SECURITIES PURCHASE AND INVESTMENT AGREEMENT DATED AS OF OCTOBER 29, 2007 BY AND AMONG OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC, DIC SAHIR LIMITED AND DUBAI INTERNATIONAL CAPITAL LLCSecurities Purchase and Investment Agreement • October 29th, 2007 • Och-Ziff Capital Management Group LLC • Investment advice • New York
Contract Type FiledOctober 29th, 2007 Company Industry JurisdictionThis Securities Purchase and Investment Agreement (this “Agreement”) is entered into as of October 29, 2007, between Och-Ziff Capital Management Group LLC, a Delaware limited liability company (the “Company”), Dubai International Capital LLC, a limited liability company formed under the laws of the Emirate of Dubai (“Guarantor”) and DIC Sahir Limited, a corporation organized under the laws of the Caymans Islands and a wholly-owned subsidiary of Guarantor (the “Investor”).
AMENDMENT TO THE SECURITIES PURCHASE AND INVESTMENT AGREEMENT AND THE REGISTRATION RIGHTS AGREEMENTSecurities Purchase and Investment Agreement • May 2nd, 2012 • Och-Ziff Capital Management Group LLC • Investment advice • New York
Contract Type FiledMay 2nd, 2012 Company Industry JurisdictionThis AMENDMENT AGREEMENT TO THE SECURITIES PURCHASE AND INVESTMENT AGREEMENT AND REGISTRATION RIGHTS AGREEMENT (this “Agreement”) dated as of February 16, 2012, is made among Och-Ziff Capital Management Group LLC, a Delaware limited liability company (“Och-Ziff”), Dubai Holding Investments Group Limited (“DHIG”), a limited liability company formed under the laws of the Emirate of Dubai and owned and controlled by Dubai Holding LLC, Dubai International Capital LLC (“DIC”), a limited liability company formed under the laws of the Emirate of Dubai and a wholly-owned subsidiary of DHIG, DIC Sahir Limited, a corporation organized under the laws of the Cayman Islands and a wholly-owned subsidiary of DIC (“DIC Sahir”), DIC Hungary Korlátolt Felelősségű Tárasaság, a limited liability company incorporated under Hungarian law and a wholly-owned subsidiary of DIC Sahir (“DIC Hungary”), and DIC Poland z.o.o., a limited liability company incorporated under Polish law and a wholly-owned subsidiary o