FIRST TRUST ADVISORS L.P., an Illinois limited partnership (the "Adviser"). WITNESSETH: In consideration of the mutual covenants hereinafter contained, it is hereby agreed by and between the parties hereto as follows: 1. The Fund hereby engages the Adviser to act as the investment adviser for, and to manage the investment and reinvestment of the assets of, the Fund in accordance with the Fund's investment objectives and policies and limitations, and to administer the Fund's affairs to the extent requested by and subject to the supervision of the Board of Trustees of the Fund for the period and upon the terms herein set forth. The investment of the Fund's assets shall be subject to the Fund's policies, restrictions and limitations with respect to securities investments as set forth i

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