Non-Compete and Non-Solicit AgreementNon-Compete and Non-Solicit Agreement • March 14th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 14th, 2008 Company Industry JurisdictionFOR GOOD AND VALUABLE CONSIDERATION, including an award of Restricted Stock Units under the Broadpoint Securities Group, Inc. 2007 Incentive Compensation Plan, hereby acknowledged, Broadpoint Securities Group, Inc. and its subsidiaries (“Broadpoint”) and its employee who is a signatory hereto (the “Key Employee”) (Broadpoint and the Key Employee being referred to, collectively, as the “Parties”) agree as follows:
NON-COMPETE AND NON-SOLICIT AGREEMENTNon-Compete and Non-Solicit Agreement • March 28th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies
Contract Type FiledMarch 28th, 2008 Company IndustryFOR GOOD AND VALUABLE CONSIDERATION, including the award of Restricted Stock Units, as more fully described in the accompanying letter (10% of which will be fully vested upon grant), hereby acknowledged, First Albany Companies, Inc. and its subsidiaries ("First Albany") and its employee who is a signatory hereto (the "Key Employee Partner") (First Albany and the Key Employee Partner being referred to, collectively, as the "Parties") agree as follows:
ADDENDUM TO THE NON-COMPETE AND NON-SOLICIT AGREEMENT DATED SEPTEMBER 21, 2007Non-Compete and Non-Solicit Agreement • March 28th, 2008 • Broadpoint Securities Group, Inc. • Security brokers, dealers & flotation companies • New York
Contract Type FiledMarch 28th, 2008 Company Industry JurisdictionThis Addendum to the Non-Compete and Non-Solicit Agreement dated September 21, 2007 (the "Non-Compete and Non-Solicit Agreement") entered into by and between First Albany Companies Inc. and Patricia Arciero-Craig ("Key Employee Partner"), is made this _ day of September, 2007. All terms not otherwise defined herein shall have the meanings" ascribed to such terms in the Non-Compete and Non-
Non-Compete and Non-Solicit AgreementNon-Compete and Non-Solicit Agreement • August 9th, 2007 • First Albany Companies Inc • Security brokers, dealers & flotation companies
Contract Type FiledAugust 9th, 2007 Company IndustryFOR GOOD AND VALUABLE CONSIDERATION, including the award of Restricted Stock Units, as more fully described in the accompanying letter (10% of which will be fully vested upon grant), hereby acknowledged, First Albany Companies, Inc. and its subsidiaries (“First Albany”) and its employee who is a signatory hereto (the “Key Employee Partner”) (First Albany and the Key Employee Partner being referred to, collectively, as the “Parties”) agree as follows: