Exhibit 99(d) LYNCH CORPORATION 140 Greenwich Avenue, 4th Floor Greenwich, Connecticut 06830 1,616,026 COMMON SHARES, ISSUABLE UPON EXERCISE OF 538,676 SUBSCRIPTION RIGHTS -----------------------------------------------------------...Subscription Rights Agreement • November 7th, 2005 • Lynch Corp • Electronic components, nec
SUBSCRIPTION RIGHTS TO PURCHASE SHARES OF COMMON STOCK OFFERED PURSUANT TO SUBSCRIPTION RIGHTS DISTRIBUTED TO STOCKHOLDERS OF HOWARD BANCORP, INC. THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M., EASTERN TIME,Subscription Rights Agreement • May 2nd, 2012 • Howard Bancorp Inc • State commercial banks
This letter is being distributed by Howard Bancorp, Inc. (“Howard Bancorp”) to all holders of record of shares of its common stock, par value $0.01 per share (the “Common Stock”), at 5:00 p.m., Eastern Time, on February 27, 2012 (the “Record Date”), in connection with a distribution in a rights offering (the “Rights Offering”) of non-transferable subscription rights (the “Subscription Rights”) to subscribe for and purchase shares of Common Stock. The Rights and Common Stock are described in the Howard Bancorp prospectus dated _______ __, 2012 (the “Prospectus”).
SUBSCRIPTION RIGHTS AGREEMENT By and Between PENNANTPARK FLOATING RATE CAPITAL LTD. andSubscription Rights Agreement • March 14th, 2012 • PennantPark Floating Rate Capital Ltd. • New York
This Subscription Rights Agreement (the “Agreement”) is made as of between PennantPark Floating Rate Capital Ltd., a Maryland corporation (the “Company”), and , a [state] corporation (the “Subscription Agent”), and relates to the base prospectus included in the Registration Statement on Form N-2, File No. [ ] filed by the Company with the Securities and Exchange Commission on [ , 20 ], as amended by any amendment filed with respect thereto (the “Registration Statement”) and any supplemental prospectus (together with the base prospectus, the “Prospectus”). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).
TRINITY PLACE HOLDINGS INC. Subscription Rights to Purchase Shares of Common Stock Offered Pursuant to Subscription Rights Distributed to Stockholders of Trinity Place Holdings Inc.Subscription Rights Agreement • November 4th, 2021 • Trinity Place Holdings Inc. • Operators of nonresidential buildings
This letter is being distributed by Trinity Place Holdings Inc. (the "Company") to all holders of record of shares of its common stock, par value $0.01 per share (the "Common Stock"), at 5:00 p.m., New York City time, on November 3, 2021 (the "Record Date"), in connection with a distribution in a rights offering (the "Rights Offering") of non-transferable subscription rights (the "Rights") to subscribe for and purchase shares of Common Stock. The Rights and Common Stock are described in the accompanying offering prospectus supplement covering the Rights and the shares of Common Stock issuable upon their exercise dated November 4, 2021 (the "Prospectus"). In the Rights Offering, the Company is offering up to an aggregate of 2,650,000 shares of Common Stock, as described in the Prospectus.
FOUR OAKS FINCORP, INC.Subscription Rights Agreement • June 10th, 2014 • Four Oaks Fincorp Inc • State commercial banks
This letter is being distributed by Four Oaks Fincorp, Inc. (“we”, “us”, “our” or the “Company”) to the holders of record (the “Recordholders”) of shares of Company common stock, par value $1.00 per share (the “Common Stock”), at 5:00 p.m., Eastern Time, on [●], 2014 (the “Record Date”), in connection with the rights offering (the “Rights Offering”) of non-transferable subscription rights (the “Rights”) to subscribe for and purchase an aggregate of 26,633,385 shares of Common Stock. The Rights Offering, Rights and Common Stock are described in the offering prospectus dated [●], 2014 (the “Prospectus”).
CITIZENS INDEPENDENT BANCORP, INC. SUBSCRIPTION RIGHTS TO PURCHASE SHARES OF COMMON SHARES OFFERED PURSUANT TO SUBSCRIPTION RIGHTS DISTRIBUTED TO SHAREHOLDERS OF CITIZENS INDEPENDENT BANCORP, INC.Subscription Rights Agreement • October 22nd, 2013 • Citizens Independent Bancorp, Inc. • State commercial banks
This letter is being distributed to securities dealers, commercial banks, trust companies and other nominees in connection with the rights offering (the “Rights Offering”) by Citizens Independent Bancorp, Inc. (the “Company”) of Common Shares (as such term is defined below), pursuant to non-transferable subscription rights (the “Rights”) distributed to all holders (the “Recordholders”) of common shares of the Company, without par value per share (the “Common Shares”), at 5:00 p.m., Eastern Time, on ____________ , 2013 (the “Record Date”). The Rights and Common Shares are described in the offering prospectus dated ____________, 2013 (the “Prospectus”).
ACORN ENERGY, INC.Subscription Rights Agreement • June 4th, 2019 • Acorn Energy, Inc. • Services-engineering services
This letter is being distributed by Acorn Energy, Inc. (the “Company”) to all holders of record of shares of its common stock, par value $0.01 per share (“Common Stock”) at 5:00 p.m., New York City time, on June 3, 2019 (the “Record Date”), in connection with a distribution in a rights offering (the “Rights Offering”) by the Company of non-transferable subscription rights (the “Rights”) to subscribe for and purchase shares of Common Stock of the Company. The Rights and underlying shares of Common Stock are described in the Prospectus dated June [__], 2019 (the “Prospectus”), a copy of which accompanies this letter.
Not for distribution or publication within or into the United States of America, Canada, Australia or JapanSubscription Rights Agreement • July 24th, 2023
This document is not an offer to sell subscription rights or A Shares referred to herein of Hamburger Hafen und Logistik Aktiengesellschaft in the United States of America. Securities of Hamburger Hafen und Logistik Aktiengesellschaft may not be registered in the United States of America absent prior registration under the U.S. Securities Act of 1933 as amended and/or may not be sold or offered for sale absent an exemption from this registration requirement. The subscription rights and A Shares referred to herein have not been and will not be registered under the U.S. Securities Act. The subscription rights and A Shares are neither offered for sale nor sold in the United States of America.
CONSUMERS BANCORP, INC. SUBSCRIPTION RIGHTS TO PURCHASE SHARES OF COMMON STOCK OFFERED PURSUANT TO SUBSCRIPTION RIGHTS DISTRIBUTED TO SHAREHOLDERS OF CONSUMERS BANCORP, INC.Subscription Rights Agreement • April 11th, 2013 • Consumers Bancorp Inc /Oh/ • Savings institutions, not federally chartered
This letter is being distributed by Consumers Bancorp, Inc. (the “Company”) to all holders (the “Recordholders”) of shares of Company common stock, without par value (the “Common Stock”), at 5:00 p.m., Eastern Time, on March 26, 2013 (the “Record Date”), in connection with the rights offering (the “Rights Offering”) of non-transferable subscription rights (the “Rights”) to purchase shares of Common Stock. The Rights and Common Stock are described in the offering prospectus dated , 2013 (the “Prospectus”).
FORM OF LETTER CEMTREX, INC. Subscription Rights to Purchase Units Offered Pursuant to Subscription Rights Distributed to Subscription Rights Holders of Cemtrex, Inc. _____, 2016Subscription Rights Agreement • November 23rd, 2016 • Cemtrex Inc • Measuring & controlling devices, nec
This letter is being distributed by Cemtrex, Inc. (“Cemtrex”) to all holders of record of shares of its common stock, par value $0.001 per share, and warrants at 5:00 p.m., Eastern time, on _____, 2016 (the “record date”), in connection with a distribution in a rights offering of non-transferable subscription rights to subscribe for and purchase units, each unit consisting of one share of our Series 1 Preferred (“Series 1 Preferred”) and two Series 1 Warrants. The subscription rights and units are described in the prospectus dated _____, 2016 (a copy of which accompanies this letter).
SUBSCRIPTION RIGHTS AGREEMENTSubscription Rights Agreement • September 16th, 2002 • Worldgate Communications Inc • Cable & other pay television services • Pennsylvania
This Subscription Rights Agreement (the "Agreement"), made and entered into as of this day of 2002, by and between WORLDGATE COMMUNICATIONS, INC., a Delaware corporation (the "Company"), and AMERICAN STOCK TRANSFER & TRUST COMPANY (the "Subscription Agent"),
ROYAL LOGO]Subscription Rights Agreement • September 4th, 2013 • Royal Bancshares of Pennsylvania Inc • State commercial banks
This letter is being distributed by Royal Bancshares of Pennsylvania, Inc. (“Royal”) to all holders of record of shares of its common stock at 5:00 p.m., Eastern Time, on ____, 2013 (the “Record Date”), in connection with a distribution in a rights offering (the “Rights Offering”) of nontransferable subscription rights (the “Subscription Rights”) to subscribe for and purchase shares of Class A Common Stock, par value $2.00 per share (the “Class A Common Stock”) of Royal. The Rights and Class A Common Stock are described in the Royal prospectus dated _______ __, 2013 (the “Prospectus”).
Rights VOID AFTER , 2002 WORLDGATE COMMUNICATIONS, INC. Incorporated under the laws of the State of Delaware SUBSCRIPTION RIGHTS CERTIFICATE Evidencing Non- Transferable Rights to Purchase Units consisting of Common Stock and Warrants Subscription...Subscription Rights Agreement • September 16th, 2002 • Worldgate Communications Inc • Cable & other pay television services
THIS CERTIFIES THAT the registered owner whose name is inscribed hereon is the owner of the number of rights set forth above, each of which entitles the owner to subscribe for and purchase the same number of Units, consisting of one share of common stock, $0.01 par value per share, and one redeemable common stock purchase warrant of WorldGate Communications, Inc. (the "Company"), a Delaware corporation, on the terms and subject to the conditions set forth in the Prospectus and the Subscription Rights Agreement and Instructions relating thereto on the reverse side hereof and in the Instructions as to the use of this certificate included in the mailing. The non-transferable Rights represented by this Subscription Certificate may be exercised by duly completing Section 1 on the reverse side hereof and by returning the full payment of the subscription price for each Unit as described on the reverse side hereof. Prior to the exercise of any Rights represented hereby, the Registered Owner sh
SUBSCRIPTION RIGHTS TO PURCHASE SHARES OF COMMON STOCK OFFERED PURSUANT TO SUBSCRIPTION RIGHTS DISTRIBUTED TO STOCKHOLDERS OF HOWARD BANCORP, INC. THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M., EASTERN TIME,Subscription Rights Agreement • February 13th, 2012 • Howard Bancorp Inc • State commercial banks
This letter is being distributed by Howard Bancorp, Inc. (“Howard Bancorp”) to all holders of record of shares of its common stock, par value $0.01 per share (the “Common Stock”), at 5:00 p.m., Eastern Time, on [record date] (the “Record Date”), in connection with a distribution in a rights offering (the “Rights Offering”) of non-transferable subscription rights (the “Subscription Rights”) to subscribe for and purchase shares of Common Stock. The Rights and Common Stock are described in the Howard Bancorp prospectus dated _______ __, 2012 (the “Prospectus”).
FORM OF LETTER REAL GOODS SOLAR, INC. Subscription Rights to Purchase Shares of Series 1 Preferred Stock Offered Pursuant to Subscription Rights Distributed to Subscription Rights Holders of Real Goods Solar, Inc. _____, 2019Subscription Rights Agreement • October 30th, 2019 • Real Goods Solar, Inc. • Construction - special trade contractors
This letter is being distributed by Real Goods Solar, Inc., a Colorado corporation (“Real Goods Solar,” “we” or “us”), to (i) all holders of record of shares of its Class A common stock, par value $0.0001 per share (“Class A common stock”), at 5:00 p.m., Eastern time, on [__ __], 2019 (the “record date”), and (ii) holders of our warrants exercisable for our Class A common stock that holders could purchase as of 5:00 p.m., Eastern time, on the record date by exercising holders’ warrants (assuming full exercise, and without any beneficial ownership limitation), in connection with a distribution in a rights offering of non-transferable subscription rights to subscribe for and purchase shares of Series 1 Preferred Stock, par value $0.0001 per share (“Series 1 Preferred Stock”). The subscription rights and Series 1 Preferred Stock are described in the offering circular dated [__ __] , 2019 (a copy of which accompanies this letter).
INSPIRE INSURANCE SOLUTIONS, INC. ________ SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS ----------------------------------------------- --------------------------------- THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M....Subscription Rights Agreement • October 11th, 2001 • Inspire Insurance Solutions Inc • Insurance agents, brokers & service
CITIZENS INDEPENDENT BANCORP, INC. SUBSCRIPTION RIGHTS TO PURCHASE COMMON SHARES OFFERED PURSUANT TO SUBSCRIPTION RIGHTS DISTRIBUTED TO SHAREHOLDERS OF CITIZENS INDEPENDENT BANCORP, INC.Subscription Rights Agreement • October 22nd, 2013 • Citizens Independent Bancorp, Inc. • State commercial banks
This letter is being distributed by Citizens Independent Bancorp, Inc. (the “Company”) to all holders (the “Recordholders”) of common shares of the Company, without par value per share (the “Common Shares”), at 5:00 p.m., Eastern Time, on ______________ , 2013 (the “Record Date”), in connection with the rights offering (the “Rights Offering”) of non-transferable subscription rights (the “Rights”) to purchase Common Shares. The Rights and Common Shares are described in the offering prospectus dated ____________ , 2013 (the “Prospectus”).
Subscription Rights Agreement Copytele, Inc.Subscription Rights Agreement • March 31st, 2014 • Copytele Inc • Patent owners & lessors
Enclosed are the prospectus, dated [ ] (the “Prospectus”), and other materials relating to the rights offering (the “Rights Offering”) by Copytele, Inc. (the “Company”) to the holders of record of its common stock, par value $0.01 per share. Record Holders as of [ ], 2014 (the “Record Date”) will receive at no charge non-transferable subscription rights (the “Subscription Rights”) to purchase up to an aggregate of _____ shares of Common Stock (the “Shares”) at a subscription price of $____ per Share (the “Subscription Price”) for up to aggregate gross proceeds to the Company of approximately $___________. Each Record Holder will receive one Subscription Right for each seventeen (17) shares of Common Stock held, the Record Date. Each Subscription Right will entitle the Record Holder to purchase one (1) Share at the Subscription Price (the “Basic Subscription Right”).
EXHIBIT 99.7 AAMES FINANCIAL CORPORATION _________________ SHARES OF SERIES D PREFERRED STOCK ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS ----------------- --------------------------------------------------------------- THE SUBSCRIPTION RIGHTS ARE...Subscription Rights Agreement • January 14th, 2002 • Aames Financial Corp/De • Mortgage bankers & loan correspondents
N0112630 2 } 3 4. Notice of Guaranteed Delivery; 5. Notice of Tax Information; and 6. A return envelope addressed to Continental Stock Transfer and Trust Company, the Subscription Agent. Your prompt action is requested. To exercise the Rights, you...Subscription Rights Agreement • August 10th, 2016 • DLH Holdings Corp. • Services-help supply services
SCHEDULE 1 ________________________________________ Name of Rightholder RIGHTS TO PURCHASE UP TO SHARES OF COMMON STOCK OF ELSINORE CORPORATION (FOR "GROUP A RIGHTHOLDERS") CLASS OF RIGHTHOLDER: 1993 Bondholders THIS RIGHTS CERTIFICATE HAS NOT BEEN...Subscription Rights Agreement • November 13th, 1996 • Elsinore Corp • Services-miscellaneous amusement & recreation • Nevada
EXHIBIT 99.1 ------------ VOID IF NOT RECEIVED BY THE SUBSCRIPTION AGENT BEFORE 5:00 P.M. EASTERN STANDARD TIME ON NOVEMBER 25, 1997 CUSIP NO. 020813-13-5 NUMBER OF RIGHTS: ______________ NUMBER OF RIGHTS SHARES AVAILABLE PURSUANT TO SUBSCRIPTION...Subscription Rights Agreement • August 27th, 1997 • Alpharma Inc • Pharmaceutical preparations
VOID IF NOT RECEIVED BY THE SUBSCRIPTION AGENT BEFORE 5:00 P.M., NEW YORK CITY TIME, ON , 2003 THE ALPINE GROUP, INC. Subscription Rights for Series A Cumulative Convertible Preferred Stock, par value $1.00 per shareSubscription Rights Agreement • August 7th, 2003 • Alpine Group Inc /De/ • Drawing & insulating of nonferrous wire
As the registered owner of this Rights Certificate, you are the owner of the number of subscription rights (each, a "Right") as shown above. Each subscription right entitles you to subscribe for and purchase one share of the series A cumulative convertible preferred stock, par value $1.00 per share (the "Series A Preferred Stock"), of The Alpine Group, Inc., a Delaware corporation (the "Company"), at the subscription price of $380.00 per share. Rights may be exercised at any time during the subscription period, which commences on , 2003 and ends at 5:00 p.m., New York City time, on , 2003, unless extended under certain circumstances (as it may be extended, the "Expiration Date"). After the Expiration Date, unexercised Rights will be null and void. The Company will not be obligated to honor any purported exercise of Rights received by American Stock Transfer & Trust Company (the "Subscription Agent") after the Expiration Date, regardless of when the documents relating to such exercise w
SUBSCRIPTION RIGHTS TO PURCHASE SHARES OF COMMON STOCK OFFERED PURSUANT TO SUBSCRIPTION RIGHTS DISTRIBUTED TO SHAREHOLDERS OF FIRST SECURITY GROUP, INC. THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M., EASTERN TIME, ON SEPTEMBER 20, 2013,...Subscription Rights Agreement • August 16th, 2013 • First Security Group Inc/Tn • National commercial banks
This letter is being distributed by First Security Group, Inc. (“First Security”) to all holders of record of shares of its common stock, par value $0.01 per share (the “Common Stock”), at 5:00 p.m., Eastern Time, on April 10, 2013 (the “Record Date”), in connection with a distribution in a rights offering (the “Rights Offering”) of non-transferable subscription rights (the “Subscription Rights”) to subscribe for and purchase shares of Common Stock. The Rights and Common Stock are described in the First Security prospectus dated ________, 2013 (the “Prospectus”).
ROYAL LOGO] SUBSCRIPTION RIGHTS TO PURCHASE SHARES OF CLASS A COMMON STOCK OFFERED PURSUANT TO SUBSCRIPTION RIGHTS DISTRIBUTED TO STOCKHOLDERS OF ROYAL BANCSHARES OF PENNSYLVANIA, INC. THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M., EASTERN...Subscription Rights Agreement • September 4th, 2013 • Royal Bancshares of Pennsylvania Inc • State commercial banks
This letter is being distributed to brokers, securities dealers, commercial banks, trust companies and other nominees in connection with the rights offering (the “Rights Offering”) by Royal Bancshares of Pennsylvania, Inc. (“Royal”) of shares of Royal Class A Common Stock, par value $2.00 per share (the “Class A Common Stock”), pursuant to nontransferable subscription rights (the “Subscription Rights”) distributed to all holders of record (the “Recordholders”) of shares of Royal common stock at 5:00 p.m., Eastern Time, on ___, 2013 (the “Record Date”). The Subscription Rights and Class A Common Stock are described in Royal’s offering prospectus dated _________ __, 2013 (the “Prospectus”).
SUBSCRIPTION RIGHTS TO PURCHASE SHARES OF COMMON STOCK OFFERED PURSUANT TO SUBSCRIPTION RIGHTS DISTRIBUTED TO SHAREHOLDERS OF FIRST SECURITY GROUP, INC. THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M., EASTERN TIME, ON SEPTEMBER 20, 2013,...Subscription Rights Agreement • August 16th, 2013 • First Security Group Inc/Tn • National commercial banks
This letter is being distributed to brokers, securities dealers, commercial banks, trust companies and other nominees in connection with the rights offering (the “Rights Offering”) by First Security Group, Inc. (“First Security”) of shares of Common Stock (as such term is defined below), pursuant to non- transferable subscription rights (the “Subscription Rights”) distributed to all holders of record (the “Recordholders”) of shares of First Security common stock, par value $0.01 per share (the “Common Stock”), at 5:00 p.m., Eastern Time, on April 10, 2013 (the “Record Date”). The Subscription Rights and Common Stock are described in First Security's offering prospectus dated ________, 2013 (the “Prospectus”).
AgreementSubscription Rights Agreement • January 24th, 2024 • ADC Therapeutics SA • Pharmaceutical preparations
FORM OF LETTER CACHE, INC. Subscription Rights to Purchase Shares of Common Stock Offered Pursuant to Subscription Rights Distributed to Shareholders of Cache, Inc.Subscription Rights Agreement • April 2nd, 2013 • Cache Inc • Retail-women's clothing stores
This letter is being distributed by Cache, Inc. ("Cache") to all holders of record of shares of its common stock, par value $0.01 per share (the "Common Stock"), at 5:00 p.m., New York City time, on April 4, 2013 (the "Record Date"), in connection with a distribution in a rights offering (the "Rights Offering") of transferable subscription rights (the "Rights") to subscribe for and purchase shares of Common Stock. The Rights and Common Stock are described in the accompanying offering prospectus covering the Rights and the shares of Common Stock issuable upon their exercise dated April [ • ], 2013 (the "Prospectus").
Carroll Bancorp, Inc. SUBSCRIPTION RIGHTS TO PURCHASE UNITS CONSISTING OF SHARES OF COMMON STOCK AND WARRANTS OFFERED PURSUANT TO SUBSCRIPTION RIGHTS DISTRIBUTED TO STOCKHOLDERS OF CARROLL BANCORP, INC. THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL...Subscription Rights Agreement • December 24th, 2013 • Carroll Bancorp, Inc. • State commercial banks
This letter is being distributed by Carroll Bancorp, Inc. (“Carroll Bancorp”) to all holders of record of shares of its common stock, par value $0.01 per share (the “Common Stock”), at 5:00 p.m., Eastern Time, on [—] (the “Record Date”), in connection with a distribution in a rights offering (the “Rights Offering”) of non-transferable subscription rights (the “Subscription Rights”) to subscribe for the purchase of Units. The Subscription Rights and the Units are described in the Carroll Bancorp prospectus dated [—] (the “Prospectus”).
FORM OF LETTER CHANTICLEER HOLDINGS, INC. Subscription Rights to Purchase Units Offered Pursuant to Subscription Rights Distributed to Subscription Rights Holders of Chanticleer Holdings, Inc.Subscription Rights Agreement • November 18th, 2016 • Chanticleer Holdings, Inc. • Retail-eating places
