PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT PERASO INC.Placement Agent Common Stock Agreement • November 5th, 2024 • Peraso Inc. • Semiconductors & related devices • New York
THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, [__________] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_____], 20291 the “Termination Date”) but not thereafter, to subscribe for and purchase from Peraso Inc., a Delaware corporation (the “Company”), up to [_____] shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is being issued pursuant to that certain Investment Banking Agreement, dated as of December 4, 2023, as amended, (the “Investment Banking Agreement”), by and between the Company and Ladenburg Thalmann & Co. Inc.
PLACEMENT AGENT COMMON STOCK PURCHASE WARRANTPlacement Agent Common Stock Agreement • February 18th, 2021 • Fuel Tech, Inc. • Industrial & commercial fans & blowers & air purifing equip
THIS PLACEMENT AGENT COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after , 2021 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on the five and one half year anniversary of the Effective Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Fuel Tech, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued by the Company pursuant to an Engagement Agreement, dated as of February 11, 2021, between the Company and H.C. Wainwright & Co., LLC.
