Exhibit (e)(4) FORM OF SELLING DEALER AGREEMENT We at ALPS Distributors, Inc. ("we" or "ALPS") invite you, ( ), to make available to your customers shares of the open-end investment companies, or the separate series or classes of the open-end...Selling Dealer Agreement • February 25th, 2005 • State Street Institutional Investment Trust • Colorado
Contract Type FiledFebruary 25th, 2005 Company Jurisdiction
SELLING DEALER AGREEMENT This Agreement is made as of July 31, 2000 ("Effective Date"), by and between American Express Financial Advisors Inc., a Delaware corporation (the "Distributor"), distributor for certain registered face-amount certificates...Selling Dealer Agreement • February 18th, 2005 • American Express Certificate Co • Minnesota
Contract Type FiledFebruary 18th, 2005 Company Jurisdiction
Exhibit 1.2 SELLING DEALER AGREEMENT Invest Linc Securities, LLC, a limited liability company organized under the laws of Delaware (the "Dealer"), hereby enters into this Selling Dealer Agreement (the "Agreement") with Rush Financial Technologies (the...Selling Dealer Agreement • May 4th, 2004 • Rush Financial Technologies Inc • Security brokers, dealers & flotation companies • Illinois
Contract Type FiledMay 4th, 2004 Company Industry Jurisdiction
EXHIBIT 99.(e)(7) SELLING DEALER AGREEMENT We at ALPS Distributors, Inc. invite you, ( ) to distribute shares of the open-end investment companies, or the separate series or classes of the open-end investment companies, listed on Schedule A attached...Selling Dealer Agreement • August 28th, 2003 • Financial Investors Trust • Colorado
Contract Type FiledAugust 28th, 2003 Company Jurisdiction
EXHIBIT 10.2 SELLING DEALER AGREEMENT To Whom It May Concern: Navidec, Inc., a corporation organized under the laws of Colorado (the "Issuer"), hereby enters into this Selling Dealer Agreement (the "Agreement") with you. You, together with all other...Selling Dealer Agreement • April 1st, 2003 • Navidec Inc • Services-computer integrated systems design • Colorado
Contract Type FiledApril 1st, 2003 Company Industry Jurisdiction
EXHIBIT 99.h.1. Form of Selling Dlr. Agmt. 44184v3 SELLING DEALER AGREEMENT THIS AGREEMENT, made as of the ____ day of ______________, 20__, by and between ____________________ (the "Distributor") and ____________________ (the "Dealer"). WHEREAS, the...Selling Dealer Agreement • March 3rd, 2003 • New Century Portfolios • Massachusetts
Contract Type FiledMarch 3rd, 2003 Company Jurisdiction
EXHIBIT 10.2 SELLING DEALER AGREEMENT To Whom It May Concern: Navidec, Inc., a corporation organized under the laws of Colorado (the "Issuer"), hereby enters into this Selling Dealer Agreement (the "Agreement") with you. You, together with all other...Selling Dealer Agreement • January 31st, 2003 • Navidec Inc • Services-computer integrated systems design • Colorado
Contract Type FiledJanuary 31st, 2003 Company Industry Jurisdiction
SELLING DEALER AGREEMENT As the principal underwriter of the shares of First Funds, we, ALPS Distributors, Inc. agree to sell to you, [_______________________], shares of each Class of First Funds purchased by us as principal from the Portfolios for...Selling Dealer Agreement • October 28th, 2002 • First Funds • Colorado
Contract Type FiledOctober 28th, 2002 Company Jurisdiction
Exhibit 99.2 SELLING DEALER AGREEMENT WITH ANTHEM SECURITIES, INC. TO: RE: LEASE EQUITY APPRECIATION FUND I, L.P. Ladies and Gentlemen: Lease Equity Appreciation Fund I, L.P. (the "Partnership") is offering units of limited partnership interest (the...Selling Dealer Agreement • June 7th, 2002 • Lease Equity Appreciation Fund I Lp • Services-miscellaneous equipment rental & leasing • Pennsylvania
Contract Type FiledJune 7th, 2002 Company Industry Jurisdiction
SELLING DEALER AGREEMENT WITH ANTHEM SECURITIES, INC. TO: _______________________________________________________ RE: LEASE EQUITY APPRECIATION FUND I, L.P. Ladies and Gentlemen: Lease Equity Appreciation Fund I, L.P. (the "Partnership") is offering...Selling Dealer Agreement • March 21st, 2002 • Lease Equity Appreciation Fund I Lp • Pennsylvania
Contract Type FiledMarch 21st, 2002 Company Jurisdiction
UAM FUND DISTRIBUTORS, INC. 211 Congress Street Boston, Massachusetts 02110 SELLING DEALER AGREEMENT UAM FUNDS, INC. AND UAM FUNDS TRUST (Advisor Class Shares) Dealer:___________________________ Gentlemen: We invite you, as a selected dealer, to...Selling Dealer Agreement • February 27th, 2001 • Uam Funds Trust • Massachusetts
Contract Type FiledFebruary 27th, 2001 Company JurisdictionWe invite you, as a selected dealer, to participate as principal in the distribution of the Advisor Class Shares (the "Shares") of the Portfolios of UAM Funds, Inc. and of UAM Funds Trust (each Portfolio is referred to herein as the "Fund") with respect to which we have been retained to act as exclusive national distributor and which are offered for sale pursuant to currently effective federal Prospectuses describing such Shares.
UAM FUND DISTRIBUTORS, INC. 211 Congress Street Boston, Massachusetts 02110 SELLING DEALER AGREEMENT UAM FUNDS, INC. AND UAM FUNDS TRUST (Institutional Class Shares) Dealer: Gentlemen: We invite you, as a selected dealer, to participate as principal...Selling Dealer Agreement • February 27th, 2001 • Uam Funds Inc • Massachusetts
Contract Type FiledFebruary 27th, 2001 Company JurisdictionWe invite you, as a selected dealer, to participate as principal in the distribution of the Institutional Class Shares (the "Shares") of the Portfolios of UAM Funds, Inc., UAM Funds, Inc. II and of UAM Funds Trust (each Portfolio is referred to herein as the "Fund") with respect to which we have been retained to act as exclusive national distributor and which are offered for sale pursuant to currently effective federal Prospectuses describing such Shares.
UAM FUND DISTRIBUTORS, INC 211 Congress Street Boston, Massachusetts 02110 _______________________________ SELLING DEALER AGREEMENT UAM FUNDS, INC., UAM FUNDS, INC. II AND UAM FUNDS TRUST (Institutional Service Class Shares) Dealer: Gentlemen: We...Selling Dealer Agreement • February 27th, 2001 • Uam Funds Inc • Massachusetts
Contract Type FiledFebruary 27th, 2001 Company JurisdictionWe invite you, as a selected dealer, to participate as principal in the distribution of the Institutional Service Class Shares (the "Shares") of the Portfolios of UAM Funds, Inc. and of UAM Funds Trust (each Portfolio is referred to herein as the "Fund") with respect to which we have been retained to act as exclusive national distributor and which are offered for sale pursuant to currently effective federal Prospectuses describing such Shares.
SELLING DEALER AGREEMENT This Agreement is made as of _______________ ("Effective Date"), by and between American Express Financial Advisors Inc., a Delaware corporation (the "Distributor"), distributor for certain registered face-amount certificates...Selling Dealer Agreement • August 4th, 2000 • American Express Certificate Co • Minnesota
Contract Type FiledAugust 4th, 2000 Company Jurisdiction
SELLING DEALER AGREEMENT This Agreement is made as of _______________ ("Effective Date"), by and between American Express Financial Advisors Inc., a Delaware corporation (the "Distributor"), distributor for certain registered face-amount certificates...Selling Dealer Agreement • July 28th, 2000 • American Express Certificate Co • Minnesota
Contract Type FiledJuly 28th, 2000 Company Jurisdiction
UAM FUND DISTRIBUTORS, INC. 211 Congress Street Boston, Massachusetts 02110 SELLING DEALER AGREEMENT UAM FUNDS, INC., UAM FUNDS, INC. II AND UAM FUNDS TRUST (Institutional Service Class Shares) Dealer: Gentlemen: We invite you, as a selected dealer,...Selling Dealer Agreement • April 28th, 2000 • Uam Funds Trust • Massachusetts
Contract Type FiledApril 28th, 2000 Company JurisdictionWe invite you, as a selected dealer, to participate as principal in the distribution of the Institutional Service Class Shares (the "Shares") of the Portfolios of UAM Funds, Inc. and of UAM Funds Trust (each Portfolio is referred to herein as the "Fund") with respect to which we have been retained to act as exclusive national distributor and which are offered for sale pursuant to currently effective federal Prospectuses describing such Shares.
UAM FUND DISTRIBUTORS, INC 211 Congress Street Boston, Massachusetts 02110 SELLING DEALER AGREEMENT UAM FUNDS, INC. AND UAM FUNDS TRUST (Institutional Class Shares) Dealer: Gentlemen: We invite you, as a selected dealer, to participate as principal in...Selling Dealer Agreement • April 28th, 2000 • Uam Funds Trust • Massachusetts
Contract Type FiledApril 28th, 2000 Company Jurisdiction
Exhibit E UAM FUND DISTRIBUTORS, INC. 211 Congress Street Boston, Massachusetts 02110 SELLING DEALER AGREEMENT UAM FUNDS, INC., UAM FUNDS, INC. II AND UAM FUNDS TRUST (Institutional Class Shares) Dealer: Gentlemen: We invite you, as a selected dealer,...Selling Dealer Agreement • June 30th, 1999 • Uam Funds Inc Ii/ • Massachusetts
Contract Type FiledJune 30th, 1999 Company Jurisdiction
UAM FUND DISTRIBUTORS, INC. 211 Congress Street Boston, Massachusetts 02110 SELLING DEALER AGREEMENT UAM FUNDS, INC. AND UAM FUNDS TRUST (Institutional Class Shares) Dealer: Gentlemen: We invite you, as a selected dealer, to participate as principal...Selling Dealer Agreement • April 7th, 1999 • Uam Funds Inc Ii/ • Massachusetts
Contract Type FiledApril 7th, 1999 Company Jurisdiction
EXHIBIT M.2. UAM FUND DISTRIBUTORS, INC. 211 Congress Street Boston, Massachusetts 02110 SELLING DEALER AGREEMENT UAM FUNDS, INC. AND UAM FUNDS TRUST (Institutional Class Shares) Dealer: ________________________ Gentlemen: We invite you, as a selected...Selling Dealer Agreement • August 21st, 1998 • Uam Funds Inc • Massachusetts
Contract Type FiledAugust 21st, 1998 Company JurisdictionWe invite you, as a selected dealer, to participate as principal in the distribution of the Institutional Class Shares (the "Shares") of the Portfolios of UAM Funds, Inc. and of UAM Funds Trust (each Portfolio is referred to herein as the "Fund") with respect to which we have been retained to act as exclusive national distributor and which are offered for sale pursuant to currently effective federal Prospectuses describing such Shares.
EXHIBIT M.2. UAM FUND DISTRIBUTORS, INC. 211 CONGRESS STREET BOSTON, MASSACHUSETTS 02110 SELLING DEALER AGREEMENT UAM FUNDS, INC. AND UAM FUNDS TRUST (Institutional Class Shares) Dealer: ________________________ Gentlemen: We invite you, as a selected...Selling Dealer Agreement • July 13th, 1998 • Uam Funds Trust • Massachusetts
Contract Type FiledJuly 13th, 1998 Company JurisdictionWe invite you, as a selected dealer, to participate as principal in the distribution of the Institutional Class Shares (the "Shares") of the Portfolios of UAM Funds, Inc. and of UAM Funds Trust (each Portfolio is referred to herein as the "Fund") with respect to which we have been retained to act as exclusive national distributor and which are offered for sale pursuant to currently effective federal Prospectuses describing such Shares.
EXHIBIT 1.2 FORM OF SELLING DEALER AGREEMENTSelling Dealer Agreement • May 29th, 1998 • Icon Income Fund Eight /De • New York
Contract Type FiledMay 29th, 1998 Company Jurisdiction
SELLING DEALER AGREEMENT To Whom It May Concern: Capital Preferred Yield Fund - V, L.P., a limited partnership organized under the laws of Delaware (the "Partnership"), CAI Equipment Leasing VI Corp., a Colorado corporation and the General Partner of...Selling Dealer Agreement • October 22nd, 1997 • Capital Preferred Yield Fund v Lp • Colorado
Contract Type FiledOctober 22nd, 1997 Company Jurisdiction
OLSTEIN & ASSOCIATES, L.P. SELLING DEALER AGREEMENT FOR SHARES OF THE OLSTEIN FUNDSSelling Dealer Agreement • March 29th, 1996 • Olstein Funds • New York
Contract Type FiledMarch 29th, 1996 Company Jurisdiction
It is understood that for Shares subject to a sales charge the Public Offering Price may reflect variations in sales charges, if any, applicable to the sales of such Shares in accordance with certain purchase plans set forth in such Prospectus and...Selling Dealer Agreement • March 29th, 1996 • Olstein Funds • New York
Contract Type FiledMarch 29th, 1996 Company Jurisdiction
EXHIBIT 15(c) FIRST PACIFIC SECURITIES, INC. 2756 Woodlawn Drive, Suite #6-201 Honolulu, Hawaii 96822 (808) 988-8088 SELLING DEALER AGREEMENT First Pacific Securities, Inc., principal underwriter of the capital stock of the First Idaho Tax- Free Fund...Selling Dealer Agreement • March 15th, 1996 • First Pacific Mutual Fund Inc /Hi/ • Idaho
Contract Type FiledMarch 15th, 1996 Company Jurisdiction