SUB-DISTRIBUTION AGREEMENT This Agreement made this 4th day of May, 2004, by and among WELLS FAMILY OF REAL ESTATE FUNDS, an Ohio business trust (the "Trust"), WELLS INVESTMENT SECURITIES, INC., a Georgia corporation (the "Distributor"), and ULTIMUS...Sub-Distribution Agreement • April 30th, 2007 • Wells Family of Real Estate Funds • Ohio
FORM OF SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • July 29th, 1997 • Flag Investors Maryland Intermediate Tax Free Fund Inc/
SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • September 18th, 2019 • Capital Management Investment Trust • New York
This Agreement made this 13th day of July, 2019, by and among CAPITAL MANAGEMENT INVESTMENT TRUST, a Massachusetts business trust (the "Trust"), WELLINGTON SHIELDS & CO. LLC, a New York limited liability company (the "Distributor"), and ARBOR COURT CAPITAL, LLC, a limited liability company organized and existing under the laws of the State of Ohio (the "Sub-Distributor").
ContractSub-Distribution Agreement • May 5th, 2020 • Wisconsin
EX-99.E.II 3 distagmt.htm SUB-DISTRIBUTION AGREEMENT SUB-DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of the 19th day of February, 2002, by and among Rochdale Investment Trust, a Delaware business trust (the “Trust”), RIM Securities, LLC, a Delaware limited liability company (the “Distributor”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Sub-Distributor”). WHEREAS, the Trust is registered under the Investment Company Act of 1940, as amended (the “1940 Act”), as an open-end management investment company, and is authorized to issue shares of beneficial interest (“Shares”) in separate series with each such series representing interests in a separate portfolio of securities and other assets; WHEREAS, the Distributor is registered as a broker-dealer under the Securities Exchange Act of 1934, as amended (the “1934 Act”), and is a member of the National Association of Securities Dealers, Inc. (the “NASD”); WHEREAS, the Distributor and the Trus
ASSETMARK FUNDS FORM OF AMENDMENT TO THE SUB-DISTRIBUTION AGREEMENT THIS AMENDMENT dated this 15th day of May, 2007, to the Sub-Distribution Agreement dated September 27, 2006 (the "Agreement"), is entered by and among AssetMark Funds, a Delaware...Sub-Distribution Agreement • May 29th, 2007 • Assetmark Funds
THIS AMENDMENT dated this 15th day of May, 2007, to the Sub-Distribution Agreement dated September 27, 2006 (the "Agreement"), is entered by and among AssetMark Funds, a Delaware statutory trust (the "Trust"), AssetMark Capital Corporation, a California corporation (the "Distributor") and Quasar Distributors, LLC, a Delaware limited liability company (the "Sub-Distributor).
FORM OF SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • April 28th, 1997 • Flag Investors Intermediate Term Income Fund Inc
SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • March 7th, 2024 • AMG Pantheon Credit Solutions Fund • New York
This SUB-DISTRIBUTION AGREEMENT (“Agreement”) is entered into on and effective as of [ ], 2024 (the “Effective Date”) by and among AMG Distributors, Inc. (“AMGD”), a Delaware corporation, and Pantheon Securities, LLC (“Pantheon”), a Delaware limited liability company.
SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • March 29th, 2019 • Spirit of America Investment Fund Inc • Ohio
This Agreement made this 1st day of February, 2019, by and among Spirit of America Investment Fund, Inc, a Maryland corporation (the "Company"), David Lerner Associates, Inc, a New York corporation (the “Distributor”), and ULTIMUS FUND DISTRIBUTORS, LLC, an Ohio limited liability company (the "Sub-Distributor").
Exhibit (e)(2) SUB-DISTRIBUTION AGREEMENT This Agreement made this 26th day of September, 2003, by and among THE WATCHDOG FUND TRUST, a Delaware business trust (the "Trust"), ULTIMUS FUND DISTRIBUTORS, LLC, an Ohio limited liability company (the...Sub-Distribution Agreement • October 2nd, 2003 • Watchdog Fund Trust • Wisconsin
SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • March 30th, 2009 • Capital Management Investment Trust • New York
This Agreement made this 25th day of June, 2008, by and among CAPITAL MANAGEMENT INVESTMENT TRUST, a Massachusetts business trust (the “Trust”), SHIELDS & COMPANY, INC., a New York Corporation (the “Distributor”), and MATRIX CAPITAL GROUP, INC., a New York Corporation (the “Sub-Distributor”).
SUB-DISTRIBUTION AGREEMENT BY AND BETWEEN QUASAR DISTRIBUTORS, LLC, HCIM TRUST, AND HATTERAS CAPITAL DISTRIBUTORS, LLCSub-Distribution Agreement • February 24th, 2015 • HCIM Trust • Wisconsin
THIS AGREEMENT is made and entered into as of this 1st day of July, 2014, by and among HCIM Trust, a Delaware statutory trust (the "Trust"), Hatteras Capital Distributors, LLC, a Delaware limited liability company (the "Distributor") and Quasar Distributors, LLC, a Delaware limited liability company (the "Sub-Distributor").
Exhibit No. EX-99.e.2 SUB-DISTRIBUTION AGREEMENT THIS AGREEMENT is made and entered into as of the 1st day of September, 2008, by and among Genworth Variable Insurance Trust, a Delaware statutory trust (the "Trust"), Capital Brokerage Corporation, a...Sub-Distribution Agreement • August 22nd, 2008 • Genworth Variable Insurance Trust • Wisconsin
SUB-DISTRIBUTION AGREEMENT BY AND BETWEEN QUASAR DISTRIBUTORS, LLC AND GENWORTH FINANCIAL ASSET MANAGEMENT FUNDSSub-Distribution Agreement • January 29th, 2010 • Genworth Financial Asset Management Funds • Wisconsin
THIS AGREEMENT (“Agreement”) is made as of this 8th day of March 2007, by and between Genworth Financial Asset Management Funds (the “Trust”), on behalf of each of its series listed on Schedule A, attached hereto, which may be amended from time to time, and Quasar Distributors, LLC, a Delaware limited liability company (the “Sub-Distributor”).
SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • April 29th, 2015 • New Alternatives Fund
THIS AGREEMENT is made as of November 14, 2014 by and between FORESIDE FUNDS DISTRIBUTORS, LLC, a Delaware limited liability company (“Foreside”), and ACCRUED EQUITIES, INC., a New York corporation (“Accrued Equities”).
SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • October 4th, 2004 • Kinetics Mutual Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 20th day of September, 2000, by and among Kinetics Mutual Funds, Inc., a Maryland corporation (the "Corporation"), Kinetics Funds Distributor, Inc., a Texas corporation (the "Distributor") and Quasar Distributors, LLC, a Delaware limited liability company (the "Sub-Distributor").
SUB-DISTRIBUTION AGREEMENT BY AND BETWEEN QUASAR DISTRIBUTORS, LLC AND MAIRS AND POWER GROWTH FUND, INC.Sub-Distribution Agreement • April 30th, 2007 • Mairs & Power Growth Fund Inc • Wisconsin
THIS AGREEMENT (“Agreement”) is made as of this 30th day of August, 2006, by and between Mairs and Power Growth Fund, Inc., a Minnesota corporations (the “Fund”), on behalf of each of its series listed on Schedule A, attached hereto, which may be amended from time to time, and Quasar Distributors, LLC, a Delaware limited liability company (the “Sub-Distributor”).
AMENDMENT TO SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • July 24th, 2020 • AMG Pantheon Fund, LLC
THIS AMENDMENT is entered into as of April 1, 2018 by and between AMG Distributors, Inc. (“AMGD”), a Delaware corporation, and Pantheon Securities, LLC (“Pantheon”), a Delaware limited liability company.
AMENDMENT TO SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • July 29th, 2022 • AMG Pantheon Fund, LLC
THIS AMENDMENT is entered into as of July 1, 2022 by and between AMG Distributors, Inc. (“AMGD”), a Delaware corporation, and Pantheon Securities, LLC (“Pantheon”), a Delaware limited liability company.
KINETICS MUTUAL FUNDS, INC. FIFTH AMENDMENT TO THE SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • June 13th, 2017 • Kinetics Mutual Funds Inc
THIS FIFTH AMENDMENT dated as of this [ ] day of [ ], 2017, to the Sub-Distribution Agreement, dated as of September 20, 2000, as amended December 15, 2005, March 5, 2007, December 6, 2007 and December 18, 2009, is entered into by and among Kinetics Mutual Funds, Inc., a Maryland corporation, Kinetics Funds Distributor Inc., (the “Distributor”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Sub-Distributor”).
SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • January 17th, 2017 • ACAP Strategic Fund • Delaware
THIS SUB-DISTRIBUTION AGREEMENT (the “Agreement”) dated as of February 25, 2016 (the “Effective Date”) is by and between Foreside Fund Services, LLC (“Sub-Distributor”), with its principal office and place of business at Three Canal Plaza, Suite 100, Portland, ME 04101 and Breakwater Group, LLC (“Distributor”), with its principal office and place of business at 350 Madison Avenue, New York, NY 10017 (collectively, the “Parties”).
KINETICS MUTUAL FUNDS, INC. FIFTH AMENDMENT TO THE SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • April 30th, 2018 • Kinetics Mutual Funds Inc
THIS FIFTH AMENDMENT dated as of this 9th day of June 2017, to the Sub-Distribution Agreement, dated as of September 20, 2000, as amended December 15, 2005, March 5, 2007, December 6, 2007 and December 18, 2009, is entered into by and among Kinetics Mutual Funds, Inc., a Maryland corporation, Kinetics Funds Distributor LLC, (the “Distributor”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Sub-Distributor”).
SUB-DISTRIBUTION AGREEMENT BY AND BETWEEN QUASAR DISTRIBUTORS, LLC AND New Covenant Funds Distributor, Inc.Sub-Distribution Agreement • October 28th, 2008 • New Covenant Funds • Wisconsin
THIS AGREEMENT (“Agreement”) is made as of this 12th day of April 2008, by and between New Covenant Funds Distributor, Inc. (the “Distributor”), on behalf of each of its series listed on Schedule A, attached hereto, which may be amended from time to time, and Quasar Distributors, LLC, a Delaware limited liability company (the “Sub-Distributor”).
KINETICS MUTUAL FUNDS, INC. FORM OF THIRD AMENDMENT TO THE SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • November 16th, 2007 • Kinetics Mutual Funds Inc
THIS THIRD AMENDMENT dated as of this ___ day of __________________, 2007, to the Sub-Distribution Agreement, dated as of September 20, 2000, as amended December 15, 2005 and March 5, 2007, is entered by and among Kinetics Mutual Funds, Inc., a Maryland corporation, Kinetics Funds Distributor Inc., (the “Distributor”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Sub-Distributor”).
SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • April 29th, 2008 • New Alternatives Fund Inc
THIS AGREEMENT is made as of July l, 2006 by and between PFPC DISTRIBUTORS, INC., a Massachusetts corporation ("PFPC Distributors"), and ACCRUED EQUITIES, INC., a New York corporation ("Accrued Equities").
FORM OF SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • April 28th, 1997 • Flag Investors Telephone Income Fund Inc
SUB-DISTRIBUTION AGREEMENT The Distributor is engaged in the distribution of products pursuant to the Territory Sales Agreement between the [Smith & Nephew Entity] (the “S&N”) and [Distributor Name] dated [Signature Date under the related TSA]...Sub-Distribution Agreement • April 23rd, 2021 • England
This Sub-Distribution Agreement (“Agreement”) includes the Schedules attached and any other documents expressly incorporated by reference. As used in this Agreement, the definitions set out below and in Schedule 1 (Definitions) shall apply:
KINETICS MUTUAL FUNDS, INC. SECOND AMENDMENT TO THE SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • June 29th, 2007 • Kinetics Mutual Funds Inc
THIS SECOND AMENDMENT dated as of this 5th day of March, 2007, to the Sub-Distribution Agreement, dated as of September 20, 2000 as amended December 15, 2005, is entered by and between Kinetics Mutual Funds, Inc., a Maryland corporation, Kinetics Funds Distributor Inc., (the “Distributor”) and Quasar Distributors, a Delaware limited liability company (the “Sub-Distributor”).
The Distributor is engaged in the distribution of products pursuant to the Territory Sales Agreement between the [Company] (the “Company”) and [Distributor Name] dated [Signature Date under the related TSA] (“Territory Sales Agreement”).Sub-Distribution Agreement • July 15th, 2018
This Sub-Distribution Agreement (“Agreement”) includes the Schedules attached and any other documents expressly incorporated by reference. As used in this Agreement, the definitions set out below and in Schedule 1 (Definitions) shall apply:
BARCLAYS GLOBAL INVESTORS FUNDS SEI INVESTMENTS DISTRIBUTION CO. SUB- DISTRIBUTION AGREEMENT Insert DateSub-Distribution Agreement • April 28th, 2006 • Barclays Global Investors Funds • Pennsylvania
SEI Investments Distribution Co., a Pennsylvania corporation serves as distributor (the “Distributor”) of Barclays Global Investors Funds (the “Funds”), an open-end investment company registered under the Investment Company Act of 1940, as amended (the “Investment Company Act”). The Funds offer their shares (“Shares”) to the public in accordance with the terms and conditions contained in the Funds’ Prospectus. The term “Prospectus” used herein refers to all of the prospectuses on file with the Securities and Exchange Commission, which are part of the Funds’ registration statement under the Investment Company Act and the Securities Act of 1933 (the “Securities Act”). In connection with the foregoing you may serve as a participating dealer for the Funds (“Participating Dealer”) and, therefore, accept orders for the purchase or redemption of Shares and perform other related functions subject to the following terms and conditions:
GENWORTH VARIABLE INSURANCE TRUST FIRST AMENDMENT TO THE SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • December 7th, 2009 • Genworth Variable Insurance Trust
THIS FIRST AMENDMENT, effective December 8, 2009, to the Sub-Distribution Agreement dated September 1, 2008 (the “Agreement”) is made and entered into by and among GENWORTH VARIABLE INSURANCE TRUST, a Delaware statutory trust (the “Trust”), on behalf of each of its separate series of shares, and CAPITAL BROKERAGE CORPORATION, a Washington corporation (the “Distributor”), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Sub-Distributor”).
SAVOS INVESTMENTS TRUST FIRST AMENDMENT TO THE SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • January 30th, 2015 • Savos Investments Trust
THIS FIRST AMENDMENT, dated as of the 31st day of January, 2014, to the Sub-Distribution Agreement dated as of March 8, 2007 (the “Agreement”) is entered into by and between SAVOS INVESTMENTS TRUST f/k/a GENWORTH FINANCIAL ASSET MANAGEMENT FUNDS, a Delaware statutory trust (the “Trust”) and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor.”)
KINETICS MUTUAL FUNDS, INC. THIRD AMENDMENT TO THE SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • February 8th, 2008 • Kinetics Mutual Funds Inc
THIS THIRD AMENDMENT dated as of this 6th day of December, 2007, to the Sub-Distribution Agreement, dated as of September 20, 2000, as amended December 15, 2005 and March 5, 2007, is entered by and among Kinetics Mutual Funds, Inc., a Maryland corporation, Kinetics Funds Distributor Inc., (the “Distributor”) and Quasar Distributors, a Delaware limited liability company (the “Sub-Distributor”).
KINETICS MUTUAL FUNDS, INC. AMENDMENT TO THE SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • January 31st, 2006 • Kinetics Mutual Funds Inc
THIS AMENDMENT dated as of this 15th day of December , 2005, to the Sub-Distribution Agreement, dated as of September 20, 2000 (the “Agreement”), is entered into by and between Kinetics Mutual Funds, Inc., a Maryland corporation, Kinetics Funds Distributor Inc. (the “Distributor”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Sub-Distributor”).
KINETICS MUTUAL FUNDS, INC. FOURTH AMENDMENT TO THE SUB-DISTRIBUTION AGREEMENTSub-Distribution Agreement • December 30th, 2009 • Kinetics Mutual Funds Inc
THIS FOURTH AMENDMENT dated as of this 18TH day of December, 2009, to the Sub-Distribution Agreement, dated as of September 20, 2000, as amended December 15, 2005, March 5, 2007 and December 6, 2007, is entered into by and among Kinetics Mutual Funds, Inc., a Maryland corporation, Kinetics Funds Distributor Inc., (the “Distributor”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Sub-Distributor”).
SUB-DISTRIBUTION AGREEMENT Among NORTHERN LIGHTS FUND TRUST and AQUARIUS FUND DISTRIBUTORS, LLC and ABACUS INTERNATIONAL CAPITAL CORP.Sub-Distribution Agreement • August 9th, 2005 • Northern Lights Fund Trust • Nebraska
AGREEMENT made this ____ day of ________________ 200 5 , by and among NORTHERN LIGHTS FUND TRUST , a Delaware statutory trust , having its principal office and place of business at 150 Motor Parkway, Suite 205, Hauppauge, New York 11788 (the “Trust”), on behalf of the Abacus Value Fund (the “Fund”); Abacus International Capital Corp., a New York corporation having its principal office and place of business at 6 Bowery, New York, New York 10013 (“AICC”); and AQUARIUS FUND DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 1005 South 1 0 7th Street, Omaha, Nebraska 681 114 (“AFD”).
