Chief Compliance Officer definition

Chief Compliance Officer means the individual appointed by the Board as BSEF’s chief compliance officer in accordance with the Operating Agreement, with the duties and responsibilities as may be prescribed by the Board from time to time as set forth in Rule 208.

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Chief Compliance Officer has the meaning ascribed thereto in Section 2.2 hereof.

Chief Compliance Officer means the Chief Compliance Officer (“CCO”) of Cohen & Steers Capital Management, Inc. and the Cohen & Steers Funds.

Examples of Chief Compliance Officer in a sentence

BNY Mellon has compliance policies and procedures reasonably designed to prevent violations of the federal securities laws, and it will cooperate with, make personnel available to, and provide such information as may reasonably be requested to the Fund or the Fund’s Chief Compliance Officer (“CCO”) in order for the CCO to perform his or her duties under Rule 38a-1 under the 1940 Act.
Provide compliance services, as directed by the Investment Company’s Chief Compliance Officer, which include monitoring the Investment Company’s compliance with its policies and procedures, and with applicable federal, state and foreign securities laws, the rules and regulations thereunder, and the rules of the Exchanges, as applicable.
All charges for services and expenses of the Trust's Chief Compliance Officer.
The Dealer Manager agrees to update HPS Advisors, LLC (the “Advisor”) and the Chief Compliance Officer of the Advisor via written communication on a quarterly basis regarding any compliance issues that have occurred since the prior quarter.
If issues about the complaint are complex or sensitive, USBGFS shall seek guidance from the relevant Funds’ Chief Compliance Officer, as the case may be.

More Definitions of Chief Compliance Officer

Chief Compliance Officer means the Chief Compliance Officer of the Corporation (who also may serve as the compliance officer of the Adviser and/or one or more affiliates of the Adviser).

Chief Compliance Officer means the individual appointed by the Board as the Company’s chief compliance officer.

Chief Compliance Officer or “CCO” means the person appointed by each Adviser designated to be responsible for administering the policies and procedures adopted under the Advisers Act. The CCO may delegate any or all of his or her responsibilities under the Code. In instances when the Code is applied to the CCO, any other executive officer of the appropriate Adviser may act as the designee of the CCO.

Chief Compliance Officer means the Code of Ethics Compliance Officer of the Trust with respect to Trustees and officers of the Trust, or the CCO of the Advisers with respect to Advisers personnel.

Chief Compliance Officer means the Chief Compliance Officer of the Funds and the Adviser.

Chief Compliance Officer means, for purposes of this Code, the Firm’s chief compliance officer.

Chief Compliance Officer means the individual (or his or her designee) designated by Sands Capital as having the authority and responsibilities set forth in this Code; provided, however, that if that individual proposes to engage in any conduct or transaction requiring approval or other action by the Chief Compliance Officer, the approval shall be granted or other action shall be taken by such other individual as Sands Capital shall designate.