Key Employee Phantom Stock Agreement Sample Contracts

KEY EMPLOYEE PHANTOM STOCK AGREEMENT
Key Employee Phantom Stock Agreement • June 9th, 2006 • Legg Mason Inc • Security brokers, dealers & flotation companies • Maryland

This Key Employee Phantom Stock Agreement (this “Agreement”) is made this day of between Legg Mason, Inc. (“Legg”) and (“Employee”), but intended to be effective as of the date of the approval of transfer to Legg Mason Wood Walker, Incorporated (“LMWW”) of Employee’s registration with the National Association of Securities Dealers, Inc., the New York Stock Exchange, Inc. and the state(s) in which Employee is licensed (the “Effective Date”).

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