Stifel Financial Sample Contracts

Employment agreement with Thomas Mulroy

Stifel Financial • January 26th, 2007 • Stifel Financial Corp • Security brokers, dealers & flotation companies • Delaware

• Contract Type
  Stifel Financial
• Filed
  January 26th, 2007
• Company
  Stifel Financial Corp
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Delaware

Stifel Financial Corp., a Delaware corporation ("Stifel Financial"), has been negotiating a transaction (the "Legg Mason Capital Markets Transaction") with Citigroup Inc. ("Citigroup") whereby Stifel Financial would acquire the capital markets business of Legg Mason, Inc. ("Legg Mason"). This business is referred to in this letter as the "Legg Mason Capital Markets Business". Closing of the Legg Mason Capital Markets Transaction is expected to occur concurrently with the sale of the Legg Mason Wood Walker Inc. retail brokerage business to Citigroup (the "Citigroup Transaction").