PURCHASE AGREEMENTPurchase Agreement • February 4th, 2014 • Daniel v. Tierney 2011 Trust • Security brokers, dealers & flotation companies • New York
PURCHASE AGREEMENT, dated as of February 3, 2014 (this “Agreement”), between Daniel Coleman, as purchaser (“Purchaser”), and Daniel V. Tierney 2011 Trust, as seller (“Seller”).
PURCHASE AGREEMENTPurchase Agreement • November 13th, 2015 • Daniel v. Tierney 2011 Trust • Security brokers, dealers & flotation companies • New York
PURCHASE AGREEMENT, dated as of November 11, 2015 (this “Agreement”), between KCG Holdings, Inc., as purchaser (“Purchaser”), and the Daniel V. Tierney 2011 Trust, as seller (“Seller”).
Sales PlanSales Plan • June 11th, 2015 • Daniel v. Tierney 2011 Trust • Security brokers, dealers & flotation companies
Sales Plan, adopted June 10, 2015 (the “Sales Plan”), between the Daniel V. Tierney 2011 Trust (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.
JOINT FILING AGREEMENTJoint Filing Agreement • July 11th, 2013 • Daniel v. Tierney 2011 Trust • Security brokers, dealers & flotation companies
The undersigned hereby agree that the Statement on Schedule 13D, dated July 11, 2013 (the “Schedule 13D”), with respect to the Class A common stock, par value $0.01 per share, of KCG Holdings, Inc. is, and any amendments executed by us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that this Agreement shall be included as an exhibit to the Schedule 13D and each such amendment. Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning itself contained therein. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.
Sales PlanSales Plan • November 1st, 2013 • Daniel v. Tierney 2011 Trust • Security brokers, dealers & flotation companies
Sales Plan, adopted October 31, 2013 (the “Sales Plan”), between Daniel V Tierney 2011 Trust (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.
Sales PlanSales Plan • February 3rd, 2015 • Daniel v. Tierney 2011 Trust • Security brokers, dealers & flotation companies
Sales Plan, adopted February 2, 2015 (the “Sales Plan”), between the Daniel V. Tierney 2011 Trust (“Seller”) and J.P. Morgan Securities LLC (“JPMS”). The purpose of this Sales Plan is to achieve the investment objectives of broader diversification of investments, while reducing the risk of over concentration in a particular investment.
