Key Employee Phantom Stock Agreement Sample Contracts

COVER KEY EMPLOYEE PHANTOM STOCK AGREEMENT This Key Employee Phantom Stock Agreement (this "Agreement") is made this __ day of _____________, 19___, by and between Legg Mason Wood Walker, Incorporated ("Legg") and _______________________ ("Employee")....

Key Employee Phantom Stock Agreement • July 24th, 1998 • Legg Mason Inc • Security brokers, dealers & flotation companies • Maryland

• Contract Type
  Key Employee Phantom Stock Agreement
• Filed
  July 24th, 1998
• Company
  Legg Mason Inc
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Maryland

KEY EMPLOYEE PHANTOM STOCK AGREEMENT

Key Employee Phantom Stock Agreement • May 5th, 2020 • Maryland

• Contract Type
  Key Employee Phantom Stock Agreement
• Filed
  May 5th, 2020
• Jurisdiction
  Maryland

This Key Employee Phantom Stock Agreement (this “Agreement”) is made this day of between Legg Mason, Inc. (“Legg”) and (“Employee”), but intended to be effective as of the date of the approval of transfer to Legg Mason Wood Walker, Incorporated (“LMWW”) of Employee’s registration with the National Association of Securities Dealers, Inc., the New York Stock Exchange, Inc. and the state(s) in which Employee is licensed (the “Effective Date”).