SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 13th, 2023 • Mercer Funds • New York
AGREEMENT made as of the 22nd day of December, 2022 by and between Mercer Investments LLC, a Delaware limited liability company (the “Advisor”), and Barrow, Hanley, Mewhinney & Strauss, LLC, a Delaware limited liability company (the “Sub-Advisor”).
ADVISORY AGREEMENTAdvisory Agreement • September 13th, 2018 • Exchange Listed Funds Trust • Delaware
ADVISORY AGREEMENT (the “Agreement”) made as of this 12th day of June, 2015 by and between EXCHANGE LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and EXCHANGE TRADED CONCEPTS, LLC, an Oklahoma limited liability company with its principal place of business at 10900 Hefner Pointe Drive, Suite 207, Oklahoma City, Oklahoma 73120 (the “Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 13th, 2018 • Destra Investment Trust • Illinois
THIS AGREEMENT made as of this 29th day of December, 2017 by and among Destra Investment Trust (the “Trust”), a Massachusetts business trust, on behalf of its series the Destra Wolverine Dynamic Asset Fund (the “Fund”), Destra Capital Advisors LLC, a Delaware limited liability company (the “Adviser”), a registered investment adviser with the Securities and Exchange Commission (“SEC”), and Wolverine Asset Management, LLC, an Illinois limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 13th, 2018 • Destra Investment Trust • Illinois
INVESTMENT MANAGEMENT AGREEMENT made this 29th day of December, 2017, by and between DESTRA INVESTMENT TRUST, a Massachusetts business trust (the “Trust”), and DESTRA CAPITAL ADVISORS LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • December 13th, 2018 • Destra Investment Trust • Illinois
INVESTMENT MANAGEMENT AGREEMENT made this 29th day of December, 2017, by and between DESTRA WOLVERINE ASSET SUBSIDIARY, a Cayman Islands exempted company (the “Company”), and DESTRA CAPITAL ADVISORS LLC, a Delaware limited liability company (the “Adviser”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 12th, 2024 • Mercer Funds • New York
AGREEMENT made as of the 31st day of October, 2023 by and between Mercer Investments LLC, a Delaware limited liability company (the “Advisor”), and Aristotle Pacific Capital, LLC, a Delaware limited liability company (the “Sub-Advisor”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 13th, 2018 • Destra Investment Trust • Illinois
THIS AGREEMENT made as of this 29th day of December, 2017 by and among Destra Wolverine Asset Subsidiary, a Cayman Islands exempted company (the “Company”), Destra Capital Advisors LLC, a Delaware limited liability company (the “Adviser”), a registered investment adviser with the Securities and Exchange Commission (“SEC”), and Wolverine Asset Management, LLC, an Illinois limited liability company and a registered investment adviser with the SEC (the “Sub-Adviser”).
CALAMOS INVESTMENT TRUST March 12, 2019Calamos Investment Trust/Il • January 14th, 2020
FIRST EAGLE Funds (FIRST EAGLE GLOBAL REAL ASSETS FUND) 1345 Avenue of the Americas New York, New York 10105 INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement, is entered into as of September 9, 2021 by and between FIRST EAGLE FUNDS, a...First Eagle Funds • January 12th, 2023
FIRST EAGLE Funds (FIRST EAGLE GLOBAL REAL ASSETS FUND) 1345 Avenue of the Americas New York, New York 10105 INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement, is entered into as of September 9, 2021 by and between FIRST EAGLE FUNDS, a Delaware statutory trust (the "Trust") with respect to FIRST EAGLE GLOBAL REAL ASSETS FUND (a series of the Trust and referred to herein as the "Fund") and FIRST EAGLE INVESTMENT MANAGEMENT, LLC, a registered investment adviser organized under the laws of the State of Delaware (the "Adviser"). WITNESSETH: WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (the "1940 Act"); WHEREAS, the Fund is a separate portfolio and series of shares of the Trust with assets and liabilities thereof limited to such portfolio under the terms set out in Article III of the Trust's Agreement and Declaration of Trust; WHEREAS, the parties wish to enter into an investment advisory agreement and act under such agreement; NOW, TH
COHEN & STEERS GLOBAL INFRASTRUCTURE FUND, INC. 280 Park Avenue New York, New York 10017 June 30, 2018 COHEN & STEERS CAPITAL MANAGEMENT, INC. 280 Park Avenue New York, New York 10017 Dear Sirs: Cohen & Steers Global Infrastructure Fund, Inc. ("We",...Cohen & Steers Global Infrastructure Fund Inc • March 15th, 2019
Exhibit G.1.a.vi 1 COHEN & STEERS MLP & ENERGY OPPORTUNITY FUND, INC. 280 Park Avenue New York, New York 10017 August 1, 2018 COHEN & STEERS CAPITAL MANAGEMENT, INC. 280 Park Avenue New York, New York 10017 Dear Sirs: Cohen & Steers MLP & Energy...Cohen & Steers MLP & Energy Opportunity Fund, Inc. • June 9th, 2020
Exhibit G.1.a.vi 1 COHEN & STEERS MLP & ENERGY OPPORTUNITY FUND, INC. 280 Park Avenue New York, New York 10017 August 1, 2018 COHEN & STEERS CAPITAL MANAGEMENT, INC. 280 Park Avenue New York, New York 10017 Dear Sirs: Cohen & Steers MLP & Energy Opportunity Fund, Inc. ("We", "Us" or the "Company") herewith confirms its agreement (the "Agreement") pursuant to which Cohen & Steers Capital Management, Inc. ("You") will waive certain of its fees and/or reimburse the Company for expenses incurred as follows: 1. Reference is made to the Investment Advisory Agreement, dated December 17, 2013, between the Company and You (the "Amended Investment Advisory Agreement"). 2. Pursuant to Paragraph 6 of the Amended Investment Advisory Agreement, We have agreed to pay You a monthly fee at an annualized rate of 0.80% of the Company's average daily net assets (the "Investment Advisory Fee"). 3. Notwithstanding Paragraph 6 of the Investment Advisory Agreement, You agree that through June 30, 2020, You wi
AMENDMENT TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 12th, 2024 • Mercer Funds
THIS AMENDMENT (“Amendment”) to the Sub-Advisory Agreement (“Agreement”) dated October 31, 2023 by and between Mercer Investments LLC, a Delaware limited liability company (the “Advisor”), and Merganser Capital Management, LLC, a Delaware limited liability company (the “Sub-Advisor”), is made effective as of the 4th day of April, 2024.
COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND, INC. 280 Park Avenue New York, New York 10017 June 30, 2018 COHEN & STEERS CAPITAL MANAGEMENT, INC. 280 Park Avenue New York, New York 10017 Dear Sirs: Cohen & Steers Preferred Securities and Income...Cohen & Steers Preferred Securities & Income Fund, Inc. • March 15th, 2019
FIRST EAGLE FUNDS (FIRST EAGLE SMALL CAP OPPORTUNITY FUND) 1345 Avenue of the Americas New York, New York 10105 INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement, is entered into as of July 1, 2021 by and between FIRST EAGLE FUNDS, a...First Eagle Funds • January 14th, 2022
AMENDMENT #1 TO SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 13th, 2023 • Mercer Funds
THIS AMENDMENT #1 (“Amendment”) to the Sub-Advisory Agreement (“Agreement”) dated July 31, 2020, by and between Mercer Investments LLC, a Delaware limited liability company (the “Advisor”) and Brandywine Global Investment Management, LLC, a Delaware limited liability company (the “Sub-Advisor”), is made effective as of the 8th day of December, 2022.
CALAMOS INVESTMENT TRUST March 12, 2019Calamos Investment Trust/Il • January 14th, 2020
This letter confirms that effective March 12, 2019, Calamos Investment Trust (the “Trust”) and Calamos Advisors LLC (“CAL”) have mutually agreed that Schedule A to the Management Agreement between the Trust and CAL dated December 13, 2004, as amended, has been amended and replaced by Schedule A attached hereto.
ContractInvestment Advisory Agreement • September 12th, 2018 • CRM Mutual Fund Trust
Schedule A and Schedule B to the Investment Advisory Agreement between CRM Mutual Fund Trust and Cramer Rosenthal McGlynn, LLC dated as of June 15, 2005 are hereby amended and restated as of the date set forth above as follows:
COHEN & STEERS INTERNATIONAL REALTY FUND, INC. 280 Park Avenue New York, New York 10017 June 30, 2018 COHEN & STEERS CAPITAL MANAGEMENT, INC. 280 Park Avenue New York, New York 10017 Dear Sirs: Cohen & Steers International Realty Fund, Inc. ("We",...Cohen & Steers International Realty Fund, Inc. • March 15th, 2019
CENTRE FUNDS – N-CEN for Period Ended September 30, 2019Centre Funds • December 9th, 2019
Form of Agreement and Plan of Reorganization of the SkyBridge Dividend Value Fund (the “Target Fund”), a series of FundVantage Trust (the “Trust”), into the Centre Global Infrastructure Fund (the “Acquiring Fund”), a series of Centre Funds, is incorporated herein by reference to Registrant’s Registration Statement on Form N-14, filed on April 18, 2019, accession number: 0000919574-19-002986.
FIRST EAGLE FUNDS (FIRST EAGLE HIGH INCOME FUND) 1345 Avenue of the Americas New York, New York 10105 INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement, is entered into as of July 1, 2021 by and between FIRST EAGLE FUNDS, a Delaware...First Eagle Funds • January 14th, 2022
FIRST EAGLE FUNDS (FIRST EAGLE HIGH INCOME FUND) 1345 Avenue of the Americas New York, New York 10105 INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement, is entered into as of July 1, 2021 by and between FIRST EAGLE FUNDS, a Delaware statutory trust (the "Trust") with respect to FIRST EAGLE HIGH INCOME FUND (f/k/a First Eagle High Yield Fund, a series of the Trust and referred to herein as the "Fund"), and FIRST EAGLE INVESTMENT MANAGEMENT, LLC, a registered investment adviser organized under the laws of the State of Delaware (the "Adviser"). WITNESSETH: WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (the "1940 Act"); WHEREAS, the Fund is a separate portfolio and series of shares of the Trust with assets and liabilities thereof limited to such portfolio under the terms set out in Article III of the Trust's Agreement and Declaration of Trust; WHEREAS, the Fund and the Adviser are parties to an Investment Advisory Agreement entered int
COHEN & STEERS DIVIDEND VALUE FUND, INC. 280 Park Avenue New York, New York 10017 June 30, 2018 COHEN & STEERS CAPITAL MANAGEMENT, INC. 280 Park Avenue New York, New York 10017 Dear Sirs: Cohen & Steers Dividend Value Fund, Inc. ("We," "Us" or the...Cohen & Steers Dividend Value Fund, Inc. • May 10th, 2019
CALAMOS INVESTMENT TRUST July 9, 2019Management Agreement • January 14th, 2020 • Calamos Investment Trust/Il
This letter confirms that effective July 9, 2019, Calamos Investment Trust (the “Trust”) and Calamos Advisors LLC (“CAL”) have mutually agreed that Schedule A to the Management Agreement between the Trust and CAL dated December 13, 2004, as amended, has been amended and replaced by Schedule A attached hereto.
COHEN & STEERS GLOBAL REALTY SHARES, INC. 280 Park Avenue New York, New York 10017 June 30, 2018 COHEN & STEERS CAPITAL MANAGEMENT, INC. 280 Park Avenue New York, New York 10017 Dear Sirs: Cohen & Steers Global Realty Shares, Inc. ("We", "Us" or the...Cohen & Steers Global Realty Shares, Inc • March 15th, 2019
CENTRE FUNDS – N-CEN for Period Ended September 30, 2018 Item G.1.a.vi, MergersCentre Funds • December 12th, 2018
Form of Agreement and Plan of Reorganization of the Centre Active U.S. Tax Exempt Fund (the “Target Fund”), a series of Centre Funds (the “Trust”), into the Centre Global Infrastructure Fund (the “Acquiring Fund”), another series of the Trust, is incorporated herein by reference to Registrant’s Registration Statement on Form N-14/A, filed on June 7, 2018, accession number: 0000919574-18-004390.
AMENDED AND RESTATED CLOSED-END FUND ACCOUNTING AND ADMINISTRATION AGREEMENTAdministration Agreement • December 13th, 2022 • Guggenheim Energy & Income Fund • New York
This AMENDED AND RESTATED FUND ACCOUNTING AND ADMINISTRATION AGREEMENT (the “Agreement”) is made as of this 24th day of October, 2022 by and between MUFG Investor Services (US), LLC (“MUIS”) and each closed-end registered investment company listed on Schedule A hereto (as amended from time to time), (each individually referred to below as a “Trust”) (each a “Trust” and collectively, the “Trusts”).
COHEN & STEERS REAL ASSETS FUND, INC. 280 Park Avenue New York, New York 10017 June 30, 2018 COHEN & STEERS CAPITAL MANAGEMENT, INC. 280 Park Avenue New York, New York 10017 Dear Sirs: Cohen & Steers Real Assets Fund, Inc. ("We", "Us" or the...Cohen & Steers Real Assets Fund, Inc. • March 15th, 2019
CENTRE FUNDS – N-CEN for Period Ended September 30, 2020 Item G.1.a.vi, MergersCentre Funds • December 8th, 2020
Form of Agreement and Plan of Reorganization (the “Plan”) of the Centre Active U.S. Treasury Fund (the “Treasury Fund” or “Target Fund”), a series of Centre Funds (the “Trust”), into the Centre Global Infrastructure Fund (the “Infrastructure Fund” or “Acquiring Fund”), another series of the Trust (the “Reorganization”), is incorporated herein by reference to Registrant’s Registration Statement on Form N-14, filed on May 27, 2020, accession number: 0001398344-20-011543.
COHEN & STEERS LOW DURATION PREFERRED AND INCOME FUND, INC. 280 Park Avenue New York, New York 10017 June 30, 2018 COHEN & STEERS CAPITAL MANAGEMENT, INC. 280 Park Avenue New York, New York 10017 Dear Sirs: Cohen & Steers Low Duration Preferred and...Cohen & Steers Low Duration Preferred & Income Fund, Inc. • July 10th, 2019
CALAMOS INVESTMENT TRUST July 9, 2019Calamos Investment Trust/Il • January 14th, 2020
