GENETA SCIENCE S.P.A. AND THE BANK OF NEW YORK MELLONDeposit Agreement • November 9th, 2021 • Genenta Science S.p.A. • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 9th, 2021 Company Industry JurisdictionDEPOSIT AGREEMENT dated as of __________, 2021 among GENETA SCIENCE S.P.A., a company incorporated under the laws of Italy (herein called the Company), THE BANK OF NEW YORK MELLON, a New York banking corporation (herein called the Depositary), and all Owners and Holders (each as hereinafter defined) from time to time of American Depositary Shares issued hereunder.
GENENTA SCIENCE S.P.A. 1,608,695 American Depositary Shares Representing 1,608,695 Ordinary Shares (no par value) Underwriting AgreementUnderwriting Agreement • November 24th, 2021 • Genenta Science S.p.A. • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 24th, 2021 Company Industry JurisdictionThis press release is not an offer for sale of the securities in the United States or in any other jurisdiction where such offer is prohibited, and such securities may not be offered or sold in the United States absent registration or an exemption from registration under the United States Securities Act of 1933, as amended.
GENENTA SCIENCE S.P.A. American Depositary Shares each representing one ordinary share, no par value per share Controlled Equity OfferingSM Sales AgreementGenenta Science S.p.A. • May 12th, 2023 • Biological products, (no disgnostic substances) • New York
Company FiledMay 12th, 2023 Industry JurisdictionGenenta Science S.p.A., a Republic of Italy joint stock corporation (the “Company”), confirms its agreement (this “Agreement”) with Cantor Fitzgerald & Co. (the “Agent”), as follows:
EMPLOYMENT AGREEMENTEmployment Agreement • November 9th, 2021 • Genenta Science S.p.A. • Biological products, (no disgnostic substances) • New York
Contract Type FiledNovember 9th, 2021 Company Industry JurisdictionEMPLOYMENT AGREEMENT (this “Agreement”), dated as of [●], between [Insert name of Genenta’s US subsidiary] (the “Company”) and Carlo Russo (“Executive,” together with the Company, the “Parties” and, each, a “Party”).
GENENTA SCIENCE S.P.A. [●] American Depositary Shares Representing [●] Ordinary Shares ([●] par value) Underwriting AgreementUnderwriting Agreement • October 4th, 2021 • Genenta Science S.p.A. • Biological products, (no disgnostic substances) • New York
Contract Type FiledOctober 4th, 2021 Company Industry JurisdictionThis press release is not an offer for sale of the securities in the United States or in any other jurisdiction where such offer is prohibited, and such securities may not be offered or sold in the United States absent registration or an exemption from registration under the United States Securities Act of 1933, as amended.
GENENTA SCIENCE S.P.A. American Depositary Shares each representing one ordinary share, no par value per share ATM Sales AgreementGenenta Science S.p.A. • April 26th, 2024 • Biological products, (no disgnostic substances) • New York
Company FiledApril 26th, 2024 Industry JurisdictionGenenta Science S.p.A., a Republic of Italy joint stock corporation (the “Company”), confirms its agreement (this “Agreement”) with Virtu Americas LLC and Capital One Securities, Inc. (each individually an “Agent” and together, the “Agents”), as follows:
ContractGenenta Science S.p.A. • November 9th, 2021 • Biological products, (no disgnostic substances) • New York
Company FiledNovember 9th, 2021 Industry Jurisdiction[NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES]
Amended and Restated License AgreementLicense Agreement • April 21st, 2023 • Genenta Science S.p.A. • Biological products, (no disgnostic substances)
Contract Type FiledApril 21st, 2023 Company IndustryThe Amendment and Restated License Agreement (the “ARLA”) attached herewith under the Enclosure is executed on March 23, 2023 (the “ARLA Execution Date”) by and between Ospedale San Raffaele S.r.l., an Italian company having registered office at via Olgettina No. 60, 20132, Milan, Italy, Fiscal Code 07636600962, duly represented for the purposes hereof by its Managing Director, Ing. Marco Centenari (“OSR”), on the one side, and Genenta Science S.p.a., an Italian company having registered office at via Olgettina No. 60, 20132, Milan, Italy, Fiscal Code 08738490963, duly represented for the purposes hereof by its Chief Executive Officer, Mr. Pierluigi Paracchi (“Genenta”), on the other side (OSR and Genenta shall be, collectively but not jointly, defined as the “Parties” and, severally, a “Party”).
Development and Manufacturing Services AgreementServices Agreement • February 1st, 2023 • Genenta Science S.p.A. • Biological products, (no disgnostic substances)
Contract Type FiledFebruary 1st, 2023 Company IndustryThis Development and Manufacturing Services Agreement (the “Agreement”) is made and entered into by AGC and Customer as of the Effective Date, as each capitalized term is defined below.
Open-ended employment contract betweenGenenta Science S.p.A. • May 19th, 2021 • Biological products, (no disgnostic substances)
Company FiledMay 19th, 2021 IndustryGenenta Science S.r.l., Tax Code and VAT No. 08738490963, with registered offices in Milano, Via Olgettina 58 (the “Company”), represented by __ in his capacity as director
ContractGenenta Science S.p.A. • October 4th, 2021 • Biological products, (no disgnostic substances) • New York
Company FiledOctober 4th, 2021 Industry JurisdictionNEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. THIS SECURITY AND THE SECURITIES ISSUABLE UPON EXERCISE OF THIS SECURITY MAY BE PLEDGED IN CONNECTION WITH A BONA FIDE MARGIN ACCOUNT OR OTHER LOAN SECURED BY SUCH SECURITIES.