Exhibit e(18) FORM OF SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A...Selling Dealer Agreement • June 30th, 2000 • Fidelity Select Portfolios • Massachusetts
SELLING DEALER AGREEMENT (for Bank Related Transactions)Selling Dealer Agreement • March 30th, 2015 • Fidelity Hereford Street Trust • Massachusetts
We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedule A and B attached to this Agreement (the "Portfolios"). We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios' principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms:
Exhibit 6(h) FORM OF SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and...Selling Dealer Agreement • October 30th, 1997 • Fidelity Advisor Series Vi
Exhibit 6(h) FORM OF SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and B attached to this Agreement (the "Portfolios"). We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios' principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms: 1. Certain Defined Terms: (a) You (_____________________________________) are registered as a broker/dealer under the Securities Exchange Act of 1934 (the "1934 Act") and have executed a written agreement with a bank or bank affiliate to provide brokerage services to that bank, bank affiliate and/or their customers. As used in this Agreement, the term "Bank" means a bank as defined in Section 3(a)(6) of the 1934 Act, or an affiliate of such a bank, with whi
Exhibit (e)(4) FORM OF SELLING DEALER AGREEMENT We at ALPS Distributors, Inc. ("we" or "ALPS") invite you, ( ), to make available to your customers shares of the open-end investment companies, or the separate series or classes of the open-end...Selling Dealer Agreement • February 25th, 2005 • State Street Institutional Investment Trust • Colorado
Exhibit 6(i) FORM OF SELLING DEALER AGREEMENT As the principal underwriter of the shares of the Fidelity Advisor Funds and the Money Funds (the "Portfolios"), we (Fidelity Distributors Corporation) agree to sell to you...Selling Dealer Agreement • December 16th, 1996 • Fidelity Income Fund /Ma/
Exhibit 6(i) FORM OF SELLING DEALER AGREEMENT As the principal underwriter of the shares of the Fidelity Advisor Funds and the Money Funds (the "Portfolios"), we (Fidelity Distributors Corporation) agree to sell to you (___________________________________________) shares of each of the Portfolios purchased by us as principal from the Portfolios for resale by you as principal upon the following terms and conditions: 1. As used herein the following terms shall have the meaning hereinafter set forth (unless a different meaning is plainly required by the context): (a) "Fidelity Advisor Funds" shall mean the open-end investment companies, series, or (in the case of companies or series offering multiple classes of shares) classes of one or more of the foregoing, the shares of which from time to time shall be offered by us as principal underwriter to you hereunder and which are designated by us as such by telephonic or written notice to you. This Agreement shall apply only to such companies,
Exhibit 6(h) FORM OF SELLING DEALER AGREEMENT (For Bank-Related Transactions) You _____________________________________ are registered as a broker-dealer under the Securities Exchange Act of 1934 and have executed a written agreement with a bank or...Selling Dealer Agreement • December 16th, 1996 • Fidelity Advisor Series V
Exhibit 6(h) FORM OF SELLING DEALER AGREEMENT (For Bank-Related Transactions) You _____________________________________ are registered as a broker-dealer under the Securities Exchange Act of 1934 and have executed a written agreement with a bank or bank affiliate to provide brokerage services to that bank, bank affiliate and/or their customers. As principal underwriter of the Fidelity Advisor Funds and the Fidelity Funds (the "Portfolios"), we (Fidelity Distributors Corporation) agree to sell to you shares of each of the Portfolios purchased by us as principal from the Portfolios for resale by you as principal to Bank Clients (as hereinafter defined) upon the following terms and conditions: 1. As used herein the following terms shall have the meaning hereinafter set forth (unless a different meaning is plainly required by the context): (a) "Bank" shall mean a bank as defined in Section 3(a)(6) of the Securities Exchange Act of 1934, as amended, or an affiliate of such a bank, with whic
EX-1.2 3 dex12.htm FORM OF SELLING DEALER AGREEMENT MACQUARIE EQUIPMENT LEASING FUND, LLC 15,000,000 Shares of Limited Liability Company Interest at $10 per Share SELLING DEALER AGREEMENT [selling dealer] [address] [address] Ladies and Gentlemen:Selling Dealer Agreement • May 5th, 2020 • Delaware
Macquarie Asset Management Inc. (the “Manager”), as Manager and on behalf of Macquarie Equipment Leasing Fund, LLC, a Delaware limited liability company (the “Fund”), proposes to issue and offer for sale up to an aggregate of 15,000,000 shares of limited liability company interest in the Fund at a price of $10 per share, subject to certain reductions, and up to an additional 800,000 shares of limited liability company interest in the Fund pursuant to the Fund’s distribution reinvestment plan (“DRP”) at a price of $9.00 per share (the “Shares”). The offering of the Shares by the Fund is referred to herein as the “Offering”.
LEE FINANCIAL SECURITIES, INC. 2756 Woodlawn Drive, Suite #6-201 Honolulu, Hawaii 96822 (808) 988-8088Selling Dealer Agreement • January 27th, 2012 • First Pacific Mutual Fund Inc /Hi/ • Hawaii
SELLING DEALER AGREEMENTSelling Dealer Agreement • October 7th, 2024 • Lord Abbett Municipal Opportunities Fund
Lord Abbett Distributor llc (“Distributor,” “we” or “us”) invites the undersigned selling dealer (“Dealer” or “you”) to distribute shares of the investment companies, or the separate series or classes of the investment companies, comprising the Lord Abbett Family of Funds, whether in existence at the date of this Selling Dealer Agreement (“Agreement”) or created thereafter (individually, a “Fund,” and collectively, the “Funds”).
Exhibit 6(k) FORM OF SELLING DEALER AGREEMENT We at Fidelity Distributors Corporation invite you (______________________________) to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedule A...Selling Dealer Agreement • February 27th, 1998 • Fidelity Advisor Series I
FORM OF SELLING DEALER AGREEMENTSelling Dealer Agreement • April 30th, 2009 • ICON Equipment & Corporate Infrastructure Fund Fourteen, L.P. • Services-equipment rental & leasing, nec • New York
Reference is made to the enclosed prospectus, as amended at the time the related registration statement becomes effective (the “Prospectus”) relating to the offering by ICON Equipment and Corporate Infrastructure Fund Fourteen, L.P., a Delaware limited partnership (the “Partnership”), of (i) up to 400,000 limited partnership interests (the “Interests”) at a public offering price of $1,000.00 per Interest (the “Primary Offering”) and (ii) up to 20,000 Interests at a public offering price of $900.00 per Interest issued pursuant to the Partnership’s distribution reinvestment plan (the “DRIP Offering,” together with the Primary Offering, the “Offering”). The Interests and the terms upon which they are offered are more fully described in the Prospectus, which is dated as of the date on which the Securities and Exchange Commission (“SEC”) declared the registration statement (the “Registration Statement”) for the Offering to be effective (the “Effective Date”). The Partnership may, at any tim
ICON Securities Letterhead]Selling Dealer Agreement • June 29th, 2006 • ICON Leasing Fund Eleven, LLC • Services-equipment rental & leasing, nec • New York
Reference is made to that certain Selling Dealer Agreement (the “Agreement”), as amended to date, among the undersigned selling dealer (the “Selling Dealer”), ICON Securities Corp. (the “Dealer Manager”), ICON Leasing Fund Eleven, LLC (the “Company”), and ICON Capital Corp. (the “Manager”), whereby the Selling Dealer agreed to sell, on a best efforts basis, up to 200,000 shares of limited liability company interests of the Company. Capitalized terms used, but not defined herein, shall have the meanings set forth in the Agreement.
Exhibit A(3)(b) Fidelity Systematic Investment Plans (Destiny) ___________________________________________ Selling Dealer Agreement FIDELITY SYSTEMATIC INVESTMENT PLANS SELLING DEALER AGREEMENT...Selling Dealer Agreement • April 26th, 1999 • Fidelity Systematic Investment Plans
LORD ABBETT PRIVATE CREDIT FUND FORM OF SELLING DEALER AGREEMENTSelling Dealer Agreement • October 4th, 2024 • Lord Abbett Private Credit Fund
Lord Abbett Distributor LLC (the “Placement Agent”) serves as placement agent for Lord Abbett Private Credit Fund, a Delaware statutory trust (the “Company”), pursuant to a placement agent agreement with the Company. [●] (“Dealer”) and the Placement Agent hereby agree that Dealer will participate in the distribution of common shares of beneficial interest of the Company, described in Exhibit C hereto (“Shares”), subject to the terms of this selling dealer agreement (“Agreement”), dated as of the [●] day of [●], 202[●].
Exhibit (e)(8) FORM OF SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A...Selling Dealer Agreement • January 29th, 1999 • Fidelity Advisor Series Iv
Exhibit (e)(8) FORM OF SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and B attached to this Agreement (the "Portfolios"). We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios' principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms: 1. Certain Defined Terms: (a) You (_____________________________________) are registered as a broker/dealer under the Securities Exchange Act of 1934 (the "1934 Act") and have executed a written agreement with a bank or bank affiliate to provide brokerage services to that bank, bank affiliate and/or their customers. As used in this Agreement, the term "Bank" means a bank as defined in Section 3(a)(6) of the 1934 Act, or an affiliate of such a bank, with w
FORM OF SELLING DEALER AGREEMENTSelling Dealer Agreement • June 27th, 2019 • Rimrock Funds Trust • California
We at DLX Financial Group, LLC (“DLX”), the principal underwriter of the Rimrock Funds Trust (the “Trust”), invites you, __________ to distribute shares of the Trust’s mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and/or B attached to this Agreement (the “Portfolios”) pursuant to the terms and criteria referenced in each Schedule. We may periodically change the list of Portfolios by giving you written notice of the change. As agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms:
SELLING DEALER AGREEMENT As the principal underwriter of the shares of First Funds, we, ALPS Mutual Funds Services, Inc. agree to sell to you, [_______________________], shares of each Class of First Funds purchased by us as principal from the...Selling Dealer Agreement • May 24th, 1999 • First Funds • Colorado
AMENDMENT TO SELLING DEALER AGREEMENT (DESTINY)Selling Dealer Agreement • November 30th, 2006 • Fidelity Systematic Investment Plans
We (Fidelity Distributors Corporation) and You, <Client Name>, have entered into a Selling Dealer Agreement (the "Agreement") pursuant to which you may distribute shares of the Plans.
SELLLNG DEALER AGREEMENTSelling Dealer Agreement • April 26th, 2022 • Nationwide Variable Account • Massachusetts
We at Fidelity Distributors Corporation invite you, Nationwide Investment Services Corporation, to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedule A attached to this Agreement (the “Portfolios”). We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios’ principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms:
Exhibit e(8) [FORM OF] SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A...Selling Dealer Agreement • December 14th, 1998 • Fidelity Municipal Trust
Exhibit e(8) [FORM OF] SELLING DEALER AGREEMENT (FOR BANK-RELATED TRANSACTIONS) We at Fidelity Distributors Corporation invite you to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and B attached to this Agreement (the "Portfolios"). We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios' principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms: 1. Certain Defined Terms: (a) You (_____________________________________) are registered as a broker/dealer under the Securities Exchange Act of 1934 (the "1934 Act") and have executed a written agreement with a bank or bank affiliate to provide brokerage services to that bank, bank affiliate and/or their customers. As used in this Agreement, the term "Bank" means a bank as defined in Section 3(a)(6) of the 1934 Act, or an affiliate of such a bank, with w
Exhibit (e)(7) FORM OF SELLING DEALER AGREEMENT We at Fidelity Distributors Corporation invite you (______________________________) to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedule A...Selling Dealer Agreement • January 29th, 1999 • Fidelity Advisor Series Iv
Exhibit (e)(7) FORM OF SELLING DEALER AGREEMENT We at Fidelity Distributors Corporation invite you (______________________________) to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedule A attached to this Agreement (the "Portfolios"). We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios' principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms: 1. Certain Defined Terms: As used in this Agreement, the term "Prospectus" means the applicable Portfolio's prospectus and related statement of additional information, whether in paper format or electronic format, included in the Portfolio's then currently effective registration statement (or post-effective amendment thereto), and any information that we or the Portfolio may issue to you as a supplement to such prospectus or statement of additional information
FORM OF SELLING DEALER AGREEMENT Ladies and Gentlemen: In connection with the registered public offering of 1,234,420 shares of common stock ("Securities") for the 1838 Bond-Debenture Trading Fund (Fund) through a transferable rights offering for...Selling Dealer Agreement • October 23rd, 2003 • 1838 Bond Debenture Trading Fund • Pennsylvania
FORM OF ADDENDUM TO SELLING DEALER AGREEMENT LEAF EQUIPMENT FINANCE FUND 4, L.P.Selling Dealer Agreement • August 6th, 2008 • LEAF Equipment Finance Fund 4, L.P. • Services-miscellaneous equipment rental & leasing • Pennsylvania
This is an Addendum to that certain Selling Dealer Agreement, a copy of which is attached hereto (the “Selling Dealer Agreement”), entered into on , 200 ___ by and between Chadwick Securities, Inc. (the “Dealer-Manager”) and (the “Selling Dealer”), pursuant to which the Selling Dealer will solicit purchasers of limited partner interests (the “Units”) of LEAF Equipment Finance Fund 4, L.P. (the “Partnership”) to be sold pursuant to a registration statement which has been declared effective by the SEC (the “Offering”). This Addendum shall be effective as of the day of , 200_.
Exhibit (e)(2) SELLING DEALER AGREEMENT ------------------------ Fahnestock & Co. Inc. ("Fahnestock") as the principal underwriter of shares of beneficial interest ("Shares") of the Fahnestock Funds (the "Issuer"), agrees to sell to _____________...Selling Dealer Agreement • April 27th, 1999 • Fahnestock Funds • New York
Exhibit (h)(2)(a) FIRST PACIFIC SECURITIES, INC. 2756 Woodlawn Drive, Suite #6-201 Honolulu, Hawaii 96822 (808) 988-8088 SELLING DEALER AGREEMENT Amended July 23, 2003 First Pacific Securities, Inc., principal underwriter of the capital stock of the...Selling Dealer Agreement • January 26th, 2004 • First Pacific Mutual Fund Inc /Hi/ • Hawaii
SELLING DEALER AGREEMENTSelling Dealer Agreement • March 30th, 2015 • Fidelity Hereford Street Trust • Massachusetts
We at Fidelity Distributors Corporation invite you, _________________________, to distribute shares of the mutual funds, or the separate series or classes of the mutual funds, listed on Schedules A and/or B attached to this Agreement (the "Portfolios") pursuant to the terms and criteria referenced in each Schedule. We may periodically change the list of Portfolios by giving you written notice of the change. We are the Portfolios' principal underwriter and, as agent for the Portfolios, we offer to sell Portfolio shares to you on the following terms:
a program comprised of up to three Delaware limited partnerships) FORM OF SELLING DEALER AGREEMENTSelling Dealer Agreement • June 13th, 2012 • ICON Oil & Gas Fund • Crude petroleum & natural gas • New York
ICON Oil & Gas Fund (the “Fund”) is a program comprised of up to three Delaware limited partnerships (ICON Oil & Gas Fund-A L.P. (“Partnership A”), ICON Oil & Gas Fund-B L.P. (“Partnership B”) and ICON Oil & Gas Fund-C L.P. (“Partnership C”)) that are offering, in the aggregate, (i) up to 16,000 investor general partner interests and (ii) up to 4,000 limited partner interests (collectively, the “Interests”) at a public offering price of $10,000.00 per Interest (subject in certain circumstances to discounts based upon the volume of Interests purchased and other exceptions) (for each, a “Partnership Offering” and, collectively, the “Offering”). The Interests and the terms upon which they are offered are more fully described in the prospectus for each partnership, in each case, as supplemented or amended at the time the related registration statement or post-effective amendment to the registration statement, as applicable, becomes effective (for each partnership, the applicable “Prospectu
