Series D-1 Shares Agreement Sample Contracts

SERIES D-1 SHARES AGREEMENT

Series D-1 Shares Agreement • November 13th, 2015 • Schorsch Nicholas S • Security brokers, dealers & flotation companies • Delaware

• Contract Type
  Series D-1 Shares Agreement
• Filed
  November 13th, 2015
• Company
  Schorsch Nicholas S
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Delaware

This SERIES D-1 SHARES AGREEMENT (this “Agreement”), dated as of November 8, 2015, is by and between AR Capital, LLC, a Delaware limited liability company (“ARC”), and RCS Capital Corporation, a Delaware corporation (the “Company”).