Examples of Preclearance Officer in a sentence
To be valid, a Pre-clearance Officer must sign the Trading Authorization Form.
The form must be submitted to a Pre-clearance Officer for a determination of approval or denial.
A Pre-clearance Officer may not approve his or her own Trading Authorization Form.
The Pre-clearance Officer shall determine whether approval of the proposed trade would place the individual’s interests ahead of the interests of Western Asset clients (including the Funds).
If you have any doubt whether you have or might acquire direct or indirect beneficial ownership or have or share investment control over an account or entity in a particular transaction, or whether a transaction involves a security covered by the Code, you should consult with a Preclearance Officer before engaging in the transaction.