THIRTEENTH AMENDMENT TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENTRevolving Line of Credit and Term Loan Agreement • March 8th, 2011 • National Investment Managers Inc. • Investment advice • Massachusetts
This Thirteenth Amendment to Revolving Line of Credit and Term Loan Agreement (this “Agreement”) is made as of the 4th day of March, 2011 by and among RBS CITIZENS, NATIONAL ASSOCIATION, having a lending office at 28 State Street, Boston, MA 02109 (the “Lender”), NATIONAL INVESTMENT MANAGERS, INC., a Florida corporation having an address of 485 Metro Place South, Suite 275, Dublin, OH 43017 (the “Borrower”), and each of the guarantors identified as such on the signature pages hereto (each a “Guarantor,” and collectively, the “Guarantors”).
AMENDMENT NO. 7 TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENTRevolving Line of Credit and Term Loan Agreement • March 31st, 2009 • National Investment Managers Inc. • Investment advice • Massachusetts
This Amendment No. 7 to Revolving Line of Credit and Term Loan Agreement (this “Agreement”) is by and between RBS Citizens, National Association, having a lending office at 28 State Street, Boston, MA 02109 (the “Lender”) and National Investment Managers Inc., a Florida corporation having an address of 485 Metro Place South, Suite 275, Dublin, OH 43017 (the “Borrower”).
REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENTRevolving Line of Credit and Term Loan Agreement • December 4th, 2007 • National Investment Managers Inc. • Investment advice • Massachusetts
This Revolving Line of Credit and Term Loan Agreement (this “Agreement”) is made as of the 30th day of November, 2007 by and between National Investment Managers Inc., a Florida corporation having an address of 545 Metro Place South, Suite 100, Dublin, OH 43017 (the “Borrower”), and RBS Citizens, National Association, a national bank having a lending office at 28 State Street, Boston, MA 02109 (the “Lender”). Any capitalized terms used in this Agreement shall have the meanings set forth in Section 1(a) below.
Exhibit 10 REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENT Dated as of February 13, 1997Revolving Line of Credit and Term Loan Agreement • February 19th, 1997 • Solar Mates Inc • Ophthalmic goods • Florida
ELEVENTH AMENDMENT TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENTRevolving Line of Credit and Term Loan Agreement • April 30th, 2010 • National Investment Managers Inc. • Investment advice • Massachusetts
This Eleventh Amendment to Revolving Line of Credit and Term Loan Agreement (this “Agreement”) is made as of the 26th day of April, 2010 by and among RBS CITIZENS, NATIONAL ASSOCIATION, having a lending office at 28 State Street, Boston, MA 02109 (the “Lender”), NATIONAL INVESTMENT MANAGERS, INC., a Florida corporation having an address of 485 Metro Place South, Suite 275, Dublin, OH 43017 (the “Borrower”), and each of the guarantors identified as such on the signature pages hereto (each a “Guarantor,” and collectively, the “Guarantors”).
AMENDMENT NO. 4 TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENTRevolving Line of Credit and Term Loan Agreement • August 14th, 2008 • National Investment Managers Inc. • Investment advice • Massachusetts
This Amendment No. 4 to Revolving Line of Credit and Term Loan Agreement (this “Agreement”) is by and between RBS Citizens, National Association, having a lending office at 28 State Street, Boston, MA 02109 (the “Lender”) and National Investment Managers Inc., a Florida corporation having an address of 545 Metro Place South, Suite 100, Dublin, OH 43017 (the “Borrower”).
i) an Amendment No. 2 and Allonge to Revolving Line of Credit Note; andRevolving Line of Credit and Term Loan Agreement • October 2nd, 2009 • National Investment Managers Inc. • Investment advice • Massachusetts
WOODSIDE AGENCY SERVICES, LLCRevolving Line of Credit and Term Loan Agreement • April 30th, 2010 • National Investment Managers Inc. • Investment advice • Massachusetts
We refer to (a) that certain Revolving Line of Credit and Term Loan Agreement, dated as of November 30, 2007 (as amended by that certain Eleventh Amendment to Revolving Line of Credit and Term Loan Agreement, dated as of even date herewith (the “Eleventh Amendment”), and as may be further amended, restated or otherwise modified and in effect from time to time, the “Loan Agreement”), by and among RBS Citizens, National Association (“RBS”), National Investment Managers Inc. (the “Company”) and the guarantors party thereto, and (b) that certain letter agreement, dated as of April 12, 2010 (the “Working Capital Loan Letter”), by and among Woodside Capital Partners IV, LLC (“Woodside IV”), Woodside Capital Partners IV QP, LLC (“Woodside IV QP”), Woodside Capital Partners V, LLC (“Woodside V”), Woodside Capital Partners V QP, LLC (“Woodside V QP”, and together with Woodside IV, Woodside IV QP and Woodside V, collectively, the “Holders”), Woodside Agency Services, LLC, as Collateral Agent, th
AMENDMENT NO. 1 TO REVOLVING LINE OF CREDIT AND TERM LOAN AGREEMENTRevolving Line of Credit and Term Loan Agreement • April 8th, 2008 • National Investment Managers Inc. • Investment advice • Massachusetts
This Amendment No. 1 to Revolving Line of Credit and Term Loan Agreement (this “Agreement”) is by and between RBS Citizens, National Association, a national bank having a lending office at 28 State Street, Boston, MA 02109 (the “Lender”) and National Investment Managers Inc., a Florida corporation having an address of 545 Metro Place South, Suite 100, Dublin, OH 43017 (the “Borrower”).
