RECITALSUnit Purchase Option • September 20th, 2006 • Notify Technology Corp • Telephone & telegraph apparatus • California
540,000 UNITS OFUnit Purchase Option • March 8th, 2007 • Media & Entertainment Holdings, Inc. • Blank checks • New York
AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • April 8th, 1998 • Ribogene Inc / Ca/ • Services-commercial physical & biological research
AMENDMENT TO UNIT PURCHASE OPTION OF SHANGHAI CENTURY ACQUISITION CORPORATIONUnit Purchase Option • November 27th, 2007 • Shanghai Century Acquisition Corp • Blank checks • New York
THIS AMENDMENT TO UNIT PURCHASE OPTION (this “Amendment”) is made and entered into this 20th day of July, 2006, between Shanghai Century Acquisition Corporation, a corporation organized under the laws of the Cayman Islands (the “Company”) and I-Bankers Securities Incorporated (the “Representative”), effective as of April 28, 2006.
ContractUnit Purchase Option • April 17th, 2007 • Rio Vista Energy Partners Lp • Wholesale-petroleum & petroleum products (no bulk stations) • California
THIS OPTION AND THE LIMITED LIABILITY COMPANY UNITS PURCHASABLE UPON EXERCISE HEREOF HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR UNDER ANY STATE SECURITIES LAWS. NEITHER THIS OPTION NOR SUCH UNITS MAY BE SOLD, OFFERED FOR SALE, PLEDGED OR HYPOTHECATED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT AS TO THE SECURITIES UNDER SAID ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY THAT SUCH REGISTRATION IS NOT REQUIRED.
AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • September 15th, 2006 • Juniper Partners Acquisition Corp. • Blank checks
This AMENDMENT TO UNIT PURCHASE OPTION (this ‘‘Amendment’’), dated September 12, 2006, is made by and between Juniper Partners Acquisition Corp. (the ‘‘Company’’) and HCFP/Brenner Securities LLC (‘‘Holder’’), to that certain Unit Purchase Option referred to below.
Option to Purchase ________ Units NOTIFY CORPORATION Unit Purchase Option -------------------- Dated: ___________, 1997 THIS CERTIFIES THAT D. H. Blair Investment Banking Corp. (herein sometimes called the "Holder") is entitled to purchase from Notify...Unit Purchase Option • May 29th, 1997 • Notify Corp • Telephone & telegraph apparatus
AMENDMENT NO. 1 TO UNIT PURCHASE OPTIONUnit Purchase Option • March 25th, 2021 • Nuvve Holding Corp. • Power, distribution & specialty transformers • New York
This AMENDMENT NO. 1, dated as of March 19, 2021 (the “Amendment”), is made by and among Newborn Acquisition Corp., a Cayman Islands exempted company (the “Company”), NB Merger Corp., a Delaware corporation (the “Purchaser”) and Chardan Capital Markets, LLC (“Chardan”). Capitalized terms used herein without definition shall have the meanings ascribed to such terms in the UPO (as defined below).
AMENDMENT NO. 2 TO UNIT PURCHASE OPTIONUnit Purchase Option • December 14th, 2006 • Fortress America Acquisition CORP • Blank checks
This AMENDMENT NO. 2 TO UNIT PURCHASE OPTION (this “Amendment”), dated December 8, 2006, is made by and between Fortress America Acquisition Corporation (the “Company”) and Sunrise Securities Corp. (“Sunrise”).
AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • August 29th, 2006 • Chardan North China Acquisition Corp • Blank checks
This AMENDMENT TO UNIT PURCHASE OPTION (this “Amendment”), dated August 24, 2006, is made by and between Chardan North China Acquisition Corporation (the “Company”) and the holder designated on the signature page hereof (“Holder”), to that certain Unit Purchase Option referred to below.
AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • November 17th, 2006 • Harbor Acquisition Corp. • Blank checks
This AMENDMENT TO UNIT PURCHASE OPTION (this “Amendment”), dated November 14, 2006, is made by and between Harbor Acquisition Corporation, a Delaware corporation (the “Company”) and Ferris, Baker Watts Incorporated (“Holder”), to that certain Unit Purchase Option referred to below.
AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • November 13th, 2006 • Fortress America Acquisition CORP • Blank checks
This AMENDMENT TO UNIT PURCHASE OPTION (this “Amendment”), dated October 27, 2006, is made by and between Fortress America Acquisition Corporation (the “Company”) and Sunrise Securities Corp.
AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • December 29th, 2006 • HD Partners Acquisition CORP • Blank checks • New York
This AMENDMENT TO UNIT PURCHASE OPTION (this ‘‘Amendment’’), dated December 29, 2006, is made by and between HD Partners Acquisition Corporation (the ‘‘Company’’) and the holder designated on the signature page hereof (‘‘Holder’’), to that certain Unit Purchase Option referred to below.
FIRST AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • June 5th, 2008 • Global BPO Services Corp • Services-help supply services
This Amendment Agreement (this “Agreement”) is entered into with respect to the Unit Purchase Option for the purchase of 1,562,500 Units of Global BPO Services Corp., (the “Company”) dated October 23, 2007 (the “Purchase Option”), by and between Global BPO Services Corp., and Deutsche Bank Securities Inc. (“Deutsche Bank”), on behalf of Robert W. Baird & Co. (“Baird”) or either of their designees (together with Deutsche Bank and Baird, the “Holders”). Capitalized terms herein not otherwise defined herein shall have the meanings ascribed to them in the Purchase Option.
AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • April 17th, 2007 • Chardan South China Acquisition Corp • Blank checks
This AMENDMENT TO UNIT PURCHASE OPTION (this “Amendment”), dated April 16, 2007, is made by and between Chardan South China Acquisition Corporation (the “Company”) and the holder designated on the signature page hereof (“Holder”), to that certain Unit Purchase Option referred to below.
AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • March 23rd, 2007 • Highbury Financial Inc • Investment advice
This AMENDMENT TO UNIT PURCHASE OPTION (this “Amendment”), dated December 15, 2006, is made by and between HIGHBURY FINANCIAL INC. (the “Company”) and THINKEQUITY PARTNERS LLC (“Holder”), to that certain Unit Purchase Option referred to below.
AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • January 25th, 2007 • Healthcare Acquisition Corp • Blank checks
This AMENDMENT TO UNIT PURCHASE OPTION (this ‘‘Amendment’’), dated January 23, 2007, is made by and between Healthcare Acquisition Corp. (the ‘‘Company’’) and the holder designated on the signature page hereof (‘‘Holder’’), to that certain Unit Purchase Option referred to below.
SECOND AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • December 1st, 2006 • Chardan North China Acquisition Corp • Blank checks
This SECOND AMENDMENT TO UNIT PURCHASE OPTION (this “Amendment”), dated November 28, 2006, is made by and between Chardan North China Acquisition Corporation (the “Company”) and the holder designated on the signature page hereof (“Holder”), to that certain Unit Purchase Option referred to below.
AMENDMENT TO UNIT PURCHASE OPTIONUnit Purchase Option • March 23rd, 2007 • Highbury Financial Inc • Investment advice
This AMENDMENT TO UNIT PURCHASE OPTION (this “Amendment”), dated December 15, 2006, is made by and between HIGHBURY FINANCIAL INC. (the “Company”) and EARLYBIRDCAPITAL, INC. (the “Holder”), to that certain Unit Purchase Option referred to below.
