Performance-Based Compensation Agreement Sample Contracts

PERFORMANCE-BASED COMPENSATION AGREEMENT
Performance-Based Compensation Agreement • April 1st, 2002 • Fahnestock Viner Holdings Inc • Security brokers, dealers & flotation companies • New York

THIS AGREEMENT, dated as of the 1st day of January, 2001, between FAHNESTOCK VINER HOLDINGS INC. ("Holdings") and ALBERT G. LOWENTHAL ("Lowenthal").

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AMENDED AND RESTATED PERFORMANCE-BASED COMPENSATION AGREEMENT
Performance-Based Compensation Agreement • March 2nd, 2011 • Oppenheimer Holdings Inc • Security brokers, dealers & flotation companies • New York

THIS AMENDED AND RESTATED AGREEMENT (the “Agreement”) between OPPENHEIMER HOLDINGS INC. (“Holdings”) and ALBERT G. LOWENTHAL (“Lowenthal”) is effective as of January 1, 2010, subject to, and conditioned upon, approval by Holdings’ Class B Stockholders at the 2010 annual meeting. This Agreement is an amendment and restatement of the Performance-Based Compensation Agreement, dated March 15, 2005, between Lowenthal and the Company (the “Prior Agreement”) which was due to expire on December 31, 2010.

AMENDED AND RESTATED PERFORMANCE-BASED COMPENSATION AGREEMENT
Performance-Based Compensation Agreement • March 2nd, 2018 • Oppenheimer Holdings Inc • Security brokers, dealers & flotation companies • New York

THIS AMENDED AND RESTATED AGREEMENT (the "Agreement") between OPPENHEIMER HOLDINGS INC. ("Holdings") and ALBERT G. LOWENTHAL ("Lowenthal") is effective as of May 11, 2015, subject to, and conditioned upon, approval by Holdings' Class B Stockholders at the 2015 annual meeting. This Agreement is an amendment and restatement of the Amended and Restated Performance-Based Compensation Agreement, dated as of January 1, 2010, between Lowenthal and the Company (the "Prior Agreement") which was due to expire on May 11, 2015.

AMENDED AND RESTATED PERFORMANCE-BASED COMPENSATION AGREEMENT
Performance-Based Compensation Agreement • August 9th, 2005 • Oppenheimer Holdings Inc • Security brokers, dealers & flotation companies • New York

THIS AGREEMENT, dated as of the 15th day of March, 2005, amends and restates the Agreement dated as of the 1st day of January, 2001 between OPPENHEIMER HOLDINGS INC. (then called FAHNESTOCK VINER HOLDINGS INC.) (“Holdings”) and ALBERT G. LOWENTHAL (“Lowenthal”).

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