Advisory persons definition
Advisory persons means employees and certain control persons (and their employees) who make; participate in, or obtain information regarding fund securities transactions or whose functions relate to the making of recommendations with respect to fund transactions.
Advisory persons means (1) any trustee, director, officer, or employee of a Fund or Steben & Company, Inc. (“SCI”) (or any person in a control relationship to a Fund or SCI) who, in connection with his or her regular duties, makes, participates in, or obtains information regarding the purchase or sale of securities by a Fund, or whose functions relate to making any recommendations with respect to such purchases or sales, and (2) any natural person in a control relationship to a Fund or SCI who obtains information concerning recommendations made to a Fund with regard to the purchase or sale of securities by such Fund.
Advisory persons means the Adviser or any affiliated person of the Adviser (as defined in Section 2(a)(3) of the 1940 Act) (other than the Fund, in the case of a redemption or purchase of VMTP Shares which are to be cancelled within 10 days of purchase by the Fund).
More Definitions of Advisory persons
Advisory persons has the meaning set forth in the Articles Supplementary.
Advisory persons. (as defined in Rule 17j-under the 1940 Act) have complied materially with the requirements of Rule 17j-1 under the 1940 Act during the previous quarter or, if not, explain what the Subadviser has done to seek to ensure such compliance in the future. Annually, the Subadviser shall furnish a written report, which complies with the requirements of Rule 17j-1 and Rule 38a-1 under the 1940 Act, concerning the Subadviser’s Code of Ethics and compliance program, respectively, to the Fund and the Manager. Upon written request of the Fund or the Manager with respect to material violations of the Code of Ethics directly affecting the Fund, the Subadviser shall permit representatives of the Fund or the Manager to examine reports (or summaries of the reports) required to be made by Rule 17j-1(d)(1) relating to enforcement of the Code of Ethics.
Advisory persons means (a) Investment Persons (as defined below); (b) all directors and officers; (c) all employees who, in connection with their regular functions or duties, make, participate in, or obtain information, regarding the purchase or sale of a security by a Fund (as defined below), or whose functions relate to the making of any recommendations with respect to such purchases or sales; and (d) any natural person in a control relationship to SG who obtains information concerning recommendations made to a Fund with regard to the purchase or sale of a security.
Advisory persons means (i) any employee of the Fund, Manager or Advisor/Subadvisor (or of any company in a control relationship to the Fund, Manager or Advisor/Subadvisor) who, in connection with his or her regular functions or duties, makes, participates in, or obtains information regarding the purchase or sale of a security by the Fund, or whose functions relate to the making of any recommendations with respect to such purchases or sales; and (ii) any natural person in a control relationship to the Fund who obtains information concerning recommendations made to the Fund with regard to the purchase or sale of a security.
Advisory persons means (i) any director, trustee, officer, or employee of the Trusts’ Funds or the Adviser (or of any company in a control relationship to the Trusts’ Funds or Adviser) who, in connection with his or her regular functions or duties, makes, participates in, or obtains information regarding the purchase or sale of covered securities by the Trusts’ Funds, or whose functions relate to the making of any recommendations with respect to such purchases or sales; (ii) any natural person in a control relationship to the Trusts’ Funds or the Adviser who obtains information concerning recommendations made to the Trusts’ Funds with regard to the purchase or sale of covered securities by the Trusts’ Funds; and (iii) any supervised person of the Adviser (A) who is involved in making securities recommendations for the Trusts’ Funds, or (B) who has access to such recommendations that are nonpublic, access to nonpublic information regarding the Trusts’ Funds purchase or sale of securities, or access to nonpublic information regarding the portfolio holdings of the Trusts’ Funds.