Form of Underwriter Warrant Intensity Therapeutics, Inc.Underwriter Warrant • July 5th, 2023 • Intensity Therapeutics, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledJuly 5th, 2023 Company Industry JurisdictionTHIS UNDERWRITER COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after January 5, 2023 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on July 5, 2028 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Intensity Therapeutics, Inc., a Delaware corporation (the “Company”), up to ______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant is issued pursuant to the Underwriting Agreement.
ClearSign Combustion Corporation UNDERWRITER WARRANT 300,000 shares of Common Stock April 24, 2012Underwriter Warrant • April 25th, 2012 • Clearsign Combustion Corp • Industrial instruments for measurement, display, and control
Contract Type FiledApril 25th, 2012 Company IndustryThis UNDERWRITER WARRANT (this “Warrant”) of ClearSign Combustion Corporation, a corporation, duly organized and validly existing under the laws of the State of Washington (the “Company”), is being issued pursuant to that certain Underwriting Agreement, dated as of April 24, 2012 (the “Underwriting Agreement”), between the Company and MDB Capital Group, LLC (the “Underwriter”) relating to a firm commitment public offering (the “Offering”) of 3,000,000 shares of common stock, $0.0001 par value per share, of the Company (the “Common Stock”) underwritten by the Underwriter.
FORM OF UNDERWRITER WARRANT]Underwriter Warrant • November 21st, 2018 • Eastside Distilling, Inc. • Beverages • New York
Contract Type FiledNovember 21st, 2018 Company Industry JurisdictionEastside Distilling, Inc., a Nevada corporation (the “Company”), hereby certifies that, for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, Roth Capital Partners, LLC, the registered holder hereof or its permitted assigns (the “Holder”), is entitled, subject to the terms set forth below, to purchase from the Company, at the Exercise Price (as defined below) then in effect, at any time or times on or after May 19, 2019 (the “Initial Exercisability Date”), but not after 11:59 p.m., New York time, on the Expiration Date, (as defined below), Sixty-One Thousand Seven Hundred Fifty (61,750) fully paid non-assessable shares of Common Stock (as defined below), subject to adjustment as provided herein (the “Warrant Shares”). Except as otherwise defined herein, capitalized terms in this Warrant to Purchase Common Stock (including any Warrants to Purchase Common Stock issued in exchange, transfer or replacement hereof, this “Warrant”), shall have the
UNDERWRITER WARRANT TO PURCHASE ORDINARY SHARES REPRESENTED BY AMERICAN DEPOSITARY SHARES MEDIGUS LTD.Underwriter Warrant • July 18th, 2018 • Medigus Ltd. • Surgical & medical instruments & apparatus • New York
Contract Type FiledJuly 18th, 2018 Company Industry JurisdictionTHIS UNDERWRITER WARRANT TO PURCHASE ORDINARY SHARES REPRESENTED BY AMERICAN DEPOSITARY SHARES (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. New York City time on [________________]1 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Medigus Ltd., an Israeli limited company (the “Company”), up to ______ Ordinary Shares, NIS 0.10 par value (the “Ordinary Share(s)”) (as subject to adjustment hereunder, the “Warrant Shares”)), represented by _________ American Depositary Shares (“ADSs”), each 20 Ordinary Shares representing one ADS, as subject to adjustment hereunder (the “Warrant ADSs”). The purchase price of one Warrant ADS shall be equal to the Exercise Price, as defined in Section 2(b).
Form of Underwriter WarrantUnderwriter Warrant • July 18th, 2017 • Frankly Inc • Services-computer programming, data processing, etc. • New York
Contract Type FiledJuly 18th, 2017 Company Industry JurisdictionTHIS PURCHASE WARRANT IS NOT EXERCISABLE PRIOR TO [________________] [DATE THAT IS 180 DAYS FROM THE EFFECTIVE DATE OF THE OFFERING]. VOID AFTER 5:00 P.M., EASTERN TIME, [___________________] [DATE THAT IS FIVE YEARS FROM THE EFFECTIVE DATE OF THE OFFERING].
ContractUnderwriter Warrant • October 4th, 2021 • Genenta Science S.p.A. • Biological products, (no disgnostic substances) • New York
Contract Type FiledOctober 4th, 2021 Company Industry JurisdictionNEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES.