AMENDMENT NO. 1 TO THE WARRANT AGREEMENTThe Warrant Agreement • March 13th, 2001 • Hypertension Diagnostics Inc /Mn • Surgical & medical instruments & apparatus • Minnesota
Contract Type FiledMarch 13th, 2001 Company Industry Jurisdiction
AMENDMENT NO. 1 TO THE WARRANT AGREEMENTThe Warrant Agreement • November 14th, 2008 • Avantair, Inc • Air transportation, nonscheduled • New York
Contract Type FiledNovember 14th, 2008 Company Industry JurisdictionThis Amendment, dated as of November 14, 2008 (“Amendment”), is to the Warrant Agreement, dated as of February 24, 2005 (“Warrant Agreement”), by and between Ardent Acquisition Corporation, a Delaware corporation (presently known as Avantair, Inc., the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (“Warrant Agent”).
ADDENDUM TO THE WARRANT AGREEMENTThe Warrant Agreement • March 24th, 2015 • BioScrip, Inc. • Retail-drug stores and proprietary stores
Contract Type FiledMarch 24th, 2015 Company IndustryThis Addendum, which is attached to and forms part of the Agreement (defined below) (the “Addendum”), is dated as of March 23, 2015, and is by and among BioScrip, Inc., a Delaware corporation (together with its successors and assigns, the “Company”), Coliseum Capital Partners, L.P., a Delaware limited partnership, Coliseum Capital Partners II, L.P., a Delaware limited partnership, and Blackwell Partners, LLC, Series A, a Delaware limited liability company (collectively and together with each of their respective successors and assigns, the “Purchasers”). Capitalized terms shall have the meaning set forth in the Agreement. To the extent that any of the terms or conditions contained in this Addendum may contradict or conflict with any of the terms or conditions of the Agreement, it is expressly understood and agreed that the terms of the Addendum shall take precedence and supersede the Agreement.
AMENDMENT TO THE WARRANT AGREEMENTThe Warrant Agreement • April 14th, 2016 • COMMITTED CAPITAL ACQUISITION Corp II • Blank checks
Contract Type FiledApril 14th, 2016 Company IndustryTHIS AMENDMENT TO THE WARRANT AGREEMENT (this “Amendment”), made as of April 8, 2016, is by and between Committed Capital Acquisition Corporation II, a Delaware corporation (the “Company”) and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”).
THIRD AMENDMENT TO THE WARRANT AGREEMENT BETWEEN DEUTSCHE BANK AKTIENGESELLSCHAFT and DEUTSCHE BANK TRUST COMPANY AMERICAS, Warrant Agent Dated as of July 21, 2018 AMENDMENT TO WARRANT AGREEMENT DATED AS OF NOVEMBER 15, 2007The Warrant Agreement • July 24th, 2018 • Deutsche Bank Aktiengesellschaft • State commercial banks • New York
Contract Type FiledJuly 24th, 2018 Company Industry JurisdictionTHIS THIRD AMENDMENT TO THE WARRANT AGREEMENT, dated as of July 21, 2018, between DEUTSCHE BANK AKTIENGESELLSCHAFT, a stock corporation with limited liability incorporated in the Federal Republic of Germany, which may act through its London Branch (the “Bank”), and DEUTSCHE BANK TRUST COMPANY AMERICAS, a New York trust company (the “Warrant Agent”).
AMENDMENT TO THE WARRANT AGREEMENTThe Warrant Agreement • March 5th, 2019 • Affinion Group Holdings, Inc. • Services-business services, nec • Delaware
Contract Type FiledMarch 5th, 2019 Company Industry JurisdictionThis Amendment to the Warrant Agreement (this “Amendment”), dated as of February 28, 2019, is made, subject to the condition on effectiveness below, by and between Affinion Group Holdings, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), American Stock Transfer & Trust Company, LLC, a limited liability trust company organized under the laws of the State of New York (the “Warrant Agent”), and the Holders of two-thirds of the outstanding Warrants. Capitalized terms used and not defined herein shall have the meaning ascribed thereto in the Warrant Agreement (as defined below).
AMENDMENT NO. 1 TO THE WARRANT AGREEMENTThe Warrant Agreement • August 6th, 2009 • Great American Group, Inc. • Services-business services, nec • New York
Contract Type FiledAugust 6th, 2009 Company Industry JurisdictionThis Amendment, dated as of July 31, 2009 (the “Amendment”), to the Warrant Agreement, dated as of August 1, 2007 (“Warrant Agreement”), by and between Alternative Asset Management Acquisition Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (“Warrant Agent”).
AMENDMENT NO.1 TO THE WARRANT AGREEMENTThe Warrant Agreement • March 16th, 2010 • Hambrecht Asia Acquisition Corp. • Blank checks • New York
Contract Type FiledMarch 16th, 2010 Company Industry JurisdictionThis Amendment No.1, dated as of March 12, 2010 (this "Amendment"), to the Warrant Agreement, dated as of March 7, 2008 (the "Warrant Agreement"), is entered into by and between Hambrecht Asia Acquisition Corp., a corporation organized under the laws of the Cayman Islands (the "Company"), with offices at 13/F Tower 2, New World Tower, 18 Queens Road Central, Hong Kong, and Continental Stock Transfer & Trust Company, a New York corporation ("Warrant Agent"), with offices at 17 Battery Place, New York, New York, 10004.
AMENDMENT NO. 1 TO THE WARRANT AGREEMENT December 28, 2023The Warrant Agreement • January 2nd, 2024 • Vertex Energy Inc. • Petroleum refining
Contract Type FiledJanuary 2nd, 2024 Company IndustryThis AMENDMENT NO. 1 TO THE WARRANT AGREEMENT (this “Amendment”) is made and entered into as of December 28, 2023, by and between Vertex Energy, Inc., a Nevada corporation (the “Company”), and Continental Stock Transfer & Trust Company (together with its successors and assigns, the “Warrant Agent”). Capitalized terms used herein have the meanings ascribed thereto in the Warrant Agreement (as defined below) except where otherwise defined herein.
AMENDMENT NO. 1 TO THE WARRANT AGREEMENTThe Warrant Agreement • March 31st, 2021 • CuriosityStream Inc. • Services-motion picture & video tape production • New York
Contract Type FiledMarch 31st, 2021 Company Industry JurisdictionThis AMENDMENT NO. 1 (this “Amendment”) is entered into as of March 30, 2021, by and between CuriosityStream Inc., a Delaware corporation (the “Company”), f/k/a Software Acquisition Group Inc. (“SAQN”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”). Capitalized terms used but not defined herein have the meanings ascribed to such terms in the Agreement.
AMENDMENT NO. 1 TO THE BUSINESS COMBINATION AGREEMENT AND PLAN OF MERGERThe Warrant Agreement • May 9th, 2013 • ROI Acquisition Corp. • Blank checks
Contract Type FiledMay 9th, 2013 Company IndustryThis AMENDMENT NO. 1 TO THE BUSINESS COMBINATION AGREEMENT AND PLAN OF MERGER (the “Amendment”) is entered into on May 8, 2013, by and among EveryWare Global, Inc., a Delaware corporation (the “Company”), ROI Acquisition Corp., a Delaware corporation (“Parent”), ROI Merger Sub Corp., a Delaware corporation (“Merger Sub Corp.”), and ROI Merger Sub LLC, a Delaware limited liability company (“Merger Sub LLC”).
HOSTESS BRANDS, INC. (f/k/a GORES HOLDINGS, INC.) and CONTINENTAL STOCK TRANSFER & TRUST COMPANY AMENDMENT NO. 1 Dated as of July 26, 2021 TO THE WARRANT AGREEMENT Dated as of August 13, 2015The Warrant Agreement • August 4th, 2021 • Hostess Brands, Inc. • Bakery products • New York
Contract Type FiledAugust 4th, 2021 Company Industry JurisdictionAmendment No. 1 (this “Amendment”), dated as of July 26, 2021, by and between Hostess Brands, Inc. (f/k/a Gores Holdings, Inc.), a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”) to that certain Warrant Agreement, dated as of August 13, 2015, by and between the Company and the Warrant Agent (the “Warrant Agreement”).
AMENDMENT TO THE WARRANT AGREEMENTThe Warrant Agreement • May 28th, 2013 • EveryWare Global, Inc. • Blank checks • Delaware
Contract Type FiledMay 28th, 2013 Company Industry JurisdictionTHIS AMENDMENT TO THE WARRANT AGREEMENT (this “Amendment”), made as of May 21, 2013, is by and between ROI Acquisition Corp., a Delaware corporation (the “Company”) and Continental Stock Transfer & Trust Company, a New York corporation, as warrant agent (the “Warrant Agent”).
AMENDMENT NO. 1 TO THE WARRANT AGREEMENTThe Warrant Agreement • November 30th, 2009 • National American University Holdings, Inc. • Services-educational services • New York
Contract Type FiledNovember 30th, 2009 Company Industry JurisdictionThis Amendment, dated as of November 23, 2009 (the “Amendment”), to the Warrant Agreement, dated as of November 29, 2007 (the “Warrant Agreement”), by and between Camden Learning Corporation, a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (“Warrant Agent”).
AMENDMENT TO THE WARRANT AGREEMENTThe Warrant Agreement • November 12th, 2015 • Affinion Group, Inc. • Services-business services, nec
Contract Type FiledNovember 12th, 2015 Company IndustryThis Amendment (this “Amendment”) dated as of November 9, 2015, is made by and between Affinion Group Holdings, Inc., a corporation organized under the laws of the State of Delaware (the “Company”), American Stock Transfer & Trust Company, LLC (the “Warrant Agent”) and the Holders of a majority of the outstanding Warrants. Capitalized terms used and not defined herein shall have the meaning ascribed thereto in the Warrant Agreement (as defined below).