WITNESSETHStock Purchase Agreement • October 5th, 2001 • Axs One Inc • Services-prepackaged software • New Jersey
Contract Type FiledOctober 5th, 2001 Company Industry Jurisdiction
EXECUTION VERSION ASSET PURCHASE AGREEMENT BY AND BETWEENAsset Purchase Agreement • November 2nd, 2006 • Axs One Inc • Services-prepackaged software • New York
Contract Type FiledNovember 2nd, 2006 Company Industry Jurisdiction
AXS-ONE INC.Axs One Inc • June 23rd, 2005 • Services-prepackaged software • New York
Company FiledJune 23rd, 2005 Industry Jurisdiction
PREAMBLELoan and Security Agreement • August 14th, 2001 • Axs One Inc • Services-prepackaged software • New York
Contract Type FiledAugust 14th, 2001 Company Industry Jurisdiction
LOAN AND SECURITY AGREEMENT by and between COMPUTRON SOFTWARE, INC.Loan and Security Agreement • May 14th, 1998 • Computron Software Inc • Services-prepackaged software • New York
Contract Type FiledMay 14th, 1998 Company Industry Jurisdiction
WITNESSETH:Consulting Services Agreement • March 31st, 1999 • Computron Software Inc • Services-prepackaged software • New York
Contract Type FiledMarch 31st, 1999 Company Industry Jurisdiction
BACKGROUNDLease • March 24th, 1998 • Computron Software Inc • Services-prepackaged software
Contract Type FiledMarch 24th, 1998 Company Industry
INVESTOR RIGHTS AGREEMENT This INVESTOR RIGHTS AGREEMENT (this "AGREEMENT") is made as of June 17, 2005 by and among AXS-One Inc., a Delaware corporation (the "COMPANY") and the investors listed on Exhibit A hereto (each an "INVESTOR" and collectively...Investor Rights Agreement • June 23rd, 2005 • Axs One Inc • Services-prepackaged software • New York
Contract Type FiledJune 23rd, 2005 Company Industry Jurisdiction
RECITALSIntellectual Property Security Agreement • November 6th, 2006 • Axs One Inc • Services-prepackaged software • California
Contract Type FiledNovember 6th, 2006 Company Industry Jurisdiction
PREAMBLELoan and Security Agreement • April 1st, 2002 • Axs One Inc • Services-prepackaged software • New York
Contract Type FiledApril 1st, 2002 Company Industry Jurisdiction
AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT ---------------------------Loan and Security Agreement • August 13th, 1998 • Computron Software Inc • Services-prepackaged software • California
Contract Type FiledAugust 13th, 1998 Company Industry Jurisdiction
AMENDMENT TOEmployment Agreement • March 31st, 1999 • Computron Software Inc • Services-prepackaged software
Contract Type FiledMarch 31st, 1999 Company Industry
PREAMBLELoan and Security Agreement • March 30th, 2000 • Computron Software Inc • Services-prepackaged software • New York
Contract Type FiledMarch 30th, 2000 Company Industry Jurisdiction
COMPUTRON SOFTWARE, INC.Securities Purchase Agreement • March 24th, 1998 • Computron Software Inc • Services-prepackaged software • New York
Contract Type FiledMarch 24th, 1998 Company Industry Jurisdiction
2 3 If this Consulting Agreement is terminated earlier than November 30, 2000 pursuant to the terms of Section 6 of this Consulting Agreement, Computron's obligations to make quarterly payments then unpaid shall be terminated and Typaldos shall...Consulting Agreement • November 12th, 1997 • Computron Software Inc • Services-prepackaged software • New Jersey
Contract Type FiledNovember 12th, 1997 Company Industry Jurisdiction
A) (i) $4,000,000.00 (the "Maximum Credit Limit"); minus (ii) the aggregate amounts then undrawn on all outstanding letters of credit, foreign exchange contracts, or any other accommodations issued or incurred, or caused to be issued or incurred by...Second Loan Modification Agreement • November 6th, 2006 • Axs One Inc • Services-prepackaged software
Contract Type FiledNovember 6th, 2006 Company Industry
INVESTOR RIGHTS AGREEMENTInvestor Rights Agreement • July 28th, 2008 • Axs One Inc • Services-prepackaged software • New York
Contract Type FiledJuly 28th, 2008 Company Industry JurisdictionThis Agreement is being entered into pursuant to the Convertible Note and Warrant Purchase Agreement, dated as of the date hereof, by and among the Company and the Purchasers (the “Purchase Agreement”).
ii) the aggregate amounts then undrawn on all outstanding letters of credit, foreign exchange contracts, or any other accommodations issued or incurred, or caused to be issued or incurred by Silicon for the account and/or benefit of the Borrower.Third Loan Modification Agreement • November 16th, 2006 • Axs One Inc • Services-prepackaged software
Contract Type FiledNovember 16th, 2006 Company Industry
PREAMBLELoan and Security Agreement • March 30th, 2001 • Axs One Inc • Services-prepackaged software • New York
Contract Type FiledMarch 30th, 2001 Company Industry Jurisdiction
Void after October 30, 2015 Warrant No. 2008-E-_____Axs One Inc • November 3rd, 2008 • Services-prepackaged software • New York
Company FiledNovember 3rd, 2008 Industry JurisdictionTHIS SECURITY AND ANY SHARES ISSUED UPON THE EXERCISE OR CONVERSION OF THIS SECURITY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN COMPLIANCE WITH APPLICABLE STATE SECURITIES LAWS OR BLUE SKY LAWS.
COMPUTRON SOFTWARE, INC. SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • January 8th, 1998 • Computron Software Inc • Services-prepackaged software • New York
Contract Type FiledJanuary 8th, 1998 Company Industry Jurisdiction
ContractAxs One Inc • November 3rd, 2008 • Services-prepackaged software • New York
Company FiledNovember 3rd, 2008 Industry JurisdictionTHIS NOTE AND THE RIGHTS PROVIDED HEREIN ARE SUBJECT IN ALL RESPECTS TO THE TERMS OF THE SECOND AMENDED AND RESTATED SUBORDINATION AGREEMENT OF EVEN DATE HEREWITH BETWEEN THE AGENT OF THE PAYEE AND SAND HILL FINANCE, LLC.
Exhibit 10.21 EXECUTION COPY EMPLOYMENT AGREEMENT This Employment Agreement (the "Agreement") is entered into as of February 1, 1997 by and between Computron Software, Inc., a Delaware corporation (the "Company"), and John A. Rade ("Executive")....Employment Agreement • March 24th, 1998 • Computron Software Inc • Services-prepackaged software • New Jersey
Contract Type FiledMarch 24th, 1998 Company Industry Jurisdiction
SECURITY AGREEMENTSecurity Agreement • July 1st, 2009 • Axs One Inc • Services-prepackaged software • New York
Contract Type FiledJuly 1st, 2009 Company Industry JurisdictionThis SECURITY AGREEMENT is made as of June 26, 2009 among BlueLine Capital Partners, LP, a Delaware limited partnership with an office located at 4115 Blackhawk Plaza Circle, Suite 100, Danville, CA 94596, as agent (hereinafter, in such capacity, the “Agent”) for itself and the other lenders listed on the signature page hereto (hereinafter, collectively, the “Secured Parties”), and AXS-One Inc., a Delaware corporation with its chief executive office located at 301 Route 17 North, Rutherford, NJ 07070 (the “Debtor”).
BACKGROUNDLease • April 1st, 2002 • Axs One Inc • Services-prepackaged software
Contract Type FiledApril 1st, 2002 Company Industry
Working Capital Line of Credit) SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENTLoan and Security Agreement • July 23rd, 2007 • Axs One Inc • Services-prepackaged software • Delaware
Contract Type FiledJuly 23rd, 2007 Company Industry JurisdictionThis SECOND AMENDED AND RESTATED LOAN AND SECURITY AGREEMENT (this “Agreement”) dated as of July 18, 2007, between SILICON VALLEY BANK, a California corporation, with its principal place of business at 3003 Tasman Drive, Santa Clara, California 95054 and with a loan production office located at One Newton Executive Park, Suite 200, 2221 Washington Street, Newton, Massachusetts 02462 (FAX 617-969-5965) (“Bank”) and AXS-ONE INC., a Delaware corporation with its chief executive office located at 301 Route 17 North, Rutherford, New Jersey 07070 (“Borrower”), provides the terms on which Bank shall lend to Borrower and Borrower shall repay Bank. The parties agree as follows:
AXS-ONE INC.Axs One Inc • March 30th, 2001 • Services-prepackaged software • Delaware
Company FiledMarch 30th, 2001 Industry Jurisdiction
Exhibit 10.35 SOFTWARE ASSIGNMENT AGREEMENT THIS AGREEMENT is made by and between S-CUBED INTERNATIONAL CORPORATION ("S-CUBED"), P.O. Box 8163, Stamford, Connecticut 06905 and COMPUTRON SOFTWARE, INC. ("COMPUTRON"), 301 Route 17 North, Rutherford, New...Software Assignment Agreement • March 31st, 1999 • Computron Software Inc • Services-prepackaged software • New York
Contract Type FiledMarch 31st, 1999 Company Industry Jurisdiction
EMPLOYMENT AGREEMENTEmployment Agreement • February 16th, 2007 • Axs One Inc • Services-prepackaged software • New Jersey
Contract Type FiledFebruary 16th, 2007 Company Industry JurisdictionTHIS EMPLOYMENT AGREEMENT, entered into this 15th day of February, 2007, by and between AXS-One Inc., a Delaware corporation (the “Company”), and Joseph P. Dwyer (hereinafter called the “Employee”).
ContractAgreement and General Release • February 9th, 2006 • Axs One Inc • Services-prepackaged software • New Jersey
Contract Type FiledFebruary 9th, 2006 Company Industry JurisdictionAGREEMENT AND GENERAL RELEASE This Agreement and General Release (‘‘Agreement’’), is hereby executed by and between Matthew Suffoletto (‘‘Employee’’ or ‘‘you’’), and AXS-One Inc. (the ‘‘Company’’) on behalf of its past, present and future parent entities, subsidiaries, divisions, affiliates and related business entities, successors and assigns, assets, employee benefit plans or funds, and any of its or their respective past, present and/or future directors, officers, fiduciaries, agents, trustees, administrators, employees and assigns, whether acting as agents for the Company or in their individual capacities (collectively the ‘‘Company Entities’’), and sets forth the parties’ agreement regarding Employee’s termination of employment.
ContractAxs One Inc • July 1st, 2009 • Services-prepackaged software • New York
Company FiledJuly 1st, 2009 Industry JurisdictionTHIS SECURITY AND THE RIGHTS PROVIDED HEREIN ARE SUBJECT IN ALL RESPECTS TO THE TERMS OF THE THIRD AMENDED AND RESTATED SUBORDINATION AGREEMENT OF EVEN DATE HEREWITH AMONG THE AGENT OF THE PAYEE, THE AGENT OF THE HOLDERS OF THE SERIES A 6% SECURED CONVERTIBLE PROMISSORY NOTES, THE SERIES B 6% SECURED CONVERTIBLE PROMISSORY NOTES, THE SERIES C 6% SECURED CONVERTIBLE PROMISSORY NOTES, THE SERIES D 6% SECURED CONVERTIBLE PROMISSORY NOTES AND THE SERIES E 6% SECURED CONVERTIBLE PROMISSORY NOTES AND SAND HILL FINANCE, LLC.
CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT by and among AXS-One Inc. and the parties named herein on Schedule 1, as Purchasers November 13, 2007Convertible Note and Warrant Purchase Agreement • November 16th, 2007 • Axs One Inc • Services-prepackaged software • New York
Contract Type FiledNovember 16th, 2007 Company Industry JurisdictionThis CONVERTIBLE NOTE AND WARRANT PURCHASE AGREEMENT (this “Agreement”) is dated as of November 13, 2007, among AXS-One Inc., a Delaware corporation (the “Company”), and the purchasers identified on Schedule 1 hereto (each a “Purchaser” and collectively the “Purchasers”).
AXS-ONE INC. RESTRICTED STOCK AGREEMENT 2005 STOCK INCENTIVE PLANRestricted Stock Agreement 2005 Stock Incentive Plan • December 18th, 2006 • Axs One Inc • Services-prepackaged software • Delaware
Contract Type FiledDecember 18th, 2006 Company Industry JurisdictionThis Agreement (this ‘‘Agreement’’) is made as of December 14, 2006 (the ‘‘Date of Grant’’), by and between AXS-One Inc., a Delaware corporation (the ‘‘Company’’), and (the ‘‘Grantee’’).
AXS-ONE INC. UNIT SUBSCRIPTION AGREEMENT COMMON STOCK AND WARRANTSUnit Subscription Agreement Common Stock and Warrants • June 23rd, 2005 • Axs One Inc • Services-prepackaged software • New York
Contract Type FiledJune 23rd, 2005 Company Industry Jurisdiction
AXS-ONE, INC. STOCK OPTION AGREEMENT UNDER THE AXS-ONE, INC. 2005 STOCK OPTION PLANStock Option Agreement • May 27th, 2005 • Axs One Inc • Services-prepackaged software • Delaware
Contract Type FiledMay 27th, 2005 Company Industry JurisdictionAXS-ONE, INC. (the “Company”) hereby grants the individual named on the attached (the “Optionee”) an option to purchase the number of shares of Common Stock set forth on the attached hereto (“Option Shares”) at the exercise price per share set forth (the “Option”). This Option is not intended to qualify as an incentive stock option under Section 422 of the Internal Revenue Code of 1986, as amended (the “Code”).