AML Compliance Officer definition

AML Compliance Officer has the meaning set forth in SECTION 4 of Appendix A (Part III).
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AML Compliance Officer means the individual(s) employed by the licensee or licensee's parent or affiliate designated to implement the anti-money laundering (AML) program.
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AML Compliance Officer is the individual appointed by the Trust to oversee the AML Program adopted by the Trust.
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Examples of AML Compliance Officer in a sentence

  • The AML Compliance Officer shall report directly to the President of the Fund.

  • Except as otherwise provided herein, the AML Compliance Officer and the AML Compliance Committee shall work together to facilitate the performance of the responsibilities assigned to the AML Compliance Officer.

  • Fund officers and such other persons designated by the AML Compliance Officer shall be required, on an annual basis, to certify their knowledge of, and compliance with, the Fund's AML Program.

  • Before a Fund delegates any aspect of the implementation of this AML Program to a Service Provider, and no less frequently than annually thereafter, the AML Compliance Officer shall review and evaluate the Service Provider's anti-money laundering program as it relates to functions delegated to the Service Provider by the Fund.

  • The AML Compliance Officer shall attend, and the Funds shall require that other members of the AML Compliance Committee and all relevant employees of the Service Providers to whom the Fund has delegated compliance with this AML Program to attend, anti-money laundering training no less frequently than annually.

  • Each Fund shall obtain from each such Service Provider to whom responsibilities under this AML Program have been delegated such Service Provider's agreement to cooperate with the Fund's AML Compliance Officer in the performance of such Service Provider's responsibilities under this AML Program.

  • The AML Compliance Officer, in consultation with the AML Compliance Committee, may adopt interim amendments to this AML Program as necessary to comply with legal requirements, subject to ratification by the Board of Directors.

  • If the AML Compliance Officer is notified by a Service Provider that the above procedures cannot be adequately performed, the AML Compliance Officer shall consult with the Service Provider to determine what course of action, if any, should be followed.

  • The AML Compliance Officer shall report to each Fund's Board of Directors no less frequently than annually regarding the delegation by the Fund of the implementation of this AML Program to any Service Provider and the AML Compliance Officer's evaluation of each such Service Provider's anti-money laundering program.

  • As more particularly described in this AML Program, the AML Compliance Officer shall have overall responsibility to administer and oversee the AML Program.


More Definitions of AML Compliance Officer

AML Compliance Officer or “AMLCO” means the Anti-Money Laundering Compliance Officer.
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AML Compliance Officer means the individual(s) employed by the licensee or licensee's parent or affiliate des- ignated to implement the anti-money laundering (AML) pro- gram.
Sample 1Sample 2
AML Compliance Officer means the individual(s) employed by the licensee designated to implement the anti-money laundering (AML) pro­ gram.
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AML Compliance Officer means the individual(s) employed by the licensee or licensee's parent or affiliate des-
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AML Compliance Officer or «AMLCO», shall mean the person appointed as compliance officer subject to the provisions of article 69 of the Prevention and Suppression of Money Laundering and Terrorist Financing Law 2007 and has the meaning and duties that are appointed to this term in Directive of the Commission for the Prevention and Suppression of Money Laundering and Terrorist Financing∙
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Related to AML Compliance Officer

  • Compliance Officer means Company Secretary or such other senior officer, who is financially literate and is capable of appreciating requirements for legal and regulatory compliance under these regulations designated so and reporting to the Board of Directors and who shall be responsible for compliance of policies, procedures, maintenance of records, monitoring adherence to the rules for the preservation of unpublished price sensitive information, monitoring of trades and the implementation of the codes specified in these regulations under the overall supervision of the Board of Directors of the Company.

  • Chief Compliance Officer means the individual appointed by the Board as BSEF’s chief compliance officer in accordance with the Operating Agreement, with the duties and responsibilities as may be prescribed by the Board from time to time as set forth in Rule 208.

  • Compliance Date means, in each case, the date by which compliance is required under the referenced provision of ARRA’s or HIPAA’s implementing regulations, as applicable.