Note Purchase and Class B Share Agreement Sample Contracts

NOTE PURCHASE AND CLASS B SHARE AGREEMENT

Note Purchase and Class B Share Agreement • November 13th, 2015 • Schorsch Nicholas S • Security brokers, dealers & flotation companies • Delaware

• Contract Type
  Note Purchase and Class B Share Agreement
• Filed
  November 13th, 2015
• Company
  Schorsch Nicholas S
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Delaware

This NOTE PURCHASE AND CLASS B SHARE AGREEMENT (this “Agreement”), dated as of November 8, 2015, is by and among RCAP Holdings, LLC, a Delaware limited liability company (“RCAP”), and RCS Capital Corporation, a Delaware corporation (the “Company”).